5,080,000 Shares SANGAMO BIOSCIENCES, INC. Common Stock PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 14th, 2005 • Sangamo Biosciences Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledNovember 14th, 2005 Company Industry JurisdictionSangamo BioSciences, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions contained herein to issue and sell to certain investors (each an “Investor” and, collectively, the “Investors”), an aggregate of up to 5,080,000 shares of common stock, $0.01 par value per share (the “Common Stock”), of the Company directly to the Investors. The aggregate of 5,080,000 shares of Common Stock so proposed to be sold is hereinafter referred to as the “Shares.” The Company desires to engage JMP Securities LLC and Piper Jaffray & Co. as its joint lead placement agents (the “Joint Lead Placement Agents”) and Leerink Swann & Company as its co-placement agent (the “Co-Placement Agent” and, collectively with the Joint Lead Placement Agents, the “Placement Agents”) in connection with such issuance and sale. The Shares are more fully described in the Registration Statement (as hereinafter defined).
NANOGEN, INC. 6,802,721 Shares of Common Stock and Warrants to Purchase 1,020,408 Shares of Common Stock PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 28th, 2005 • Nanogen Inc • Laboratory analytical instruments • New York
Contract Type FiledSeptember 28th, 2005 Company Industry JurisdictionNanogen, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to certain investors (collectively, the “Investors”) up to 6,802,721 units (the “Units”), each Unit consisting of (i) one share (the “Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”), and (ii) one warrant (the “Warrants”) to purchase 0.15 shares of Common Stock in substantially the form attached hereto as Exhibit A. The Company desires to engage Seven Hills Partners LLC as its lead placement agent (“the “Lead Placement Agent”) and Stonegate Securities, Inc. as its co-placement agent (the “Co-Placement Agent” and, together with the Lead Placement Agent, the “Placement Agents”) in connection with such issuance and sale. The shares issuable upon the exercise of the Warrants are referred to herein as the “Warrant Shares” and, together with the Units, the Shares and the Warrants, are referred to herein as the “Securities
DYAX CORP. Up to 6,315,000 Shares of Common Stock PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 23rd, 2005 • Dyax Corp • Services-commercial physical & biological research • New York
Contract Type FiledMay 23rd, 2005 Company Industry JurisdictionDyax Corp., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell up to 6,315,000 shares (the “Shares”) of common stock, par value $0.01 per share (the “Common Stock”), to certain investors (collectively, the “Investors”). The Company desires to engage you as its placement agents (the “Placement Agents”) in connection with such issuance and sale. The Shares are described more fully in the Registration Statement (as hereinafter defined).
NANOGEN, INC. 4,250,000 Shares of Common Stock PLACEMENT AGENCY AGREEMENT March 4, 2004Placement Agency Agreement • March 9th, 2004 • Nanogen Inc • Laboratory analytical instruments • New York
Contract Type FiledMarch 9th, 2004 Company Industry JurisdictionNanogen, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell 4,250,000 shares (the “Shares”) of common stock, par value $0.001 per share (the “Common Stock”), to certain investors (collectively, the “Investors”). The Company desires to engage, as its placement agent, Seven Hills Partners LLC (the “Placement Agent”) in connection with such issuance and sale. The Shares are described more fully in the Registration Statement (as hereinafter defined).
APEX SILVER MINES LIMITED 2,292,526 Ordinary Shares PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 13th, 2004 • Apex Silver Mines LTD • Gold and silver ores • New York
Contract Type FiledFebruary 13th, 2004 Company Industry JurisdictionApex Silver Mines Limited, a Cayman Islands company (the "Company"), proposes, subject to the terms and conditions stated herein, to issue and sell 2,292,526 ordinary shares, par value $0.01 per share (the "Ordinary Shares"), to certain investors (collectively, the "Investors"). The Company desires to engage as its placement agent Sunrise Securities Corp. (the "Placement Agent") in connection with such issuance and sale. The 2,292,526 Ordinary Shares to be sold (the "Shares") are described more fully in the Registration Statement (as hereinafter defined).
APEX SILVER MINES LIMITED 8,100,750 Ordinary Shares PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 28th, 2004 • Apex Silver Mines LTD • Gold and silver ores • New York
Contract Type FiledJanuary 28th, 2004 Company Industry JurisdictionApex Silver Mines Limited, a Cayman Islands company (the "Company"), proposes, subject to the terms and conditions stated herein, to issue and sell 8,100,750 ordinary shares, par value $0.01 per share (the "Ordinary Shares"), to certain investors (collectively, the "Investors"). The Company desires to engage as its placement agent Sunrise Securities Corp. (the "Placement Agent") in connection with such issuance and sale. The 8,100,750 Ordinary Shares to be sold (the "Shares") are described more fully in the Registration Statement (as hereinafter defined).