SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 17th, 2010 • Converted Organics Inc. • Agricultural chemicals • New York
Contract Type FiledDecember 17th, 2010 Company Industry JurisdictionThis SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 17, 2010, is by and among Converted Organics Inc., a Delaware corporation with headquarters located at 137A Lewis Wharf, Boston, Massachusetts 02110 (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 6th, 2010 • Tri Valley Corp • Crude petroleum & natural gas • New York
Contract Type FiledApril 6th, 2010 Company Industry JurisdictionItem 9A of the Company’s 10-K for the year ended December 31, 2009, filed with the SEC on March __, 2010, which is incorporated herein by reference, describes the Company’s determinations that it has not maintained effective internal control over financial reporting or effective disclosure controls and procedures as of December 31, 2010, and the correspondence received by the Company from its independent auditors regarding potential material weaknesses and significant deficiencies in internal control over financial reporting.