YUMA ENERGY, INC. Common Stock (no par value per share) (no par value per share) At Market Issuance Sales AgreementYuma Energy, Inc. • December 29th, 2014 • Crude petroleum & natural gas • New York
Company FiledDecember 29th, 2014 Industry JurisdictionYUMA ENERGY, INC., a California corporation (the “Company”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
RESOURCE CAPITAL CORP. (par value $0.001 per share) At-the-Market Issuance Sales AgreementResource Capital Corp. • December 17th, 2013 • Real estate investment trusts • New York
Company FiledDecember 17th, 2013 Industry JurisdictionEach of Resource Capital Corp., a Maryland corporation (the “Company”), and Resource Capital Manager, Inc., a Delaware corporation (the “Manager”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows:
At-the-Market Issuance Sales AgreementResource Capital Corp. • December 17th, 2013 • Real estate investment trusts • New York
Company FiledDecember 17th, 2013 Industry JurisdictionEach of Resource Capital Corp., a Maryland corporation (the “Company”), and Resource Capital Manager, Inc., a Delaware corporation (the “Manager”), confirms its agreement (this “Agreement”) with MLV & Co. LLC (“MLV”), as follows: