Common Contracts
2 similar Settlement Agreement contracts
SETTLEMENT AGREEMENT AND UNDERTAKINGSettlement Agreement • April 22nd, 2021
Accurate disclosure of an issuer's intended use of investment funds is among the most important information an investor can and should be given. Members of the public must be able to rely on the information they are given. Misrepresentations to investors are incompatible with basic objectives of securities regulation and may lead to ill-informed investment decisions, unanticipated risks as well as actual financial harm.
SETTLEMENT AGREEMENT AND UNDERTAKINGSettlement Agreement • May 12th, 2020
Accurate disclosure of an issuer's intended use of investment funds is among the most important information an investor can and should be given. Members of the public must be able to rely on the information they are given. Misrepresentations to investors are incompatible with basic objectives of securities regulation and may lead to ill-informed investment decisions, unanticipated risks as well as actual financial harm.
