DISCIPLINARY COMPLAINT RESOLUTION AGREEMENTDisciplinary Complaint Resolution Agreement • March 14th, 2022
Contract Type FiledMarch 14th, 2022A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Registrant and CARNA, dated with effect July 21, 2021. The below constitutes a summary of such DCRA:
DISCIPLINARY COMPLAINT RESOLUTION AGREEMENTDisciplinary Complaint Resolution Agreement • July 27th, 2021
Contract Type FiledJuly 27th, 2021A Disciplinary Complaint Resolution Agreement (“DCRA”) was executed between the Regulated Member and CARNA, dated with effect July 21, 2021. The below constitutes a summary of such DCRA: