Common Contracts

AMENDMENT AGREEMENT

u.s. Pb Agreement • July 3rd, 2013 • Dividend & Income Fund • New York

• Contract Type
  u.s. Pb Agreement
• Filed
  July 3rd, 2013
• Company
  Dividend & Income Fund
• Jurisdiction
  New York

AMENDMENT AGREEMENT (“Amendment”) dated as of December 10, 2012 to the U.S. PB Agreement dated March 29, 2012 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Dividend and Income Fund, Inc. (“Customer”), (the “Agreement”).

AMENDMENT AGREEMENT

u.s. Pb Agreement • March 1st, 2013 • Dividend & Income Fund • New York

• Contract Type
  u.s. Pb Agreement
• Filed
  March 1st, 2013
• Company
  Dividend & Income Fund
• Jurisdiction
  New York

AMENDMENT AGREEMENT (“Amendment”) dated as of December 10, 2012 to the U.S. PB Agreement dated March 29, 2012 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Dividend and Income Fund, Inc. (“Customer”), (the “Agreement”).

AMENDMENT AGREEMENT

u.s. Pb Agreement • March 1st, 2013 • Foxby Corp. • New York

• Contract Type
  u.s. Pb Agreement
• Filed
  March 1st, 2013
• Company
  Foxby Corp.
• Jurisdiction
  New York

AMENDMENT AGREEMENT (“Amendment”) dated as of December 10, 2012 to the U.S. PB Agreement dated March 29, 2012 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Foxby Corp. (“Customer”), (the “Agreement”).

AMENDMENT AGREEMENT

u.s. Pb Agreement • March 1st, 2013 • Global Income Fund, Inc. • New York

• Contract Type
  u.s. Pb Agreement
• Filed
  March 1st, 2013
• Company
  Global Income Fund, Inc.
• Jurisdiction
  New York

AMENDMENT AGREEMENT (“Amendment”) dated as of December 10, 2012 to the U.S. PB Agreement dated March 29, 2012 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Global Income Fund, Inc. (“Customer”), (the “Agreement”).