Common Contracts

ICE TRADE VAULT BROKER AGREEMENT

Broker Agreement • July 25th, 2012 • New York

• Contract Type
  Broker Agreement
• Filed
  July 25th, 2012
• Jurisdiction
  New York

This agreement (the “ICE Trade Vault Agreement”) sets out the terms on which ICE Trade Vault, LLC (“ICE Trade Vault”), which owns and operates an electronic platform (the “ICE Trade Vault Platform”) for (i) the matching (“Broker Confirmation Service”) of trade data submitted by the undersigned broker (“Broker”) with corresponding trade data submitted by a customer (“Participant”) for trades previously arranged by the Broker on behalf of the Participant (“Broker Confirmation”), and (ii) the collection, storage and regulatory reporting of a comprehensive range of trade data in respect of commodity derivatives trades (the “SDR Service”, and together with the Broker Confirmation Service, the “ICE Trade Vault Services”, or the “Services”), has agreed to provide the Broker identified below with access to and use of the ICE Trade Vault Platform. All capitalized terms used in this ICE Trade Vault Agreement shall have the meanings ascribed to them in this ICE Trade Vault Agreement.