January 29, 2016 Carlo Russo, M.D. Re: Employment Terms for Executive Vice President and Chief Medical Officer Dear Carlo,Employment Agreement • May 12th, 2016 • Adverum Biotechnologies, Inc. • Biological products, (no disgnostic substances) • California
Contract Type FiledMay 12th, 2016 Company Industry JurisdictionIn connection with the acquisition (the “Acquisition”) of all outstanding shares of Annapurna Therapeutics SAS (the “Target”) by Avalanche Biotechnologies, Inc. (the “Company”), this letter agreement (the “Agreement”) memorializes the employment terms for your employment with the Company in the position of Executive Vice President and Chief Medical Officer of the Company. These terms will become effective on the closing of the Acquisition (the “Closing Date”). In the event the Acquisition is not consummated, this Agreement shall be of no force or effect. Your first day of work as Executive Vice President and Chief Medical Officer will be the Closing Date.
January 29, 2016 Amber Salzman, Ph.D. Merion Station, PA 19066 Re: Employment Terms for President Dear Amber,Employment Agreement • February 1st, 2016 • Avalanche Biotechnologies, Inc. • Biological products, (no disgnostic substances) • California
Contract Type FiledFebruary 1st, 2016 Company Industry JurisdictionIn connection with the acquisition (the “Acquisition”) of all outstanding shares of Annapurna Therapeutics SAS (the “Target”) by Avalanche Biotechnologies, Inc. (the “Company”), this letter agreement (the “Agreement”) memorializes the employment terms for your employment with the Company in the position of President and Chief Operating Officer of the Company. These terms will become effective on the closing of the Acquisition (the “Closing Date”). In the event the Acquisition is not consummated, this Agreement shall be of no force or effect. Your first day of work as President and Chief Operating Officer will be the Closing Date. The Company shall take all necessary and appropriate steps to effect your appointment to the Board of Directors of the Company (the “Board”), effective upon the Closing Date.
November 19, 2015 Mr. Paul Cleveland c/o Avalanche Biotechnologies, Inc. Menlo Park, California 94025 Re: Employment Terms for Chief Executive Officer Dear Paul,Employment Agreement • November 20th, 2015 • Avalanche Biotechnologies, Inc. • Biological products, (no disgnostic substances) • California
Contract Type FiledNovember 20th, 2015 Company Industry JurisdictionThis letter agreement (the “Agreement”) memorializes the employment terms for your anticipated hire by Avalanche Biotechnologies, Inc. (the “Company”) in the position of Chief Executive Officer of the Company (“CEO”), as well as your appointment as a member of the Board of Directors of the Company (the “Board”). These terms will become effective on November 20, 2015. Your first day of work as CEO, the first day of your term as a member of the Board, will be December 9, 2015 or a later date determined by mutual agreement and approved by the Board (as applicable, the “Hire Date”).
August 28, 2014 Roman G. Rubio, MD [Address] [Address]Employment Agreement • December 18th, 2014 • Avalanche Biotechnologies, Inc. • Biological products, (no disgnostic substances)
Contract Type FiledDecember 18th, 2014 Company IndustryThis letter agreement (the “Agreement”) memorializes the employment terms for your anticipated hire by Avalanche Biotechnologies, Inc. (the “Company”) in the position of Senior Vice President and Head of Translational Medicine reporting to the Chief Executive Officer. These terms will become effective on September 22, or at such later date by mutual agreement and as approved by the Board of Directors of the Company (as applicable, the “Hire Date”).
June 13, 2014 Samuel B. Barone, MD [Address] [Address] Re: Employment Terms For Chief Medical Officer Dear Dr. Barone:Employment Agreement • December 18th, 2014 • Avalanche Biotechnologies, Inc. • Biological products, (no disgnostic substances)
Contract Type FiledDecember 18th, 2014 Company IndustryThis letter agreement (the “Agreement”) memorializes the employment terms for your anticipated hire by Avalanche Biotechnologies, Inc. (the “Company”) in the position of Chief Medical Officer (“CMO”) reporting to the Chief Executive Officer. These terms will become effective on June 30, or at such later date by mutual agreement and as approved by the Board of Directors of the Company (as applicable, the “Hire Date”).