SECURITIES PURCHASE AGREEMENT dated as of April 17, 2009Securities Purchase Agreement • September 29th, 2023
Contract Type FiledSeptember 29th, 2023This resource is brought to you for free and open access by the Yale Program on Financial Stability and EliScholar, a digital platform for scholarly publishing provided by Yale University Library.
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program (“CPP”);
LETTER AGREEMENT DATED MARCH 13, 2009 INCLUDING THE SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 31st, 2011 • Salisbury Bancorp Inc • Savings institution, federally chartered • New York
Contract Type FiledMarch 31st, 2011 Company Industry JurisdictionWHEREAS, the Company agrees to expand the flow of credit to U.S. consumers and businesses on competitive terms to promote the sustained growth and vitality of the U.S. economy;
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • June 2nd, 2010 • New York
Contract Type FiledJune 2nd, 2010 JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock from eligible financial institutions which elect to participate in the Community Development Capital Initiative (“CDCI”);
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • June 2nd, 2010 • New York
Contract Type FiledJune 2nd, 2010 JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock from eligible financial institutions which elect to participate in the Community Development Capital Initiative (“CDCI”);
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • December 19th, 2009 • New York
Contract Type FiledDecember 19th, 2009 JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program (“CPP”);
UNITED STATES DEPARTMENT OF THE TREASURY WASHINGTON, DC 20220Securities Purchase Agreement • June 1st, 2009 • Community Bank Shares of Indiana Inc • State commercial banks • New York
Contract Type FiledJune 1st, 2009 Company Industry JurisdictionThe company set forth on the signature page hereto (the "Company") intends to issue in a private placement the number of shares of a series of its preferred stock set forth on Schedule A hereto (the "Preferred Shares") and a warrant to purchase the number of shares of its common stock set forth on Schedule A hereto (the "Warrant" and, together with the Preferred Shares, the "Purchased Securities") and the United States Department of the Treasury (the "Investor") intends to purchase from the Company the Purchased Securities.
UNITED STATES DEPARTMENT OF THE TREASURY WASHINGTON, DC 20220Securities Purchase Agreement • June 1st, 2009 • Community Bank Shares of Indiana Inc • State commercial banks • New York
Contract Type FiledJune 1st, 2009 Company Industry JurisdictionThe company set forth on the signature page hereto (the "Company") intends to issue in a private placement the number of shares of a series of its preferred stock set forth on Schedule A hereto (the "Preferred Shares") and a warrant to purchase the number of shares of its common stock set forth on Schedule A hereto (the "Warrant" and, together with the Preferred Shares, the "Purchased Securities") and the United States Department of the Treasury (the "Investor") intends to purchase from the Company the Purchased Securities.
UNITED STATES DEPARTMENT OF THE TREASURY WASHINGTON, DC 20220Securities Purchase Agreement • June 1st, 2009 • Community Bank Shares of Indiana Inc • State commercial banks • New York
Contract Type FiledJune 1st, 2009 Company Industry JurisdictionThe company set forth on the signature page hereto (the "Company") intends to issue in a private placement the number of shares of a series of its preferred stock set forth on Schedule A hereto (the "Preferred Shares") and a warrant to purchase the number of shares of its common stock set forth on Schedule A hereto (the "Warrant" and, together with the Preferred Shares, the "Purchased Securities") and the United States Department of the Treasury (the "Investor") intends to purchase from the Company the Purchased Securities.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 21st, 2009
Contract Type FiledApril 21st, 2009WHEREAS, American International Group, Inc. (the “Company”) intends to issue in a private placement 300,000 shares of the Series F Fixed Rate Non-Cumulative Perpetual Preferred Stock (the “Series F Preferred Stock”) and a warrant (the “Warrant”, and together with the Preferred Stock, the “Purchased Securities”) to purchase 3,000 shares of the Company’s common stock (“Common Stock”), and the United States Department of the Treasury (the “Investor”) intends to purchase (the “Purchase”) the Purchased Securities from the Company; and
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • April 21st, 2009
Contract Type FiledApril 21st, 2009WHEREAS, American International Group, Inc. (the “Company”) intends to issue in a private placement 300,000 shares of the Series F Fixed Rate Non-Cumulative Perpetual Preferred Stock (the “Series F Preferred Stock”) and a warrant (the “Warrant”, and together with the Preferred Stock, the “Purchased Securities”) to purchase 3,000 shares of the Company’s common stock (“Common Stock”), and the United States Department of the Treasury (the “Investor”) intends to purchase (the “Purchase”) the Purchased Securities from the Company; and
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • February 11th, 2009 • New York
Contract Type FiledFebruary 11th, 2009 JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program (“CPP”);
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • February 11th, 2009 • New York
Contract Type FiledFebruary 11th, 2009 JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program (“CPP”);
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 20th, 2009 • New York
Contract Type FiledJanuary 20th, 2009 JurisdictionWHEREAS, the Investor may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions under the Troubled Asset Relief Program (“TARP”);
SECURITIES PURCHASE AGREEMENT dated January 15, 2009 among CITIGROUP INC., as Issuer, UNITED STATES DEPARTMENT OF THE TREASURY and FEDERAL DEPOSIT INSURANCE CORPORATIONSecurities Purchase Agreement • January 16th, 2009 • Citigroup Inc • National commercial banks • New York
Contract Type FiledJanuary 16th, 2009 Company Industry JurisdictionSECURITIES PURCHASE AGREEMENT, dated January 15, 2009 (this “Agreement”), between Citigroup Inc., a Delaware corporation (the “Company”), the United States Department of the Treasury (the “UST”) and the Federal Deposit Insurance Corporation (the “FDIC” and, together with the UST, the “Investors”).
Farmers Capital Bank Corporation and the United States Department of the Treasury, with respect to the issuance and sale of the Series A Preferred Stock and the Warrant, and Securities Purchase Agreement – Standard Terms attached thereto as Exhibit ASecurities Purchase Agreement • January 13th, 2009 • Farmers Capital Bank Corp • National commercial banks • New York
Contract Type FiledJanuary 13th, 2009 Company Industry JurisdictionWHEREAS, the United States Department of the Treasury (the "Investor") may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program ("CPP");
SECURITIES PURCHASE AGREEMENT dated December 31, 2008 between CITIGROUP INC., as Issuer andSecurities Purchase Agreement • December 31st, 2008 • Citigroup Inc • National commercial banks • New York
Contract Type FiledDecember 31st, 2008 Company Industry JurisdictionSECURITIES PURCHASE AGREEMENT, dated December 31, 2008 (this “Agreement”), between Citigroup Inc., a Delaware corporation (the “Company”), and the United States Department of the Treasury (the “Investor”).
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • December 29th, 2008 • First Community Bank Corp of America • Savings institution, federally chartered • New York
Contract Type FiledDecember 29th, 2008 Company Industry JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program (“CPP”);
UNITED STATES DEPARTMENT OF THE TREASURY WASHINGTON, D.C. 20220Securities Purchase Agreement • December 23rd, 2008 • Flushing Financial Corp • Savings institution, federally chartered • New York
Contract Type FiledDecember 23rd, 2008 Company Industry JurisdictionThe company set forth on the signature page hereto (the “Company”) intends to issue in a private placement the number of shares of a series of its preferred stock set forth on Schedule A hereto (the “Preferred Shares”) and a warrant to purchase the number of shares of its common stock set forth on Schedule A hereto (the “Warrant” and, together with the Preferred Shares, the “Purchased Securities”) and the United States Department of the Treasury (the “Investor”) intends to purchase from the Company the Purchased Securities.
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • December 23rd, 2008 • New York
Contract Type FiledDecember 23rd, 2008 JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program (“CPP”);
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • December 10th, 2008 • New York
Contract Type FiledDecember 10th, 2008 JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program (“CPP”);
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • December 5th, 2008 • Tib Financial Corp. • State commercial banks • New York
Contract Type FiledDecember 5th, 2008 Company Industry JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program (“CPP”);
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • November 24th, 2008 • