Common Contracts
31 similar Underwriting Agreement contracts by Annaly Capital Management Inc, Chimera Investment Corp, Thornburg Mortgage Inc, others
ANNALY CAPITAL MANAGEMENT, INC. 100,000,000 Shares of Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT August 1, 2022Underwriting Agreement • August 3rd, 2022 • Annaly Capital Management Inc • Real estate investment trusts • New York
Annaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”), for whom Goldman Sachs & Co. LLC is acting as representative (the “Representative”), an aggregate of 100,000,000 shares (the “Firm Securities”) of common stock, $0.01 par value (the “Common Stock”) of the Company. In addition, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 15,000,000 shares of Common Stock (the “Additional Securities”). The Firm Securities and the Additional Securities are hereinafter collectively sometimes referred to as the “Securities.” The Securities are described in the Prospectus which is referred to below.
ANNALY CAPITAL MANAGEMENT, INC. 100,000,000 Shares of Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT May 16, 2022Underwriting Agreement • May 18th, 2022 • Annaly Capital Management Inc • Real estate investment trusts • New York
Annaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”), for whom Goldman Sachs & Co. LLC is acting as representative (the “Representative”), an aggregate of 100,000,000 shares (the “Firm Securities”) of common stock, $0.01 par value (the “Common Stock”) of the Company. In addition, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 15,000,000 shares of Common Stock (the “Additional Securities”). The Firm Securities and the Additional Securities are hereinafter collectively sometimes referred to as the “Securities.” The Securities are described in the Prospectus which is referred to below.
UNDERWRITING AGREEMENTUnderwriting Agreement • April 13th, 2020 • Chimera Investment Corp • Real estate investment trusts • New York
The Securities will be issued under the indenture dated as of April 13, 2020 (the “Base Indenture”) between the Company and Wilmington Trust, National Association, as trustee (the “Trustee”), as supplemented by the supplemental indenture dated as of April 13, 2020 (the “Supplemental Indenture”), between the Company and the Trustee (the Base Indenture together with the Supplemental Indenture, the “Indenture”).
ANNALY CAPITAL MANAGEMENT, INC. UNDERWRITING AGREEMENT June 20, 2019Underwriting Agreement • June 26th, 2019 • Annaly Capital Management Inc • Real estate investment trusts • New York
Annaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”), for whom Morgan Stanley & Co. LLC (“Morgan Stanley”) is acting as representative (the “Representative”), 16,000,000 shares (the “Firm Securities”) of 6.750% series I fixed-to-floating rate cumulative redeemable preferred stock, liquidation preference $25.00 per share (the “Series I Preferred Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 2,400,000 shares of Series I Preferred Stock (the “Additional Securities”). The Firm Securities and the Additional Securities are hereinafter collectively sometimes referred to as the “Securities.” The Securities are described in the Prospectus which is referred to below. The Securities will be established by the Articles Supple
UNDERWRITING AGREEMENTUnderwriting Agreement • March 21st, 2019 • Two Harbors Investment Corp. • Real estate investment trusts • New York
Two Harbors Investment Corp., a Maryland corporation (the “Company”), proposes to issue and sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom Credit Suisse Securities (USA) LLC (“Credit Suisse”), J.P. Morgan Securities LLC (“JPMorgan”) and JMP Securities LLC (“JMP”) are acting as Representatives (the “Representatives”), 18,000,000 shares (the “Firm Shares”) of its common stock, par value $0.01 per share (“Common Stock”). The Company also proposes to issue and sell to the Underwriters, at the option of the Underwriters, not more than 2,700,000 additional shares of its common stock (the “Additional Shares”), upon the terms and conditions set forth in Section 1 hereof. The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.”
ANNALY CAPITAL MANAGEMENT, INC. 75,000,000 Shares of Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT January 7, 2019Underwriting Agreement • January 10th, 2019 • Annaly Capital Management Inc • Real estate investment trusts • New York
Annaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”), for whom Credit Suisse Securities (USA) LLC is acting as representative (“Credit Suisse” or the “Representative”), an aggregate of 75,000,000 shares (the “Firm Securities”) of common stock, $0.01 par value (the “Common Stock”), of the Company. In addition, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 11,250,000 shares of Common Stock (the “Additional Securities”). The Firm Securities and the Additional Securities are hereinafter collectively sometimes referred to as the “Securities.” The Securities are described in the Prospectus which is referred to below.
ANNALY CAPITAL MANAGEMENT, INC. 75,000,000 Shares of Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT September 11, 2018Underwriting Agreement • September 14th, 2018 • Annaly Capital Management Inc • Real estate investment trusts • New York
Annaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”), for whom Credit Suisse Securities (USA) LLC is acting as representative (“Credit Suisse” or the “Representative”), an aggregate of 75,000,000 shares (the “Firm Securities”) of common stock, $0.01 par value (the “Common Stock”), of the Company. In addition, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 11,250,000 shares of Common Stock (the “Additional Securities”). The Firm Securities and the Additional Securities are hereinafter collectively sometimes referred to as the “Securities.” The Securities are described in the Prospectus which is referred to below.
ANNALY CAPITAL MANAGEMENT, INC. UNDERWRITING AGREEMENT January 8, 2018Underwriting Agreement • January 12th, 2018 • Annaly Capital Management Inc • Real estate investment trusts • New York
Annaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”), for whom Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) is acting as representative (the “Representative”), 17,000,000 shares (the “Firm Securities”) of 6.50% series G fixed-to-floating rate cumulative redeemable preferred stock, liquidation preference $25.00 per share (the “Series G Preferred Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 2,550,000 shares of Series G Preferred Stock (the “Additional Securities”). The Firm Securities and the Additional Securities are hereinafter collectively sometimes referred to as the “Securities.” The Securities are described in the Prospectus which is referred to below. The Securities will be establishe
ANNALY CAPITAL MANAGEMENT, INC. 65,000,000 Shares of Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT October 5, 2017Underwriting Agreement • October 11th, 2017 • Annaly Capital Management Inc • Real estate investment trusts • New York
Annaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”), for whom Credit Suisse Securities (USA) LLC is acting as representative (“Credit Suisse” or the “Representative”), an aggregate of 65,000,000 shares (the “Firm Securities”) of common stock, $0.01 par value (the “Common Stock”), of the Company. In addition, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 9,750,000 shares of Common Stock (the “Additional Securities”). The Firm Securities and the Additional Securities are hereinafter collectively sometimes referred to as the “Securities.” The Securities are described in the Prospectus which is referred to below. To the extent there is only one underwriter for the sale of the Securities, the term Underwriters shall mean Credit Suisse.
ANNALY CAPITAL MANAGEMENT, INC. UNDERWRITING AGREEMENT July 25, 2017Underwriting Agreement • July 31st, 2017 • Annaly Capital Management Inc • Real estate investment trusts • New York
Annaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”), for whom Morgan Stanley & Co. LLC (“Morgan Stanley”) is acting as representative (the “Representative”), 28,000,000 shares (the “Firm Securities”) of 6.95% series F fixed-to-floating rate cumulative redeemable preferred stock, liquidation preference $25.00 per share (the “Series F Preferred Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 4,200,000 shares of Series F Preferred Stock (the “Additional Securities”). The Firm Securities and the Additional Securities are hereinafter collectively sometimes referred to as the “Securities.” The Securities are described in the Prospectus which is referred to below. The Securities will be established by the Articles Supplem
ANNALY CAPITAL MANAGEMENT, INC. 60,000,000 Shares of Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT July 17, 2017Underwriting Agreement • July 21st, 2017 • Annaly Capital Management Inc • Real estate investment trusts • New York
Annaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”), for whom Credit Suisse Securities (USA) LLC is acting as representative (“Credit Suisse” or the “Representative”), an aggregate of 60,000,000 shares (the “Firm Securities”) of common stock, $0.01 par value (the “Common Stock”), of the Company. In addition, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 9,000,000 shares of Common Stock (the “Additional Securities”). The Firm Securities and the Additional Securities are hereinafter collectively sometimes referred to as the “Securities.” The Securities are described in the Prospectus which is referred to below. To the extent there is only one underwriter for the sale of the Securities, the term Underwriters shall mean Credit Suisse.
ANNALY CAPITAL MANAGEMENT, INC. 120,000,000 Shares of Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT July 11, 2011Underwriting Agreement • July 15th, 2011 • Annaly Capital Management Inc • Real estate investment trusts • New York
Annaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom Credit Suisse Securities (USA) LLC (“Credit Suisse”), Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, UBS Securities LLC and RCap Securities, Inc. are acting as representatives, an aggregate of 120,000,000 shares (the “Firm Shares”) of common stock, $0.01 par value (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to
CREXUS INVESTMENT CORP. 50,000,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT March 28, 2011Underwriting Agreement • April 1st, 2011 • CreXus Investment Corp. • Real estate investment trusts • New York
Credit Suisse Securities (USA) LLC Barclays Capital Inc. Merrill, Lynch, Pierce, Fenner & Smith Incorporated Deutsche Bank Securities Inc. As Representatives of the several Underwriters
ANNALY CAPITAL MANAGEMENT, INC. 75,000,000 Shares of Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT February 15, 2011Underwriting Agreement • February 18th, 2011 • Annaly Capital Management Inc • Real estate investment trusts • New York
Annaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom Credit Suisse Securities (USA) LLC (“Credit Suisse”), Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., Morgan Stanley & Co. Incorporated and Rcap Securities, Inc. are acting as representatives, an aggregate of 75,000,000 shares (the “Firm Shares”) of common stock, $0.01 par value (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 11,250,000 shares of Common Stock (the “Additional Shares”). The Firm Shares
ANNALY CAPITAL MANAGEMENT, INC. 75,000,000 Shares of Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT January 4, 2011Underwriting Agreement • January 7th, 2011 • Annaly Capital Management Inc • Real estate investment trusts • New York
Annaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom Credit Suisse Securities (USA) LLC (“Credit Suisse”), Barclays Capital Inc. (“Barclays”), J.P. Morgan Securities LLC (“J.P. Morgan”) and Rcap Securities, Inc. are acting as representatives, an aggregate of 75,000,000 shares (the “Firm Shares”) of common stock, $0.01 par value (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 11,250,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
CHIMERA INVESTMENT CORPORATION 125,000,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT November 3, 2010Underwriting Agreement • November 8th, 2010 • Chimera Investment Corp • Real estate investment trusts • New York
Chimera Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom Credit Suisse Securities (USA) LLC (“Credit Suisse”), Barclays Capital Inc. (“Barclays”) and RCap Securities, Inc. are acting as representatives (the “Representatives”), an aggregate of 125,000,000 shares (the “Firm Shares”) of common stock, $0.01 par value (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 18,750,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
ANNALY CAPITAL MANAGEMENT, INC. 60,000,000 Shares of Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT July 14, 2010Underwriting Agreement • July 16th, 2010 • Annaly Capital Management Inc • Real estate investment trusts • New York
Annaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom Credit Suisse Securities (USA) LLC (“Credit Suisse”) is acting as a representative, an aggregate of 60,000,000 shares (the “Firm Shares”) of common stock, $0.01 par value (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 9,000,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
CHIMERA INVESTMENT CORPORATION 100,000,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT June 23, 2010Underwriting Agreement • June 25th, 2010 • Chimera Investment Corp • Real estate investment trusts • New York
Chimera Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom Credit Suisse Securities (USA) LLC (“Credit Suisse”), Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) and RCap Securities, Inc. are acting as representatives (the “Representatives”), an aggregate of 100,000,000 shares (the “Firm Shares”) of common stock, $0.01 par value (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 15,000,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
CHIMERA INVESTMENT CORPORATION 85,000,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT April 1, 2010Underwriting Agreement • April 2nd, 2010 • Chimera Investment Corp • Real estate investment trusts • New York
Chimera Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell to Credit Suisse Securities (USA) LLC as underwriter (“Credit Suisse” or the “Underwriter”) an aggregate of 85,000,000 shares (the “Firm Shares”) of common stock, $0.01 par value (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriter the option to purchase from the Company up to an additional 12,750,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
CREXUS INVESTMENT CORP. [ ] Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • August 31st, 2009 • CreXus Investment Corp. • Real estate investment trusts • New York
CHIMERA INVESTMENT CORPORATION 168,000,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT May 27, 2009Underwriting Agreement • May 28th, 2009 • Chimera Investment Corp • Real estate investment trusts • New York
Chimera Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), Credit Suisse Securities (USA) LLC and Deutsche Bank Securities Inc. are acting as representatives, an aggregate of 168,000,000 shares (the “Firm Shares”) of common stock, $0.01 par value (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 25,200,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
CHIMERA INVESTMENT CORPORATION 235,000,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT April 15, 2009Underwriting Agreement • April 17th, 2009 • Chimera Investment Corp • Real estate investment trusts • New York
MERRILL LYNCH & CO. Merrill Lynch, Pierce, Fenner & Smith Incorporated CREDIT SUISSE SECURITIES (USA) LLC DEUTSCHE BANK SECURITIES INC. As Representatives of the several Underwriters,
