THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO...Warrant Agreement • December 22nd, 2014 • American Superconductor Corp /De/ • Motors & generators • California
Contract Type FiledDecember 22nd, 2014 Company Industry JurisdictionTHIS AMENDED AND RESTATED WARRANT AGREEMENT AMENDS AND RESTATES THE WARRANT AGREEMENT DATED NOVEMBER 15, 2013 AND REPLACES AND SUPERSEDES ALL OTHER WARRANT AGREEMENTS BETWEEN THE WARRANTHOLDER AND THE COMPANY.
WARRANT AGREEMENT To Purchase Shares of Common Stock of AMERICAN SUPERCONDUCTOR CORPORATION Dated as of November 15, 2013 (the “Effective Date”)Warrant Agreement • November 18th, 2013 • American Superconductor Corp /De/ • Motors & generators • California
Contract Type FiledNovember 18th, 2013 Company Industry JurisdictionWHEREAS, AMERICAN SUPERCONDUCTOR CORPORATION, a Delaware corporation, has entered into a First Amendment to Loan and Security Agreement of even date herewith, amending the Loan and Security Agreement, dated as of June 5, 2012, (together, the “Loan Agreement”) with Hercules Technology Growth Capital, Inc., a Maryland corporation (the “Warrantholder”);
ContractWarrant Agreement • June 6th, 2012 • American Superconductor Corp /De/ • Motors & generators • California
Contract Type FiledJune 6th, 2012 Company Industry JurisdictionTHESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL (WHICH MAY BE COMPANY COUNSEL) REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS.