Roth Capital Partners, LLC Craig-Hallum Capital Group LLC 888 San Clemente Drive 222 South Ninth Street, Suite 350 Newport Beach, CA 92660 Minneapolis, MN 55402Advisory Agreement • March 31st, 2023 • Chavant Capital Acquisition Corp. • Blank checks • New York
Contract Type FiledMarch 31st, 2023 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby Chavant Capital Acquisition Corp., a Cayman Islands exempted company (“Company”), has requested Roth Capital Partners, LLC and Craig-Hallum Capital Group LLC (each an “Advisor” and collectively the “Advisors”) to assist it in connection with the Company merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-257459) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
July 19, 2021Advisory Agreement • March 31st, 2022 • Chavant Capital Acquisition Corp. • Blank checks • New York
Contract Type FiledMarch 31st, 2022 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby Chavant Capital Acquisition Corp., a Cayman Islands exempted company (“Company”), has requested Roth Capital Partners, LLC and Craig-Hallum Capital Group LLC (each an “Advisor” and collectively the “Advisors”) to assist it in connection with the Company merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-257459) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
ROTH CAPITAL PARTNERS, LLCAdvisory Agreement • November 9th, 2021 • Roth CH Acquisition v Co. • Blank checks • New York
Contract Type FiledNovember 9th, 2021 Company Industry Jurisdiction
EARLYBIRDCAPITAL, INC. 366 Madison Avenue New York, New York 10017 SOVA CAPITAL LIMITED 119049, Moscow, 5 Koroviy Val, bldg. 1 BC Oasis, 7th floorAdvisory Agreement • September 9th, 2021 • Oxus Acquisition Corp. • Blank checks • New York
Contract Type FiledSeptember 9th, 2021 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby Oxus Acquisition Corp., a Cayman Islands exempted company (“Company”), has requested EarlyBirdCapital, Inc. and SOVA Capital Limited (each an “Advisor” and collectively the “Advisors”) to assist it in connection with the Company’s merger, share exchange, asset acquisition, share purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-258183) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
ROTH CAPITAL PARTNERS, LLC Newport Beach CA, 92660 CRAIG-HALLUM CAPITAL GROUP LLC Minneapolis, MN 55402 August 5, 2021Advisory Agreement • August 11th, 2021 • Roth CH Acquisition IV Co. • Blank checks • New York
Contract Type FiledAugust 11th, 2021 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby Roth CH Acquisition IV Co., a Delaware corporation (“Company”), has requested Roth Capital Partners, LLC and Craig-Hallum Capital Group LLC (each an “Advisor” and together the “Advisors”) to assist it in connection with the Company’s initial merger, stock exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-257779) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
ROTH CAPITAL PARTNERS, LLC Newport Beach CA, 92660 CRAIG-HALLUM CAPITAL GROUP LLC Minneapolis, MN 55402Advisory Agreement • August 2nd, 2021 • Roth CH Acquisition IV Co. • Blank checks • New York
Contract Type FiledAugust 2nd, 2021 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby Roth CH Acquisition IV Co., a Delaware corporation (“Company”), has requested Roth Capital Partners, LLC and Craig-Hallum Capital Group LLC (each an “Advisor” and together the “Advisors”) to assist it in connection with the Company’s initial merger, stock exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-257779) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
EARLYBIRDCAPITAL, INC. 366 Madison Avenue New York, New York 10017 SOVA CAPITAL LIMITED 119049, Moscow, 5 Koroviy Val, bldg. 1 BC Oasis, 7th floorAdvisory Agreement • July 27th, 2021 • Oxus Acquisition Corp. • Blank checks • New York
Contract Type FiledJuly 27th, 2021 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby Oxus Acquisition Corp., a Cayman Islands exempted company (“Company”), has requested EarlyBirdCapital, Inc. and SOVA Capital Limited (each an “Advisor” and collectively the “Advisors”) to assist it in connection with the Company’s merger, share exchange, asset acquisition, share purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-_____) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
Roth Capital Partners, LLC Craig-Hallum Capital Group LLCAdvisory Agreement • July 9th, 2021 • Chavant Capital Acquisition Corp. • Blank checks • New York
Contract Type FiledJuly 9th, 2021 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby Chavant Capital Acquisition Corp., a Cayman Islands exempted company (“Company”), has requested Roth Capital Partners, LLC and Craig-Hallum Capital Group LLC (each an “Advisor” and collectively the “Advisors”) to assist it in connection with the Company merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-____) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
ROTH CAPITAL PARTNERS, LLC Newport Beach CA, 92660 CRAIG-HALLUM CAPITAL GROUP LLC Minneapolis, MN 55402Advisory Agreement • July 9th, 2021 • Roth CH Acquisition IV Co. • Blank checks • New York
