Chardan NexTech Acquisition Corp.Underwriting Agreement • October 28th, 2021 • Chardan Nextech Acquisition Corp. • Blank checks
Contract Type FiledOctober 28th, 2021 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Chardan NexTech Acquisition Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets, LLC, as representative (the “Representative”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), and one warrant, with each warrant being exercisable to purchase one share of Common Stock at a price of $11.50 per share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 15 hereof.
Chardan NexTech Acquisition 2 Corp.Underwriting Agreement • August 5th, 2021 • Chardan NexTech Acquisition 2 Corp. • Blank checks
Contract Type FiledAugust 5th, 2021 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Chardan NexTech Acquisition 2 Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets, LLC, as representative (the “Representative”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), and three-quarters of one warrant, with each whole warrant being exercisable to purchase one share of Common Stock at a price of $11.50 per share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 15 hereof.
Chardan NexTech Acquisition 2 Corp.Underwriting Agreement • August 3rd, 2021 • Chardan NexTech Acquisition 2 Corp. • Blank checks
Contract Type FiledAugust 3rd, 2021 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Chardan NexTech Acquisition 2 Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets, LLC, as representative (the “Representative”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), and one-half of one warrant, with each whole warrant being exercisable to purchase one share of Common Stock at a price of $11.50 per share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 15 hereof.
LifeSci Acquisition III Corp. New York, NY 10019 LifeSci Capital LLC New York, NY 10019 Ladenburg Thalmann & Co. Inc. New York, NY 10172Underwriting Agreement • July 30th, 2021 • LifeSci Acquisition III Corp. • Blank checks • New York
Contract Type FiledJuly 30th, 2021 Company Industry JurisdictionThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between LifeSci Acquisition III Corp., a Delaware corporation (the “Company”) and LifeSci Capital LLC and Ladenburg Thalmann & Co., as representatives (the “Representatives”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s shares of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
CleanTech Acquisition Corp. New York, NY 10001 Chardan Capital Markets, LLC 17 State Street, 21st Floor New York, NY 10004Underwriting Agreement • July 21st, 2021 • Cleantech Acquisition Corp. • Blank checks • New York
Contract Type FiledJuly 21st, 2021 Company Industry JurisdictionThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between CleanTech Acquisition Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets, LLC, as representative (the “Representative”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), one right to receive one-twentieth of one share of Common Stock, and one-half of a warrant, with each warrant being exercisable to purchase one share of Common Stock at a price of $11.50 per full share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
Chardan NexTech Acquisition 2 Corp.Underwriting Agreement • July 14th, 2021 • Chardan NexTech Acquisition 2 Corp. • Blank checks
Contract Type FiledJuly 14th, 2021 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Chardan NexTech Acquisition 2 Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets, LLC, as representative (the “Representative”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), and one-half of one warrant, with each whole warrant being exercisable to purchase one share of Common Stock at a price of $11.50 per share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 15 hereof.
CleanTech Acquisition Corp. 207 West 25th Street, 9th Floor New York, NY 10001 Chardan Capital Markets, LLC 17 State Street, 21st Floor New York, NY 10004Underwriting Agreement • July 6th, 2021 • Cleantech Acquisition Corp. • Blank checks
Contract Type FiledJuly 6th, 2021 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between CleanTech Acquisition Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets, LLC, as representative (the “Representative”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), one right to receive one-twentieth of one share of Common Stock, and one-half of a warrant, with each warrant being exercisable to purchase one share of Common Stock at a price of $11.50 per full share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
April 30, 2021Underwriting Agreement • April 30th, 2021 • Viveon Health Acquisition Corp. • Blank checks • New York
Contract Type FiledApril 30th, 2021 Company Industry JurisdictionThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Viveon Health Acquisition Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets, LLC, as representative (the “Representative”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of the Company’s common stock, par value $0.0001 per share (“Common Stock”), one redeemable warrant and one right. Each right (“Right”) entitles the holder thereof to receive one-twentieth (1/20) of a share of Common Stock upon consummation of the Company’s initial Business Combination. Each warrant entitles the holder to purchase one-half (1/2) of a share of Common Stock at a price of $11.50 per whole share subject to adjustment Certain capitalized terms used herein are defined in paragraph 14 hereof.
Chardan NexTech Acquisition 2 Corp.Underwriting Agreement • April 9th, 2021 • Chardan NexTech Acquisition 2 Corp. • Blank checks
Contract Type FiledApril 9th, 2021 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Chardan NexTech Acquisition 2 Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets, LLC, as representative (the “Representative”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), and one-third of one warrant, with each whole warrant being exercisable to purchase one share of Common Stock at a price of $11.50 per share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 15 hereof.
