Common Contracts

1 similar Uniform Executing Broker Agreement contracts

FINRA TRANSPARENCY SERVICES UNIFORM EXECUTING BROKER AGREEMENT
Uniform Executing Broker Agreement • March 22nd, 2018

This Uniform Executing Broker Agreement (“Agreement”) is for use by a FINRA member participating in one or more FINRA market transparency facilities (“Participant”) to authorize another FINRA member (“Executing Broker”) to report trades on behalf of the Participant on such facilities.

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