SQUARESPACE, INC. 6,000,000 Shares of Class A Common Stock Underwriting AgreementUnderwriting Agreement • November 20th, 2023 • Squarespace, Inc. • Services-prepackaged software • New York
Contract Type FiledNovember 20th, 2023 Company Industry JurisdictionCertain stockholders named in Schedule 2 hereto (the “Selling Stockholders”) of Squarespace, Inc., a Delaware corporation (the “Company”), propose to sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), an aggregate of 6,000,000 shares of Class A Common Stock, par value $0.0001 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 900,000 shares of Class A Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Class A Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”. To the extent that there is not more than one Selling Stockholder named in Schedule 2, the term Selling Stockholders shall mean either the singular or plural as the context requires.
EngageSmart, Inc. Shares of Common Stock, par value $0.001 per share Underwriting AgreementUnderwriting Agreement • March 1st, 2023 • EngageSmart, Inc. • Services-prepackaged software • New York
Contract Type FiledMarch 1st, 2023 Company Industry JurisdictionCertain stockholders named in Schedule 2 hereto (the “Selling Stockholders”) of EngageSmart, Inc., a Delaware corporation (the “Company”), propose to sell to the several underwriters listed in Schedule 1 hereto (collectively, the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 8,000,000 shares (the “Underwritten Shares”) of common stock, par value $0.001 per share (the “Common Stock”), of the Company and, at the option of the Underwriters, up to an additional 1,200,000 shares of Common Stock (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock.” To the extent that there is not more than one Selling Stockholder named in Schedule 2, the term Selling Stockholders shall mean either the singular or plural as the context requires.
ALLETE, INC. 3,200,000 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • April 5th, 2022 • Allete Inc • Electric & other services combined • New York
Contract Type FiledApril 5th, 2022 Company Industry JurisdictionALLETE, Inc., a Minnesota corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 3,200,000 shares of common stock, without par value (“Common Stock”), of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 480,000 shares of common stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”.
UNDERWRITING AGREEMENT SIMILARWEB LTD. [l] Ordinary SharesUnderwriting Agreement • May 3rd, 2021 • Similarweb Ltd. • Services-computer programming, data processing, etc. • New York
Contract Type FiledMay 3rd, 2021 Company Industry JurisdictionSimilarweb Ltd., a company organized under the laws of the State of Israel (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [l] ordinary shares, NIS 0.01 par value per ordinary share (“Ordinary Shares”), of the Company, and a shareholder of the Company named in Schedule 2 hereto (the “Selling Shareholder”) proposes to sell to the several underwriters an aggregate of [l] Ordinary Shares (collectively, the “Underwritten Shares”). In addition, the Company proposes to issue and sell, at the option of the Underwriters, up to an additional [l] Ordinary Shares (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The
FLAGSTAR BANCORP, INC. 6,000,000 Shares of Common Stock ($0.01 par value per share) UNDERWRITING AGREEMENTUnderwriting Agreement • August 12th, 2020 • Flagstar Bancorp Inc • Savings institution, federally chartered • New York
Contract Type FiledAugust 12th, 2020 Company Industry JurisdictionMP Thrift Investments L.P. (the “Selling Stockholder”), a stockholder of Flagstar Bancorp, Inc., a Michigan corporation (the “Company”), proposes to sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”; in the event that there are no other Underwriters, all plural references to Underwriters shall be deemed to be singular), for whom you are acting as representative (the “Representative”), an aggregate of 6,000,000 shares of common stock, par value $0.01 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 900,000 shares of common stock, par value $0.01 per share, of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The shares of common stock, par value $0.01 per share, of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Common Stock.”
Nevro Corp. 1,625,000 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • April 7th, 2020 • Nevro Corp • Surgical & medical instruments & apparatus • New York
Contract Type FiledApril 7th, 2020 Company Industry JurisdictionNevro Corp., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), an aggregate of 1,625,000 shares of common stock, par value $0.001 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 243,750 shares of common stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the as the “Shares”. The shares of common stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”. Any reference herein to the Underwriters shall be deemed to refer to a single Underwriter if only a single Underwriter is named in Schedule I hereto.