Chardan NexTech Acquisition Corp.Underwriting Agreement • March 19th, 2021 • Chardan Nextech Acquisition Corp. • Blank checks
Contract Type FiledMarch 19th, 2021 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Chardan NexTech Acquisition Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets, LLC, as representative (the “Representative”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), and one-third of one warrant, with each whole warrant being exercisable to purchase one share of Common Stock at a price of $11.50 per share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 16 hereof.
Ventoux CCM Acquisition Corp.Underwriting Agreement • December 31st, 2020 • Ventoux CCM Acquisition Corp. • Blank checks • New York
Contract Type FiledDecember 31st, 2020 Company Industry Jurisdiction
Letter AgreementsUnderwriting Agreement • December 29th, 2020 • Viveon Health Acquisition Corp. • Blank checks • New York
Contract Type FiledDecember 29th, 2020 Company Industry JurisdictionThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Viveon Health Acquisition Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets, LLC, as representative (the “Representative”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of the Company’s common stock, par value $0.0001 per share (“Common Stock”), one redeemable warrant and one right. Each right (“Right”) entitles the holder thereof to receive one-twentieth (1/20) of a share of Common Stock upon consummation of the Company’s initial Business Combination. Each warrant entitles the holder to purchase one-half (1/2) of a share of Common Stock at a price of $11.50 per whole share subject to adjustment Certain capitalized terms used herein are defined in paragraph 14 hereof.
Ventoux CCM Acquisition Corp.Underwriting Agreement • December 15th, 2020 • Ventoux CCM Acquisition Corp. • Blank checks
Contract Type FiledDecember 15th, 2020 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Ventoux CCM Acquisition Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets, LLC, as representative (the “Representative”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), one right to receive one-twentieth of one share of Common Stock, and one warrant, with each warrant being exercisable to purchase one-half of one share of Common Stock at a price of $11.50 per full share (“Warrant”). Certain capitalized terms used herein are defined in paragraph [14] hereof.
LifeSci Acquisition II Corp.Underwriting Agreement • November 18th, 2020 • Lifesci Acquisition II Corp. • Blank checks
Contract Type FiledNovember 18th, 2020 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between LifeSci Acquisition II Corp., a Delaware corporation (the “Company”) and LifeSci Capital LLC and Ladenburg Thalmann & Co., as representatives (the “Representatives”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of shares of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
Trident Acquisitions Corp. New York, NY 10005 Chardan Capital Markets, LLC New York, NY 10004 Re: Initial Public Offering Gentlemen:Underwriting Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Trident Acquisitions Corp., a Delaware corporation (the “Company”), and Chardan Capital Markets, LLC, as Representative (the “Representative”) of the several Underwriters named in Schedule I thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.001 per share (the “Common Stock”), and one warrant, with each warrant being exercisable to purchase one share of Common Stock at a price of $11.50 per share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
Chardan Healthcare Acquisition 2 Corp.Underwriting Agreement • April 29th, 2020 • Chardan Healthcare Acquisition 2 Corp. • Blank checks • New York
Contract Type FiledApril 29th, 2020 Company Industry JurisdictionThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets, LLC, as representative (the “Representative”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), and one warrant, with each warrant being exercisable to purchase one-half of one share of Common Stock at a price of $11.50 per full share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
Chardan Healthcare Acquisition 2 Corp.Underwriting Agreement • April 16th, 2020 • Chardan Healthcare Acquisition 2 Corp. • Blank checks
Contract Type FiledApril 16th, 2020 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Chardan Healthcare Acquisition 2 Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets, LLC, as representative (the “Representative”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), and one warrant, with each warrant being exercisable to purchase one-half of one share of Common Stock at a price of $11.50 per full share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
LifeSci Acquisition Corp.Underwriting Agreement • February 28th, 2020 • LifeSci Acquisition Corp. • Blank checks
Contract Type FiledFebruary 28th, 2020 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between LifeSci Acquisition Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets, LLC, as representative (the “Representative”) of the Underwriters named in Schedule A thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.0001 per share (the “Common Stock”), and one warrant, with each warrant being exercisable to purchase one share of Common Stock at a price of $11.50 per full share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
December 13, 2018Underwriting Agreement • December 19th, 2018 • Chardan Healthcare Acquisition Corp. • Blank checks • New York
Contract Type FiledDecember 19th, 2018 Company Industry Jurisdiction
Chardan Healthcare Acquisition Corp.Underwriting Agreement • December 4th, 2018 • Chardan Healthcare Acquisition Corp. • Blank checks
Contract Type FiledDecember 4th, 2018 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Chardan Healthcare Acquisition Corp., a Delaware corporation (the “Company”) and Chardan Capital Markets LLC, as representative (the “Representative”) of the Underwriters named in Schedule [I] thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.001 per share (the “Common Stock”), and one warrant, with each warrant being exercisable to purchase one-half of one share of Common Stock at a price of $11.50 per full share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
Trident Acquisitions Corp. New York, NY 10005Underwriting Agreement • May 21st, 2018 • Trident Acquisitions Corp. • Blank checks
Contract Type FiledMay 21st, 2018 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Trident Acquisitions Corp., a Delaware corporation (the “Company”), and Chardan Capital Markets LLC, as Representative (the “Representative”) of the several Underwriters named in Schedule I thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.001 per share (the “Common Stock”), and one warrant, with each warrant being exercisable to purchase one share of Common Stock at a price of $11.50 per share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
Trident Acquisitions Corp. New York, NY 10005Underwriting Agreement • April 30th, 2018 • Trident Acquisitions Corp. • Blank checks
Contract Type FiledApril 30th, 2018 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Trident Acquisitions Corp., a Delaware corporation (the “Company”), and Chardan Capital Markets, LLC, as Representative (the “Representative”) of the several Underwriters named in Schedule I thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.001 per share (the “Common Stock”), and one warrant, with each warrant being exercisable to purchase one share of Common Stock at a price of $11.50 per share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
c/o Magna Management LLC 5 Hanover Square New York, NY 10004Underwriting Agreement • September 12th, 2016 • M I Acquisitions, Inc. • Blank checks
Contract Type FiledSeptember 12th, 2016 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between M I Acquisitions, Inc., a Delaware corporation (the “Company”), and Chardan Capital Markets LLC, as Representative (the “Representative”) of the several Underwriters named in Schedule I thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.001 per share (the “Common Stock”), and one warrant, each warrant entitling its holder to purchase one share of Common Stock at a price of $11.50 per share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
c/o Magna Management LLC 5 Hanover Square New York, NY 10004Underwriting Agreement • September 2nd, 2016 • M I Acquisitions, Inc. • Blank checks
Contract Type FiledSeptember 2nd, 2016 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between M I Acquisitions, Inc., a Delaware corporation (the “Company”), and Chardan Capital Markets LLC, as Representative (the “Representative”) of the several Underwriters named in Schedule I thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.001 per share (the “Common Stock”), and one warrant, each whole warrant entitling its holder to purchase one-half of one share of Common Stock at a price of $11.50 per share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
c/o Magna Management LLC 5 Hanover Square New York, NY 10004Underwriting Agreement • July 26th, 2016 • M I Acquisitions, Inc. • Blank checks
Contract Type FiledJuly 26th, 2016 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between M I Acquisitions, Inc., a Delaware corporation (the “Company”), and Chardan Capital Markets LLC, as Representative (the “Representative”) of the several Underwriters named in Schedule I thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.001 per share (the “Common Stock”), and one warrant, each warrant entitling its holder to purchase one share of Common Stock at a price of $12.00 per share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
c/o Magna Management LLC 5 Hanover Square New York, NY 10004Underwriting Agreement • December 23rd, 2015 • M I Acquisitions, Inc. • Blank checks
Contract Type FiledDecember 23rd, 2015 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between M I Acquisitions, Inc., a Delaware corporation (the “Company”), and Chardan Capital Markets LLC, as Representative (the “Representative”) of the several Underwriters named in Schedule I thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.001 per share (the “Common Stock”), and one warrant, each whole warrant entitling its holder to purchase one-half of one share of Common Stock at a price of $12.00 per share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
Pulte Acquisition Corp.Underwriting Agreement • November 17th, 2015 • Pulte Acquisition Corp. • Blank checks
Contract Type FiledNovember 17th, 2015 Company IndustryThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Pulte Acquisition Corp., a Delaware corporation (the “Company”), and Chardan Capital Markets LLC, as Representative (the “Representative”) of the several Underwriters named in Schedule I thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of Common Stock of the Company, par value $0.001 per share (the “Common Stock”), and one-half of a warrant, with each whole warrant being exercisable to purchase one share of Common Stock at a price of $11.50 per share (“Warrant”). Certain capitalized terms used herein are defined in paragraph 14 hereof.
Harmony Merger Corp. New York, New York 10017Underwriting Agreement • October 10th, 2014 • Harmony Merger Corp. • Blank checks • New York
Contract Type FiledOctober 10th, 2014 Company Industry JurisdictionThis letter is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between Harmony Merger Corp., a Delaware corporation (the “Company”), and Cantor Fitzgerald & Co., as Representative (the “Representative”) of the several Underwriters named in Schedule I thereto (the “Underwriters”), relating to an underwritten initial public offering (the “IPO”) of the Company’s units (the “Units”), each comprised of one share of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and one warrant (“Warrant”) to purchase three-fourths of one share of Common Stock. Certain capitalized terms used herein are defined in paragraph 15 hereof.