Agreement for Executing Broker to Screen for Clearing Broker Limits1New York • April 19th, 2013
Jurisdiction FiledApril 19th, 2013This Agreement for Executing Broker to Screen for Clearing Broker Limits (the “Give-Up Screening Agreement”) is made this day of , 20 , by and between (“Executing Broker”) and (“Clearing Broker”). This Give-Up Screening Agreement shall constitute an agreement within the meaning of CFTC Rule 1.73(a)(2)(iv) between the Executing Broker and Clearing Broker.