CHIMERA INVESTMENT CORPORATION 250,000,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT October [ ], 2008Underwriting Agreement • October 14th, 2008 • Chimera Investment Corp • Real estate investment trusts • New York
MERRILL LYNCH & CO. Merrill Lynch, Pierce, Fenner & Smith Incorporated CREDIT SUISSE SECURITIES (USA) LLC DEUTSCHE BANK SECURITIES INC. As Representatives of the several Underwriters,
ANNALY CAPITAL MANAGEMENT, INC. 60,000,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT May 13, 2008Underwriting Agreement • May 14th, 2008 • Annaly Capital Management Inc • Real estate investment trusts • New York
MORGAN STANLEY & CO. INCORPORATED MERRILL LYNCH & CO. Merrill Lynch, Pierce, Fenner & Smith Incorporated As Representatives of the several Underwriters, c/o Morgan Stanley & Co. Incorporated 1585 Broadway, Floor 4 New York, NY 10036
UNDERWRITING AGREEMENTUnderwriting Agreement • January 24th, 2008 • Annaly Capital Management Inc • Real estate investment trusts • New York
MERRILL LYNCH & CO. Merrill Lynch, Pierce, Fenner & Smith Incorporated Morgan Stanley & Co. Incorporated As Representatives of the several Underwriters, c/o Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center New York, New York 10080 Ladies and Gentlemen:
THORNBURG MORTGAGE, INC. 8,000,000 Shares 10% Series F Cumulative Convertible Redeemable Preferred Stock (Liquidation Preference $25.00 per share) UNDERWRITING AGREEMENT January 14, 2008Underwriting Agreement • January 16th, 2008 • Thornburg Mortgage Inc • Real estate investment trusts • New York
Thornburg Mortgage, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the underwriters named in Schedule A hereto (the “Underwriters”), including UBS Securities LLC and Friedman, Billings, Ramsey & Co., Inc. (“FBR”), as representatives of the several Underwriters (together, the “Representatives”), an aggregate of 8,000,000 shares (the “Firm Shares”) of 10% Series F Cumulative Convertible Redeemable Preferred Stock (liquidation preference $25.00 per share) of the Company (the “Preferred Stock”). In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 1,200,000 shares of Preferred Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
UNDERWRITING AGREEMENTUnderwriting Agreement • November 5th, 2007 • Chimera Investment Corp • Real estate investment trusts • New York
CREDIT SUISSE SECURITIES (USA) LLC DEUTSCHE BANK SECURITIES INC. As Representatives of the several Underwriters, c/o Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial Center New York, New York 10080
ANNALY CAPITAL MANAGEMENT, INC. 62,000,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT October 11, 2007Underwriting Agreement • October 12th, 2007 • Annaly Capital Management Inc • Real estate investment trusts • New York
Annaly Capital Management, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the underwriters named in Schedule A annexed hereto (the “Underwriters”), for whom Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), Citigroup Global Markets Inc., Morgan Stanley & Co. Incorporated and UBS Securities LLC are acting as representatives, an aggregate of 62,000,000 shares (the “Firm Shares”) of common stock, $0.01 par value (the “Common Stock”), of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 9,300,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
THORNBURG MORTGAGE, INC. 2,750,000 Shares (Liquidation Preference $25.00 per share) UNDERWRITING AGREEMENT June 14, 2007Underwriting Agreement • June 18th, 2007 • Thornburg Mortgage Inc • Real estate investment trusts • New York
Thornburg Mortgage, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the underwriters named in Schedule A hereto (the “Underwriters”), including Stifel, Nicolaus & Company, Incorporated (“Stifel”) and A.G. Edwards & Sons, Inc., as representatives of the several Underwriters (together, the “Representatives”), an aggregate of 2,750,000 shares (the “Firm Shares”) of 7.50% Series E Cumulative Convertible Redeemable Preferred Stock (liquidation preference $25.00 per share) of the Company (the “Preferred Stock”). In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 412,500 shares of Preferred Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
THORNBURG MORTGAGE, INC. 4,500,000 Shares Common Stock ($0.01 Par Value) UNDERWRITING AGREEMENT May 4, 2007Underwriting Agreement • May 7th, 2007 • Thornburg Mortgage Inc • Real estate investment trusts • New York
Thornburg Mortgage, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the underwriters named in Schedule A hereto (the “Underwriters”), including Citigroup Global Markets Inc. (“Citi”) and A.G. Edwards & Sons, Inc., as representatives of the several Underwriters (together, the “Representatives”), an aggregate of 4,500,000 shares (the “Firm Shares”) of common stock, par value $0.01 per share, of the Company (the “Common Stock”). In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 675,000 shares of Common Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
THORNBURG MORTGAGE, INC. Series D Adjusting Rate Cumulative Redeemable Preferred Stock (Liquidation Preference $25.00 per share) UNDERWRITING AGREEMENT November 15, 2006Underwriting Agreement • November 17th, 2006 • Thornburg Mortgage Inc • Real estate investment trusts • New York
Thornburg Mortgage, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the underwriters named in Schedule A hereto (the “Underwriters”), including Stifel, Nicolaus & Company, Incorporated (“Stifel”) and Bear, Stearns & Co. Inc., as representatives of the several Underwriters (together, the “Representatives”), an aggregate of 4,000,000 shares (the “Firm Shares”) of Series D Adjusting Rate Cumulative Redeemable Preferred Stock (liquidation preference $25.00 per share) (the “Preferred Stock”) of the Company. In addition, solely for the purpose of covering over-allotments, the Company proposes to grant to the Underwriters the option to purchase from the Company up to an additional 600,000 shares of Preferred Stock (the “Additional Shares”). The Firm Shares and the Additional Shares are hereinafter collectively sometimes referred to as the “Shares.” The Shares are described in the Prospectus which is referred to below.