Contract Type FiledJuly 9th, 2021 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby Roth CH Acquisition IV Co., a Delaware corporation (“Company”), has requested Roth Capital Partners, LLC and Craig-Hallum Capital Group LLC (each an “Advisor” and together the “Advisors”) to assist it in connection with the Company’s initial merger, stock exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-______) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
MORGAN STANLEY & CO. 1585 Broadway, 4th Floor New York City, NY 10036 EARLYBIRDCAPITAL, INC. 366 Madison Avenue New York, New York 10017Advisory Agreement • March 9th, 2021 • InterPrivate II Acquisition Corp. • Blank checks • New York
Contract Type FiledMarch 9th, 2021 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby InterPrivate II Acquisition Corp., a Delaware corporation (“Company”), has requested Morgan Stanley & Co. and EarlyBirdCapital, Inc. (the “Advisors”) to assist it in connection with the Company merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-253188) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
MORGAN STANLEY & CO. 1585 Broadway, 4th Floor New York City, NY 10036 EARLYBIRDCAPITAL, INC. 366 Madison Avenue New York, New York 10017Advisory Agreement • March 9th, 2021 • InterPrivate III Financial Partners Inc. • Blank checks • New York
Contract Type FiledMarch 9th, 2021 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby InterPrivate III Financial Partners Inc., a Delaware corporation (“Company”), has requested Morgan Stanley & Co. and EarlyBirdCapital, Inc. (the “Advisors”) to assist it in connection with the Company merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-253189) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
ROTH CAPITAL PARTNERS, LLC Newport Beach CA, 92660 CRAIG-HALLUM CAPITAL GROUP LLC Minneapolis, MN 55402 March 2, 2021Advisory Agreement • March 8th, 2021 • Roth CH Acquisition III Co • Blank checks • New York
Contract Type FiledMarch 8th, 2021 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby Roth CH Acquisition III Co., a Delaware corporation (“Company”), has requested Roth Capital Partners, LLC and Craig-Hallum Capital Group LLC (each an “Advisor” and together the “Advisors”) to assist it in connection with the Company’s initial merger, stock exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-252044) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
MORGAN STANLEY & CO. 1585 Broadway,4th Floor New York City, NY 10036 EARLYBIRDCAPITAL, INC. 366 Madison Avenue New York, New York 10017Advisory Agreement • March 2nd, 2021 • InterPrivate II Acquisition Corp. • Blank checks • New York
Contract Type FiledMarch 2nd, 2021 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby InterPrivate II Acquisition Corp., a Delaware corporation (“Company”), has requested Morgan Stanley & Co. and EarlyBirdCapital, Inc. (the “Advisors”) to assist it in connection with the Company merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-253188) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
ROTH CAPITAL PARTNERS, LLC Newport Beach CA, 92660 CRAIG-HALLUM CAPITAL GROUP LLC Minneapolis, MN 55402Advisory Agreement • February 11th, 2021 • Roth CH Acquisition III Co • Blank checks • New York
Contract Type FiledFebruary 11th, 2021 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby Roth CH Acquisition III Co., a Delaware corporation (“Company”), has requested Roth Capital Partners, LLC and Craig-Hallum Capital Group LLC (each an “Advisor” and together the “Advisors”) to assist it in connection with the Company’s initial merger, stock exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-252044) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
ROTH CAPITAL PARTNERS, LLC Newport Beach CA, 92660 CRAIG-HALLUM CAPITAL GROUP LLC Minneapolis, MN 55402 December 10, 2020Advisory Agreement • December 16th, 2020 • Roth CH Acquisition II Co • Blank checks • New York
Contract Type FiledDecember 16th, 2020 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby Roth CH Acquisition II Co., a Delaware corporation (“Company”), has requested Roth Capital Partners, LLC and Craig-Hallum Capital Group LLC (each an “Advisor” and together the “Advisors”) to assist it in connection with the Company’s initial merger, stock exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-250937) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).
ROTH CAPITAL PARTNERS, LLC Newport Beach CA, 92660 CRAIG-HALLUM CAPITAL GROUP LLC Minneapolis, MN 55402Advisory Agreement • December 7th, 2020 • Roth CH Acquisition II Co • Blank checks • New York
Contract Type FiledDecember 7th, 2020 Company Industry JurisdictionThis is to confirm our agreement (this “Agreement”) whereby Roth CH Acquisition II Co., a Delaware corporation (“Company”), has requested Roth Capital Partners, LLC and Craig-Hallum Capital Group LLC (each an “Advisor” and together the “Advisors”) to assist it in connection with the Company’s initial merger, stock exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses or entities (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333-250937) filed with the Securities and Exchange Commission (“Registration Statement”) in connection with its initial public offering (“IPO”).