NEXPOINT REAL ESTATE FINANCE, INC. as Issuer $35,000,000 5.75% SENIOR NOTES DUE 2026 UNDERWRITING AGREEMENTUnderwriting Agreement • January 24th, 2022 • NexPoint Real Estate Finance, Inc. • Real estate investment trusts • New York
Contract Type FiledJanuary 24th, 2022 Company Industry JurisdictionNexPoint Real Estate Finance, Inc., a Maryland corporation (the “Company”), which is externally managed and advised by NexPoint Real Estate Advisors VII, L.P., a Delaware limited partnership (the “Manager”), and NexPoint Real Estate Finance Operating Partnership, L.P., a Delaware limited partnership and the Company’s operating partnership (the “Operating Partnership”), each confirms its respective agreements with Raymond James & Associates, Inc., as representative (the “Representative”) of the several underwriters named in Schedule I hereto (the “Underwriters”) with respect to the proposed issuance and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $35,000,000 aggregate principal amount of the Company’s 5.75% Senior Notes due 2026 (the “Notes”). The Notes are to be issued pursuant to an indenture (the “Base Indenture”), dated April 13, 2021, among the Company and UMB Bank, National Association, as trustee (the “Trustee”), and as supplemen
NEXPOINT REAL ESTATE FINANCE, INC. as Issuer $60,000,000 5.75% SENIOR NOTES DUE 2026 UNDERWRITING AGREEMENTUnderwriting Agreement • December 17th, 2021 • NexPoint Real Estate Finance, Inc. • Real estate investment trusts • New York
Contract Type FiledDecember 17th, 2021 Company Industry JurisdictionNexPoint Real Estate Finance, Inc., a Maryland corporation (the “Company”), which is externally managed and advised by NexPoint Real Estate Advisors VII, L.P., a Delaware limited partnership (the “Manager”), and NexPoint Real Estate Finance Operating Partnership, L.P., a Delaware limited partnership and the Company’s operating partnership (the “Operating Partnership”), each confirms its respective agreements with Raymond James & Associates, Inc., as representative (the “Representative”) of the several underwriters named in Schedule I hereto (the “Underwriters”) with respect to the proposed issuance and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $60,000,000 aggregate principal amount of the Company’s 5.75% Senior Notes due 2026 (the “Notes”). The Notes are to be issued pursuant to an indenture (the “Base Indenture”), dated April 13, 2021, among the Company and UMB Bank, National Association, as trustee (the “Trustee”), and as supplemen
3,500,000 Shares INPOINT COMMERCIAL REAL ESTATE INCOME, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • September 16th, 2021 • InPoint Commercial Real Estate Income, Inc. • Real estate investment trusts • New York
Contract Type FiledSeptember 16th, 2021 Company Industry JurisdictionInPoint Commercial Real Estate Income, Inc., a Maryland corporation (the “Company”), which is externally managed and advised by Inland InPoint Advisor, LLC, a Delaware limited liability company (the “Advisor”), and InPoint REIT Operating Partnership, LP, a Delaware limited partnership and the Company’s operating partnership (the “Operating Partnership”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 3,500,000 shares of the Company’s 6.75% Series A Cumulative Redeemable Preferred Stock, par value $0.001 per share (the “Series A Preferred Stock”). The aggregate of 3,500,000 shares of Series A Preferred Stock to be purchased from the Company are called the “Firm Shares.” In addition, the Company has granted to the Underwriters, upon the terms and conditions stated herein, an option to purchase up to an additional 525,000 shares of Series A Preferre
•] Shares INPOINT COMMERCIAL REAL ESTATE INCOME, INC. [•]% Series A Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 3rd, 2021 • InPoint Commercial Real Estate Income, Inc. • Real estate investment trusts • New York
Contract Type FiledSeptember 3rd, 2021 Company Industry JurisdictionInPoint Commercial Real Estate Income, Inc., a Maryland corporation (the “Company”), which is externally managed and advised by Inland InPoint Advisor, LLC, a Delaware limited liability company (the “Advisor”), and InPoint REIT Operating Partnership, LP, a Delaware limited partnership and the Company’s operating partnership (the “Operating Partnership”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [•] shares of the Company’s [•]% Series A Cumulative Redeemable Preferred Stock, par value $0.001 per share (the “Series A Preferred Stock”). The aggregate of [•] shares of Series A Preferred Stock to be purchased from the Company are called the “Firm Shares.” In addition, the Company has granted to the Underwriters, upon the terms and conditions stated herein, an option to purchase up to an additional [•] shares of Series A Preferred Stock (the “Add
2,000,000 Shares NEXPOINT REAL ESTATE FINANCE, INC. Common Stock UNDERWRITING AGREEMENT August 18, 2021Underwriting Agreement • August 20th, 2021 • NexPoint Real Estate Finance, Inc. • Real estate investment trusts • New York
Contract Type FiledAugust 20th, 2021 Company Industry JurisdictionNexPoint Real Estate Finance, Inc., a Maryland corporation (the “Company”), which is externally managed and advised by NexPoint Real Estate Advisors VII, L.P., a Delaware limited partnership (the “Manager”), and NexPoint Real Estate Finance Operating Partnership, L.P., a Delaware limited partnership and the Company’s operating partnership (the “Operating Partnership”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 2,000,000 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”). The aggregate 2,000,000 shares of Common Stock to be purchased from the Company are called the “Firm Shares.” In addition, the Company has granted to the Underwriters, upon the terms and conditions stated herein, an option to purchase up to an additional 300,000 shares of Common Stock (the “Additional Shares”).
