Common Contracts

1 similar Uniform Type 4 Introducer/Carrier Broker Agreement contracts

This is revised Schedule "X" to the Uniform Type 4 Introducer/Carrier Broker Agreement dated the _________ day of _________________ , 20 made between
Uniform Type 4 Introducer/Carrier Broker Agreement • December 15th, 2021

[Name of T4CB] and [Name of T4IB] ("Agreement") in accordance with Rule 2400 of the Investment Industry Regulatory Organization of Canada ("IIROC"). On execution and delivery of this instrument the Agreement shall be amended by the deletion of existing Schedule "X" in its entirety and replacement by Schedule "X" in the following terms, subject to compliance with the provisions of Rule 2400 and the requirements of IIROC relating to such Rule or the parties.

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