26,666,648 Shares of Common Stock Warrants to Purchase up to 13,333,324 Shares of Common Stock AGILE THERAPEUTICS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 8th, 2021 • Agile Therapeutics Inc • Pharmaceutical preparations • New York
Contract Type FiledOctober 8th, 2021 Company Industry JurisdictionAgile Therapeutics, Inc., a Delaware corporation (the "Company"), proposes, subject to the terms and conditions contained herein, to sell to you and the other underwriters named on Schedule I to this Agreement (the "Underwriters"), for whom you are acting as Representative (the "Representative"), an aggregate of 26,666,648 shares (the "Shares") of the Company's common stock, $0.0001 par value per share (the "Common Stock"), together with warrants to purchase an aggregate of 13,333,324 shares of Common Stock, in the form filed as an exhibit to the Registration Statement (as hereinafter defined) (the “Warrants” and collectively with the Shares, the “Securities”). The shares of Common Stock into which the Warrants are exercisable are hereinafter referred to as the “Warrant Shares.” The respective amounts of the Securities to be purchased by each of the several Underwriters are set forth opposite their names on Schedule I hereto. Each Share will be sold together with one-half of a Warrant
1,040,000 SHARES OF COMMON STOCK PRE-FUNDED WARRANTS TO PURCHASE 3,109,378 SHARES OF COMMON STOCK COMMON WARRANTS TO PURCHASE 4,149,378 SHARES OF COMMON STOCK BELLICUM PHARMACEUTICALS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 2nd, 2020 • Bellicum Pharmaceuticals, Inc • Pharmaceutical preparations • New York
Contract Type FiledNovember 2nd, 2020 Company Industry Jurisdiction
SELLAS Life Sciences Group, Inc. [●] Shares Common Stock ($0.0001 par value per share) and Pre-Funded Warrants to Purchase up to [●] Shares of Common Stock and Warrants to Purchase up to [●] Shares of Common Stock Underwriting AgreementUnderwriting Agreement • June 13th, 2019 • SELLAS Life Sciences Group, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 13th, 2019 Company Industry Jurisdiction
1,500,000 Shares INTRICON CORPORATION Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 20th, 2018 • Intricon Corp • Electronic components & accessories • New York
Contract Type FiledAugust 20th, 2018 Company Industry Jurisdiction
Underwriting AgreementUnderwriting Agreement • August 6th, 2018 • Aridis Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 6th, 2018 Company Industry JurisdictionAridis Pharmaceuticals, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as the representative, [•] shares of common stock, par value $0.001 per share (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to [•] additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Certain terms used herein are defined in Section 20 hereof.
THERAPEUTICSMD, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • July 15th, 2015 • TherapeuticsMD, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 15th, 2015 Company Industry JurisdictionThis Lock-Up Agreement is being delivered to you in connection with the proposed Underwriting Agreement (the “Underwriting Agreement”) to be entered into by TherapeuticsMD, Inc., a Nevada corporation (the “Company”), and you (the “Representative”) and the other underwriters named in Schedule A to the Underwriting Agreement, with respect to the public offering (the “Offering”) of common shares, par value $0.001 per share, of the Company (the “Common Stock”).
MultiVir Inc. [ ] Shares Common Stock (par value $0.001 per share) Underwriting AgreementUnderwriting Agreement • May 4th, 2015 • MultiVir Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 4th, 2015 Company Industry JurisdictionMultiVir Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative, [ ] shares of common stock, par value $0.001 per share (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to [ ] additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representative as used herein shall mean you, as Underwriter, and the terms Representative and Underwriter shall mean either the singular or plural as the context requires. Cer
THERAPEUTICSMD, INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • February 17th, 2015 • TherapeuticsMD, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 17th, 2015 Company Industry Jurisdiction
3,703,704 Shares OHR PHARMACEUTICAL, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 6th, 2015 • Ohr Pharmaceutical Inc • Pharmaceutical preparations • New York
Contract Type FiledFebruary 6th, 2015 Company Industry JurisdictionThe Company represents and warrants to the several Underwriters, as of the date hereof and as of the Closing Date (as defined below), and agrees with the several Underwriters, that:
30,941,102 Shares of Common Stock Warrants to Purchase 22,011,265 Shares of Common Stock and Pre-Funded Warrants to Purchase 13,081,428 Shares of Common Stock MAST THERAPEUTICS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • November 7th, 2014 • Mast Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledNovember 7th, 2014 Company Industry Jurisdiction