SECOND AMENDED AND RESTATED STOCKHOLDER AGREEMENTStockholder Agreement • November 9th, 2016 • CM Finance Inc • Maryland
Contract Type FiledNovember 9th, 2016 Company JurisdictionTHIS SECOND AMENDED AND RESTATED STOCKHOLDER AGREEMENT is entered into as of November 7, 2016 (this “Agreement”), by and among CM Finance Inc, a Maryland corporation (the “Company”), CM Investment Partners LLC, a Delaware limited liability company (the “Adviser”), Stifel Venture Corp., a Missouri corporation (“Stifel”) and for purposes of Section 3 only, Stifel, Nicolaus & Company, Incorporated.
AMENDED AND RESTATED STOCKHOLDER AGREEMENTStockholder Agreement • August 30th, 2016 • CM Finance Inc • Maryland
Contract Type FiledAugust 30th, 2016 Company JurisdictionTHIS AMENDED AND RESTATED STOCKHOLDER AGREEMENT is entered into as of August 30, 2016 (this “Agreement”), by and among CM Finance Inc, a Maryland corporation (the “Company”), CM Investment Partners LLC, a Delaware limited liability company (the “Adviser”), Stifel Venture Corp., a Missouri corporation (“Stifel”) and for purposes of Section 3 only, Stifel, Nicolaus & Company, Incorporated, and is effective as of the effective time of the Merger (as defined below).