dated as of October 18, 2016 between OCULUS INNOVATIVE SCIENCES, INC. and COMPUTERSHARE INC., as Rights AgentSection 382 Rights Agreement • October 21st, 2016 • Oculus Innovative Sciences, Inc. • Pharmaceutical preparations • Delaware
Contract Type FiledOctober 21st, 2016 Company Industry Jurisdiction
dated as of April 6, 2016 among CENTRUS ENERGY CORP., COMPUTERSHARE TRUST COMPANY, N.A., and COMPUTERSHARE INC.Section 382 Rights Agreement • April 7th, 2016 • Centrus Energy Corp • Mining & quarrying of nonmetallic minerals (no fuels) • Delaware
Contract Type FiledApril 7th, 2016 Company Industry Jurisdiction
dated as of April 6, 2016 among CENTRUS ENERGY CORP., COMPUTERSHARE TRUST COMPANY, N.A., and COMPUTERSHARE INC.Section 382 Rights Agreement • April 7th, 2016 • Centrus Energy Corp • Mining & quarrying of nonmetallic minerals (no fuels) • Delaware
Contract Type FiledApril 7th, 2016 Company Industry Jurisdiction
SECTION 382 RIGHTS AGREEMENT dated as of March 18, 2016 between VRINGO, INC. and American Stock Transfer & Trust Company, LLC, as Rights AgentSection 382 Rights Agreement • March 21st, 2016 • Vringo Inc • Patent owners & lessors • Delaware
Contract Type FiledMarch 21st, 2016 Company Industry JurisdictionWHEREAS, the Company has generated NOLs and other Tax Benefits (as such terms are hereinafter defined) for United States Federal income tax purposes; and such NOLs and other Tax Benefits may potentially provide valuable tax benefits to the Company; the Company desires to avoid an “ownership change” within the meaning of Section 382 and the Treasury Regulations (as such terms are hereinafter defined) promulgated thereunder, and thereby preserve the ability to utilize fully such NOLs and other Tax Benefits; and, in furtherance of such objective, the Company desires to enter into this Rights Agreement; and
SECTION 382 RIGHTS AGREEMENT dated as of March 18, 2016 between VRINGO, INC. and American Stock Transfer & Trust Company, LLC, as Rights AgentSection 382 Rights Agreement • March 21st, 2016 • Vringo Inc • Patent owners & lessors • Delaware
Contract Type FiledMarch 21st, 2016 Company Industry JurisdictionWHEREAS, the Company has generated NOLs and other Tax Benefits (as such terms are hereinafter defined) for United States Federal income tax purposes; and such NOLs and other Tax Benefits may potentially provide valuable tax benefits to the Company; the Company desires to avoid an “ownership change” within the meaning of Section 382 and the Treasury Regulations (as such terms are hereinafter defined) promulgated thereunder, and thereby preserve the ability to utilize fully such NOLs and other Tax Benefits; and, in furtherance of such objective, the Company desires to enter into this Rights Agreement; and
dated as of November 18, 2015 between ZOOM TELEPHONICS, INC. and COMPUTERSHARE TRUST COMPANY, N.A., as Rights AgentSection 382 Rights Agreement • January 14th, 2016 • Zoom Telephonics, Inc. • Telephone & telegraph apparatus • Delaware
Contract Type FiledJanuary 14th, 2016 Company Industry JurisdictionPage SECTION 1. Certain Definitions 1 SECTION 2. Appointment of Rights Agent 11 SECTION 3. Issue of Rights and Right Certificates 11 SECTION 4. Form of Right Certificates 14 SECTION 5. Execution, Countersignature and Registration 14 SECTION 6. Transfer, Split-Up, Combination and Exchange of Right Certificates; Mutilated, Destroyed, Lost or Stolen Right Certificates; Uncertificated Rights 15 SECTION 7. Exercise of Rights; Expiration Date of Rights 16 SECTION 8. Cancelation and Destruction of Right Certificates 18 SECTION 9. Reservation and Availability of Preferred Shares 18 SECTION 10. Preferred Shares Record Date 20 SECTION 11. Adjustments in Rights After There Is an Acquiring Person; Exchange of Rights for Shares; Business Combinations 20 SECTION 12. Certain Adjustments 24 SECTION 13. Certificate of Adjustment 25 SECTION 14. Additional Covenants 26 SECTION 15. Fractional Rights and Fractional Shares 26 SECTION 16. Rights of Action 28 SECTION 17. Transfer and Ownership of Rights and R
SECTION 382 RIGHTS AGREEMENT dated as of March 27, 2014 between BIOFUEL ENERGY CORP. and BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC., as Rights AgentSection 382 Rights Agreement • March 28th, 2014 • BioFuel Energy Corp. • Industrial organic chemicals • Delaware
Contract Type FiledMarch 28th, 2014 Company Industry Jurisdiction