2,800,000 Shares ALPINE INCOME PROPERTY TRUST, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 7th, 2021 • Alpine Income Property Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledJune 7th, 2021 Company Industry JurisdictionAlpine Income Property Trust, Inc., a Maryland corporation (the “Company”), Alpine Income Property Manager, LLC, a Delaware limited liability company (the “Manager”), and Alpine Income Property OP, LP, a Delaware limited partnership and the Company’s operating partnership (the “Operating Partnership”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 2,800,000 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”). The aggregate of 2,800,000 shares of Common Stock to be purchased from the Company are called the “Firm Shares.” In addition, the Company has granted to the Underwriters, upon the terms and conditions stated herein, an option to purchase up to an additional 420,000 shares of Common Stock (the “Additional Shares”) to cover over-allotments by the Underwriters, if any. The Firm Shares and the Additional Shares
NEXPOINT REAL ESTATE FINANCE, INC. as Issuer $75,000,000 5.75% SENIOR NOTES DUE 2026 UNDERWRITING AGREEMENTUnderwriting Agreement • April 15th, 2021 • NexPoint Real Estate Finance, Inc. • Real estate investment trusts • New York
Contract Type FiledApril 15th, 2021 Company Industry JurisdictionNexPoint Real Estate Finance, Inc., a Maryland corporation (the “Company”), which is externally managed and advised by NexPoint Real Estate Advisors VII, L.P., a Delaware limited partnership (the “Manager”), and NexPoint Real Estate Finance Operating Partnership, L.P., a Delaware limited partnership and the Company’s operating partnership (the “Operating Partnership”), each confirms its respective agreements with Raymond James & Associates, Inc., as representative (the “Representative”) of the several underwriters named in Schedule I hereto (the “Underwriters”) with respect to the proposed issuance and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of $75,000,000 aggregate principal amount of the Company’s 5.75% Senior Notes due 2026 (the “Notes”). The Notes are to be issued pursuant to an indenture (the “Base Indenture”), dated April 13, 2021, among the Company and UMB Bank, National Association, as trustee (the “Trustee”), and as supplemen
2,000,000 Shares NEXPOINT REAL ESTATE FINANCE, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • July 20th, 2020 • NexPoint Real Estate Finance, Inc. • Real estate investment trusts • New York
Contract Type FiledJuly 20th, 2020 Company Industry JurisdictionNexPoint Real Estate Finance, Inc., a Maryland corporation (the “Company”), which is externally managed and advised by NexPoint Real Estate Advisors VII, L.P., a Delaware limited partnership (the “Manager”), and NexPoint Real Estate Finance Operating Partnership, L.P., a Delaware limited partnership and the Company’s operating partnership (the “Operating Partnership”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 2,000,000 shares of the Company’s 8.50% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share (the “Series A Preferred Stock”). The aggregate of 2,000,000 shares of Series A Preferred Stock to be purchased from the Company are called the “Firm Shares.” In addition, the Company has granted to the Underwriters, upon the terms and conditions stated herein, an option to purchase up to an additional 300,000 shares of Ser
FIRM SHARES] Shares NEXPOINT REAL ESTATE FINANCE, INC. [•]% Series A Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 15th, 2020 • NexPoint Real Estate Finance, Inc. • Real estate investment trusts • New York
Contract Type FiledJuly 15th, 2020 Company Industry JurisdictionNexPoint Real Estate Finance, Inc., a Maryland corporation (the “Company”), which is externally managed and advised by NexPoint Real Estate Advisors VII, L.P., a Delaware limited partnership (the “Manager”), and NexPoint Real Estate Finance Operating Partnership, L.P., a Delaware limited partnership and the Company’s operating partnership (the “Operating Partnership”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [FIRM SHARES] shares of the Company’s [•]% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share (the “Series A Preferred Stock”). The aggregate of [FIRM SHARES] shares of Series A Preferred Stock to be purchased from the Company are called the “Firm Shares.” In addition, the Company has granted to the Underwriters, upon the terms and conditions stated herein, an option to purchase up to an additional [OPTION SHARES
FIRM SHARES] Shares NEXPOINT REAL ESTATE FINANCE, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 4th, 2020 • NexPoint Real Estate Finance, Inc. • Real estate investment trusts • New York
Contract Type FiledFebruary 4th, 2020 Company Industry JurisdictionNexPoint Real Estate Finance, Inc., a Maryland corporation (the “Company”), which is externally managed and advised by NexPoint Real Estate Advisors VII, L.P., a Delaware limited partnership (the “Manager”), and NexPoint Real Estate Finance Operating Partnership, L.P., a Delaware limited partnership and the Company’s operating partnership (the “Operating Partnership”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [FIRM SHARES] shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”). The aggregate of [FIRM SHARES] shares of Common Stock to be purchased from the Company are called the “Firm Shares.” In addition, the Company has granted to the Underwriters, upon the terms and conditions stated herein, an option to purchase up to an additional [OPTION SHARES] shares of Common Stock (the “Additional Shares”) to cover ove
2,350,000 Shares NEXPOINT RESIDENTIAL TRUST, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 16th, 2018 • NexPoint Residential Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledNovember 16th, 2018 Company Industry JurisdictionNexPoint Residential Trust, Inc., a Maryland corporation (the “Company”), which is externally managed and advised by NexPoint Real Estate Advisors, L.P., a Delaware limited partnership (the “Adviser”), and NexPoint Residential Trust Operating Partnership, L.P., a Delaware limited partnership and the Company’s operating partnership (the “Operating Partnership”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 2,350,000 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”). The aggregate of 2,350,000 shares of Common Stock to be purchased from the Company are called the “Firm Shares.” In addition, the Company has granted to the Underwriters, upon the terms and conditions stated herein, an option to purchase up to an additional 352,500 shares of Common Stock (the “Additional Shares”).
4,000,000 Shares JERNIGAN CAPITAL, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 14th, 2018 • Jernigan Capital, Inc. • Real estate investment trusts • New York
Contract Type FiledJune 14th, 2018 Company Industry JurisdictionJernigan Capital, Inc., a Maryland corporation (the “Company”), which is externally managed and advised by JCap Advisors, LLC, a limited liability company organized and existing under the laws of Florida (the “Manager”), and Jernigan Capital Operating Company, LLC, a Delaware limited liability company (the “Operating Company”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 4,000,000 shares of its Common Stock, par value $0.01 per share (the “Common Stock”). The aggregate of 4,000,000 shares to be purchased from the Company are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriters, upon the terms and conditions stated herein, up to an additional 600,000 shares of Common Stock (the “Additional Shares”) to cover over-allotments by the Underwriters, if any.
5,000,000 Shares CATCHMARK TIMBER TRUST, INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 16th, 2018 • CatchMark Timber Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledMarch 16th, 2018 Company Industry JurisdictionCatchMark Timber Trust, Inc., a Maryland corporation (the “Company”), and CatchMark Timber Operating Partnership, L.P., a Delaware limited partnership (the “Operating Partnership”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 5,000,000 shares of its Class A Common Stock, par value $0.01 per share (the “Class A Common Stock”). The aggregate of 5,000,000 shares to be purchased from the Company are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriters, upon the terms and conditions stated herein, up to an additional 750,000 shares of Class A Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are collectively referred to in this Agreement as the “Shares.” Raymond James & Associates, Inc. (“Raymond James”), Citigroup Global Markets Inc. (“Citigroup”), Stifel, Nicolaus &
4,000,000 Shares CATCHMARK TIMBER TRUST, INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 18th, 2017 • CatchMark Timber Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledOctober 18th, 2017 Company Industry JurisdictionCatchMark Timber Trust, Inc., a Maryland corporation (the “Company”) and CatchMark Timber Operating Partnership, L.P., a Delaware limited partnership (the “Operating Partnership”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 4,000,000 shares of its Class A Common Stock, par value $0.01 per share (the “Class A Common Stock”). The aggregate of 4,000,000 shares to be purchased from the Company are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriters, upon the terms and conditions stated herein, up to an additional 600,000 shares of Class A Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are collectively referred to in this Agreement as the “Shares.” Raymond James & Associates, Inc. (“Raymond James”) and Stifel, Nicolaus & Company, Incorporated (“Stifel”) are acting as the rep
3,500,000 Shares JERNIGAN CAPITAL, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 27th, 2017 • Jernigan Capital, Inc. • Real estate investment trusts • New York
Contract Type FiledJune 27th, 2017 Company Industry JurisdictionJernigan Capital, Inc., a Maryland corporation (the “Company”), which is externally managed and advised by JCap Advisors, LLC, a limited liability company organized and existing under the laws of Florida (the “Manager”), and Jernigan Capital Operating Company, LLC, a Delaware limited liability company (the “Operating Company”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 3,500,000 shares of its Common Stock, par value $0.01 per share (the “Common Stock”). The aggregate of 3,500,000 shares to be purchased from the Company are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriters, upon the terms and conditions stated herein, up to an additional 525,000 shares of Common Stock (the “Additional Shares”) to cover over-allotments by the Underwriters, if any.
2,650,000 Shares JERNIGAN CAPITAL, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • December 12th, 2016 • Jernigan Capital, Inc. • Real estate investment trusts • New York
Contract Type FiledDecember 12th, 2016 Company Industry JurisdictionJernigan Capital, Inc., a Maryland corporation (the “Company”), which is externally managed and advised by JCap Advisors, LLC, a limited liability company organized and existing under the laws of Florida (the “Manager”), and Jernigan Capital Operating Company, LLC, a Delaware limited liability company (the “Operating Company”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 2,650,000 shares of its Common Stock, par value $0.01 per share (the “Common Stock”). The aggregate of 2,650,000 shares to be purchased from the Company are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriters, upon the terms and conditions stated herein, up to an additional 397,500 shares of Common Stock (the “Additional Shares”) to cover over-allotments by the Underwriters, if any.
] Shares JERNIGAN CAPITAL, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 20th, 2015 • Jernigan Capital, Inc. • Real estate investment trusts • New York
Contract Type FiledMarch 20th, 2015 Company Industry JurisdictionJernigan Capital, Inc., a Maryland corporation (the “Company”), which will be externally managed and advised by JCAP Advisors, LLC, a limited liability company organized and existing under the laws of Delaware (the “Manager”), and Jernigan Capital Operating Partnership LP, a Delaware limited partnership (the “Operating Partnership”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of [ ] shares of its Common Stock, par value $0.01 per share (the “Common Stock”). The aggregate of [ ] shares to be purchased from the Company are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriters, upon the terms and conditions stated herein, up to an additional [ ] shares of Common Stock (the “Additional Shares”) to cover over-allotments by the Underwriters, if any. The Firm Shares and the Additional Shares are collectively referre
12,500,000 Shares CATCHMARK TIMBER TRUST, INC. Class A Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 11th, 2014 • CatchMark Timber Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledJuly 11th, 2014 Company Industry JurisdictionCatchMark Timber Trust, Inc., a Maryland corporation (the “Company”) and CatchMark Timber Operating Partnership, L.P., a Delaware limited partnership (the “Operating Partnership”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of 12,500,000 shares of its Class A Common Stock, par value $0.01 per share (the “Class A Common Stock”). The aggregate of 12,500,000 shares to be purchased from the Company are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriters, upon the terms and conditions stated herein, up to an additional 1,875,000 shares of Class A Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are collectively referred to in this Agreement as the “Shares.” Raymond James & Associates, Inc. (“Raymond James”) is acting as the representative of the several Underwriters and in such c
] Shares CATCHMARK TIMBER TRUST, INC. Class A Common Stock Form of UNDERWRITING AGREEMENTUnderwriting Agreement • November 26th, 2013 • CatchMark Timber Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledNovember 26th, 2013 Company Industry JurisdictionCatchMark Timber Trust, Inc., a Maryland corporation (the “Company”) and CatchMark Timber Operating Partnership, L.P., a Delaware limited partnership (the “Operating Partnership”), propose, subject to the terms and conditions stated herein, that the Company will issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), an aggregate of [ ] shares of its Class A Common Stock, par value $0.01 per share (the “Class A Common Stock”). The aggregate of [ ] shares to be purchased from the Company are called the “Firm Shares.” In addition, the Company has agreed to sell to the Underwriters, upon the terms and conditions stated herein, up to an additional [ ] shares of Class A Common Stock (the “Additional Shares”) to cover over-allotments by the Underwriters, if any. The Firm Shares and the Additional Shares are collectively referred to in this Agreement as the “Shares.” Raymond James & Associates, Inc. (“Raymond James”), Robert W. Baird & Co. Incorporated (“Ba