Common Contracts

LOAN AND SECURITY AGREEMENT by and among HERCULES FUNDING IV LLC as Borrower, THE LENDERS THAT ARE SIGNATORIES HERETO as Lenders, and MUFG UNION BANK, N.A. as the Administrative Agent, a Lender, Swingline Lender, Joint Lead Arranger and Sole...

Loan and Security Agreement • February 20th, 2020 • Hercules Capital, Inc. • New York

• Contract Type
  Loan and Security Agreement
• Filed
  February 20th, 2020
• Company
  Hercules Capital, Inc.
• Jurisdiction
  New York

THIS LOAN AND SECURITY AGREEMENT (this “Agreement”), is entered into as of February 20, 2020, between and among, on the one hand, the lenders identified on the signature pages hereof (such lenders, together with their respective successors and assigns, and such other lenders as may become a party hereto in accordance with the terms hereof, are referred to hereinafter each individually as a “Lender” and collectively as the “Lenders”), MUFG UNION BANK, N.A., as the administrative agent for Lenders (in such capacity, together with its successors and assigns in such capacity, “Agent”), as Swingline Lender (as defined below), as Joint Lead Arranger and as Sole Bookrunner, and, on the other hand, HERCULES FUNDING IV LLC, a Delaware limited liability company (“Borrower”). CNB, Goldman and Umpqua (each as defined below) have each been given the titles of Joint Lead Arranger.

SEVENTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT

Loan and Security Agreement • January 17th, 2019 • Hercules Capital, Inc. • New York

• Contract Type
  Loan and Security Agreement
• Filed
  January 17th, 2019
• Company
  Hercules Capital, Inc.
• Jurisdiction
  New York

THIS AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”), is entered into as of June 29, 2015, between and among, on the one hand, the lenders identified on the signature pages hereof (such lenders, together with their respective successors and assigns, and such other lenders as may become a party hereto in accordance with the terms hereof, are referred to hereinafter each individually as a “Lender” and collectively as the “Lenders”), WELLS FARGO CAPITAL FINANCE, LLC, a Delaware limited liability company formerly known as Wells Fargo Foothill, LLC, as the arranger and administrative agent for the Lenders (in such capacity, together with its successors and assigns in such capacity, “Agent”), and, on the other hand, HERCULES FUNDING II LLC, a Delaware limited liability company (“Borrower”).