HOTH THERAPEUTICS, INC. 1,449,275 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 25th, 2020 • Hoth Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMarch 25th, 2020 Company Industry JurisdictionHoth Therapeutics, Inc., a Nevada corporation (the “Company”), subject to the terms and conditions herein, proposes to sell to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”), on a best efforts basis, 1,449,275 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”).
CARDLYTICS, INC. 2,694,365 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • September 12th, 2019 • Cardlytics, Inc. • Services-computer programming, data processing, etc. • New York
Contract Type FiledSeptember 12th, 2019 Company Industry JurisdictionCardlytics, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 1,500,000 shares of Common Stock, par value $0.0001 per share, of the Company, and certain stockholders of the Company named in Schedule 2 hereto (the “Selling Stockholders”) propose to sell to the several Underwriters an aggregate of 1,194,365 shares of Common Stock of the Company (collectively, the “Underwritten Shares”). In addition, the Company proposes to issue and sell, at the option of the Underwriters, up to an additional 404,154 shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
ALBANY INTERNATIONAL CORP. 1,405,217 Shares of Class A Common Stock Underwriting AgreementUnderwriting Agreement • June 4th, 2019 • Albany International Corp /De/ • Broadwoven fabric mills, man made fiber & silk • New York
Contract Type FiledJune 4th, 2019 Company Industry JurisdictionCertain stockholders named in Schedule 2 hereto (the “Selling Stockholders”) of Albany International Corp., a Delaware corporation (the “Company”), propose to sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 1,405,217 shares of Class A Common Stock, par value $0.001 per share (the “Class A Common Stock”), of the Company (the “Underwritten Shares”) and, at the option of the of the Underwriters, one of the Selling Stockholders proposes to sell, at the option of the Underwriters, up to an additional 210,783 shares of Class A Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The shares of Class A Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock.”
ALTAIR ENGINEERING INC. Shares of Class A Common Stock, par value $0.0001 per share Underwriting AgreementUnderwriting Agreement • June 4th, 2018 • Altair Engineering Inc. • Services-prepackaged software • New York
Contract Type FiledJune 4th, 2018 Company Industry Jurisdiction
FB Financial Corporation 3,200,000 Shares of Common Stock, par value $1.00 per share Underwriting AgreementUnderwriting Agreement • May 25th, 2018 • FB Financial Corp • State commercial banks • New York
Contract Type FiledMay 25th, 2018 Company Industry JurisdictionJames W. Ayers (the “Selling Shareholder”) proposes to sell to you, as underwriters (the “Underwriters”), an aggregate of 3,200,000 shares of common stock, par value $ 1.00 per share (the “Underwritten Shares”), of FB Financial Corporation, a Tennessee corporation (the “Company”). In addition, the Selling Shareholder proposes to sell, at the option of the Underwriters, up to an additional 480,000 shares of common stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of common stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
HEALTHEQUITY, INC. 2,500,000 Shares of Common Stock, par value $0.0001 per share Underwriting AgreementUnderwriting Agreement • October 24th, 2016 • Healthequity Inc • Services-business services, nec • New York
Contract Type FiledOctober 24th, 2016 Company Industry JurisdictionCertain stockholders of HealthEquity, Inc., a Delaware corporation (the “Company”), named in Schedule 2 hereto (the “Selling Stockholders”) propose to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 2,500,000 shares of common stock, par value $0.0001 per share (“Common Stock”), of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 375,000 shares of Common Stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
NovoCure Limited [●] Ordinary Shares Underwriting AgreementUnderwriting Agreement • September 21st, 2015 • Novocure LTD • Surgical & medical instruments & apparatus • New York
Contract Type FiledSeptember 21st, 2015 Company Industry Jurisdiction
EnteroMedics Inc. 40,229,886 Units (Consisting of (A)(I) One Share of Common Stock OR (II) One Series C Warrant to Purchase One Share of Common Stock; (B) One-Half of a Series A Warrant to Purchase One Share of Common Stock; and (C) One-Half of a...Underwriting Agreement • June 30th, 2015 • EnteroMedics Inc • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledJune 30th, 2015 Company Industry JurisdictionEnteroMedics Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representative (the “Representative”), an aggregate of 40,229,886 units (the “Units”), each Unit consisting of: (A)(I) one share (each, a “Share”) of common stock, $0.01 par value per share, of the Company (the “Common Stock”) or (II) one Series C warrant to purchase one share of Common Stock at an exercise price equal to $0.87 per share (each a “Series C Warrant”); (B) one-half of a Series A warrant to purchase one share of Common Stock at an exercise price equal to $1.00 per share (each, a “Series A Warrant”); and (C) one-half of a Series B warrant to purchase one share of Common Stock at an exercise price equal to $1.09 per share (each, a “Series B Warrant” and together with the Series A Warrants and the Series B Warrants, the “Warrants”). The shares of Common Stock underlying the Warrants are r
Black Knight Financial Services, Inc. [●] Shares of Class A Common Stock Form of Underwriting AgreementUnderwriting Agreement • May 11th, 2015 • Black Knight Financial Services, Inc. • Services-prepackaged software • New York
Contract Type FiledMay 11th, 2015 Company Industry JurisdictionThis letter is being delivered to you in connection with the offering by Black Knight Financial Services, Inc. (the “Company”) of shares of Class A common stock, $0.0001 par value (the “Common Stock”), of the Company and the lock-up letter dated , 20 (the “Lock-up Letter”), executed by you in connection with such offering, and your request for a [waiver] [release] dated , 20 , with respect to shares of Common Stock (the “Shares”).
Commercial Credit, Inc. [●] Shares of Common Stock, par value $0.00001 per Share Underwriting AgreementUnderwriting Agreement • April 27th, 2015 • Commercial Credit, Inc. • Miscellaneous business credit institution • New York
Contract Type FiledApril 27th, 2015 Company Industry JurisdictionCommercial Credit, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [●] shares of common stock, par value $0.00001 per share, of the Company, and certain stockholders of the Company named in Schedule 2 hereto (the “Selling Stockholders”) propose to sell to the several Underwriters an aggregate of [●] shares of common stock, par value $0.00001 per share, of the Company (collectively, the “Underwritten Shares”). In addition, the Selling Stockholders propose to sell, at the option of the Underwriters, up to an additional [●] shares of common stock, par value $0.00001 per share, of the Company (collectively, the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of common stock, par value $0.00001 per share, of the Company to be outstanding aft
AXALTA COATING SYSTEMS LTD. [•] Common Shares, $1.00 par value Underwriting AgreementUnderwriting Agreement • October 30th, 2014 • Axalta Coating Systems Ltd. • Paints, varnishes, lacquers, enamels & allied prods • New York
Contract Type FiledOctober 30th, 2014 Company Industry JurisdictionAxalta Coating Systems Ltd., a company incorporated and organized under the laws of Bermuda (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [•] common shares, par value $1.00 per share, of the Company, and the selling shareholders listed in Schedule 2 hereto, each a member of the Company (the “Selling Shareholders”) propose to sell to the several Underwriters an aggregate of [•] common shares of the Company (collectively, the “Underwritten Shares”). In addition, the Selling Shareholders propose to sell, at the option of the Underwriters, up to an aggregate of [•] additional common shares of the Company (collectively, the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The common shares of the Company to be outstanding after giving effect to the sale of the Shares are referred
FORUM ENERGY TECHNOLOGIES, INC. 6,000,000 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • November 12th, 2013 • Forum Energy Technologies, Inc. • Oil & gas field machinery & equipment • New York
Contract Type FiledNovember 12th, 2013 Company Industry JurisdictionCertain stockholders named in Schedule 1 hereto (the “Selling Stockholders”) of Forum Energy Technologies, Inc., a Delaware corporation (the “Company”), propose to sell to J.P. Morgan Securities LLC (the “Underwriter”), an aggregate of 6,000,000 shares of common stock, par value $0.01 per share (the “Common Stock”), of the Company (the “Shares”). The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock.”
M/I HOMES, INC. 2,140,000 Common Shares Underwriting AgreementUnderwriting Agreement • March 11th, 2013 • M I Homes Inc • Operative builders • New York
Contract Type FiledMarch 11th, 2013 Company Industry JurisdictionM/I Homes, Inc., an Ohio corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 2,140,000 common shares, par value $0.01 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 321,000 common shares of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The common shares of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
M/I HOMES, INC. 2,200,000 Common Shares Underwriting AgreementUnderwriting Agreement • September 11th, 2012 • M I Homes Inc • Operative builders • New York
Contract Type FiledSeptember 11th, 2012 Company Industry JurisdictionM/I Homes, Inc., an Ohio corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 2,200,000 common shares, par value $0.01 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 330,000 common shares of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.” The common shares of the Company to be outstanding after giving effect to the sale of the Shares are referred to herein as the “Stock”.
CafePress Inc. [ ] Shares of Common Stock Underwriting AgreementUnderwriting Agreement • September 16th, 2011 • Cafepress Inc. • Retail-miscellaneous retail • New York
Contract Type FiledSeptember 16th, 2011 Company Industry JurisdictionCafePress.com, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [ ] shares of common stock, par value $0.0001 per share, of the Company, and certain stockholders of the Company named in Schedule 2 hereto (the “Selling Stockholders”) propose to sell to the several Underwriters an aggregate of [ ] shares of common stock of the Company (collectively, the “Underwritten Shares”). [In addition, the Company proposes to issue and sell, at the option of the Underwriters, up to an additional [ ] shares of common stock of the Company,] [and the Selling Stockholders propose to sell, at the option of the Underwriters, up to an additional [ ] shares of common stock of the Company] (collectively, the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”.] The shares of
CafePress Inc. [ ] Shares of Common Stock Underwriting AgreementUnderwriting Agreement • September 2nd, 2011 • Cafepress Inc. • Retail-miscellaneous retail • New York
Contract Type FiledSeptember 2nd, 2011 Company Industry JurisdictionCafePress.com, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of [ ] shares of common stock, par value $0.0001 per share, of the Company, and certain stockholders of the Company named in Schedule 2 hereto (the “Selling Stockholders”) propose to sell to the several Underwriters an aggregate of [ ] shares of common stock of the Company (collectively, the “Underwritten Shares”). [In addition, the Company proposes to issue and sell, at the option of the Underwriters, up to an additional [ ] shares of common stock of the Company,] [and the Selling Stockholders propose to sell, at the option of the Underwriters, up to an additional [ ] shares of common stock of the Company] (collectively, the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”.] The shares of
COSTAR GROUP, INC. 3,750,000 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • June 1st, 2011 • Costar Group Inc • Services-business services, nec • New York
Contract Type FiledJune 1st, 2011 Company Industry Jurisdiction
BIOFORM MEDICAL, INC. [ ] Shares of Common Stock, par value $0.01 per share Underwriting AgreementUnderwriting Agreement • October 22nd, 2007 • Bioform Medical Inc • Pharmaceutical preparations • New York
Contract Type FiledOctober 22nd, 2007 Company Industry JurisdictionBioForm Medical, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of shares of common stock, par value $0.01 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional shares of common stock of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The shares of common stock of the Company to be outstanding after giving effect to the sale of the Shares are herein referred to as the “Stock”.
SIRTRIS PHARMACEUTICALS, INC. [ ] Shares of Common Stock Underwriting AgreementUnderwriting Agreement • May 8th, 2007 • Sirtris Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
Contract Type FiledMay 8th, 2007 Company Industry JurisdictionSirtris Pharmaceuticals, Inc., a Delaware corporation (the "Company"), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the "Underwriters"), for whom you are acting as representatives (the "Representatives"), an aggregate of [ ] shares of Common Stock, par value $0.001 per share, of the Company (the "Underwritten Shares") and, at the option of the Underwriters, up to an additional [ ] shares of Common Stock of the Company (the "Option Shares"). The Underwritten Shares and the Option Shares are herein referred to as the "Shares". The shares of Common Stock of the Company to be outstanding after giving effect to the sale of the Shares are herein referred to as the "Stock".
LEXAR MEDIA, INC. 5,000,000 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • September 11th, 2003 • Lexar Media Inc • Photographic equipment & supplies • New York
Contract Type FiledSeptember 11th, 2003 Company Industry JurisdictionLexar Media, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 5,000,000 shares of Common Stock, par value $0.0001 per share (the “Common Stock”), of the Company (the “Underwritten Shares”). The Company also proposes to issue and sell, at the option of the Underwriters, up to an additional 750,000 shares of Common Stock (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares.”