UNDERWRITING AGREEMENTUnderwriting Agreement • December 2nd, 2015 • Algonquin Power & Utilities Corp. • Electric services • Ontario
Contract Type FiledDecember 2nd, 2015 Company Industry JurisdictionCIBC World Markets Inc. ("CIBC"), TD Securities Inc. ("TD Securities", and together with CIBC, the "Joint Bookrunners"), BMO Nesbitt Burns Inc., National Bank Financial Inc., RBC Dominion Securities Inc., Scotia Capital Inc., Desjardins Securities Inc., Canaccord Genuity Inc., Cormark Securities Inc. and Industrial Alliance Securities Inc. (individually, an "Underwriter" and collectively, the "Underwriters") understand that Algonquin Power & Utilities Corp. (the "Corporation") proposes to issue and sell 14,355,000 Common Shares of the Corporation (the "Firm Securities"). In addition, the Underwriters understand that the Corporation proposes to grant to the Underwriters a one-time option (the "Over-Allotment Option") to purchase additional Common Shares from the Corporation (the "Optional Securities") for the sole purpose of covering over-allotments, in an amount equal to up to 15% of the number of Firm Securities (collectively, the Firm Securities and the Optional Securities are referr
UNDERWRITING AGREEMENTUnderwriting Agreement • December 11th, 2014 • Algonquin Power & Utilities Corp. • Electric services • Ontario
Contract Type FiledDecember 11th, 2014 Company Industry JurisdictionScotia Capital Inc. (“Scotiabank”), CIBC World Markets Inc. (“CIBC”, and together with Scotiabank, the “Joint Bookrunners”), BMO Nesbitt Burns Inc., National Bank Financial Inc., RBC Dominion Securities Inc., TD Securities Inc., Desjardins Securities Inc., Canaccord Genuity Corp. and Cormark Securities Inc. (individually, an “Underwriter” and collectively, the “Underwriters”) understand that Algonquin Power & Utilities Corp. (the “Corporation”) proposes to issue and sell 10,055,000 Common Shares of the Corporation (the “Firm Securities”). In addition, the Underwriters understand that the Corporation proposes to grant to the Underwriters a one-time option (the “Over-Allotment Option”) to purchase additional Common Shares from the Corporation (the “Optional Securities”) for the sole purpose of covering over-allotments, in an amount equal to up to 15% of the number of Firm Securities (collectively, the Firm Securities and the Optional Securities are referred to as the “Purchased Securitie
UNDERWRITING AGREEMENTUnderwriting Agreement • September 17th, 2014 • Algonquin Power & Utilities Corp. • Electric services • Ontario
Contract Type FiledSeptember 17th, 2014 Company Industry JurisdictionCIBC World Markets Inc. (“CIBC”), TD Securities Inc. (“TD Securities”, and together with CIBC, the “Joint Bookrunners”), BMO Nesbitt Burns Inc., National Bank Financial Inc., RBC Dominion Securities Inc., Scotia Capital Inc., Merrill Lynch Canada Inc., Desjardins Securities Inc., Canaccord Genuity Corp., and Cormark Securities Inc. (individually, an “Underwriter” and collectively, the “Underwriters”) understand that Algonquin Power & Utilities Corp. (the “Corporation”) proposes to issue and sell 16,860,000 Common Shares of the Corporation (the “Firm Securities”). In addition, the Underwriters understand that the Corporation proposes to grant to the Underwriters a one-time option (the “Over-Allotment Option”) to purchase additional Common Shares from the Corporation (the “Optional Securities”) for the sole purpose of covering over-allotments, in an amount equal to up to 15% of the number of Firm Securities (collectively, the Firm Securities and the Optional Securities are referred to as