FINISAR CORPORATION PURCHASE AGREEMENTPurchase Agreement • March 6th, 2014 • Finisar Corp • Semiconductors & related devices • New York
Contract Type FiledMarch 6th, 2014 Company Industry JurisdictionFinisar Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to Merrill Lynch, Pierce, Fenner & Smith Incorporated (the “Initial Purchaser”) an aggregate of $225,000,000 principal amount of its 0.50% Convertible Senior Notes due 2033 (the “Firm Securities”). In addition, the Company has granted to the Initial Purchaser an option to purchase up to an additional aggregate of $33,750,000 principal amount of its 0.50% Convertible Senior Notes due 2033 (the “Option Securities”) as provided in Section 3 hereof. The Firm Securities and, if and to the extent such option is exercised, the Option Securities, are collectively called the “Securities.” The Securities will be convertible into shares (the “Underlying Securities”) of common stock of the Company, $0.001 par value (the “Common Stock”). The Securities will be issued pursuant to an Indenture (the “Indenture”), to be dated as of December 16, 2013, between the Company and Wells Fargo Bank, N.A., as trustee (the “T
ContractPurchase Agreement • December 10th, 2009 • Finisar Corp • Semiconductors & related devices • New York
Contract Type FiledDecember 10th, 2009 Company Industry JurisdictionFinisar Corporation, a Delaware corporation (the “Company”), proposes to issue and sell to Piper Jaffray & Co. (the “Initial Purchaser”) an aggregate of $90,000,000 principal amount of its 5.0% Convertible Senior Notes due 2029 (the “Firm Securities”). In addition, the Company has granted to the Initial Purchaser an option to purchase up to an additional aggregate of $10,000,000 principal amount of its 5.0% Convertible Senior Notes due 2029 (the “Option Securities”) as provided in Section 3 hereof. The Firm Securities and, if and to the extent such option is exercised, the Option Securities, are collectively called the “Securities.” The Securities will be convertible into shares (the “Underlying Securities”) of common stock of the Company, $0.001 par value (the “Common Stock”). The Securities will be issued pursuant to an Indenture (the “Indenture”), to be dated as of October 14, 2009, between the Company and Wells Fargo Bank, N.A., as trustee (the “Trustee”).