PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 1st, 2017 • PARETEUM Corp • Services-computer integrated systems design • New York
Contract Type FiledDecember 1st, 2017 Company Industry JurisdictionThis letter (this “Agreement”) constitutes the agreement between Pareteum Corp., a Delaware corporation (the “Company”) and Dawson James Securities, Inc. (“Dawson” or the “Placement Agent”) pursuant to which Dawson shall serve as the exclusive placement agent (the “Services”) for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Dawson’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Dawson to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Dawson placing the Securities.
SPHERE 3D CORP. Common Shares and Warrants PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 24th, 2017 • Sphere 3D Corp • Services-computer processing & data preparation • New York
Contract Type FiledMarch 24th, 2017 Company Industry Jurisdiction
xG TECHNOLOGY, INC. 14,000,000 Units, Each Unit Consisting of One Share of Common Stock and One Warrant to Purchase One Share of Common Stock PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 13th, 2016 • xG TECHNOLOGY, INC. • Communications equipment, nec • New York
Contract Type FiledMay 13th, 2016 Company Industry Jurisdiction
XG TECHNOLOGY, INC. [__] Units, Each Unit Consisting of One Share of Series B Convertible Preferred Stock andPlacement Agency Agreement • February 12th, 2016 • xG TECHNOLOGY, INC. • Communications equipment, nec • New York
Contract Type FiledFebruary 12th, 2016 Company Industry Jurisdiction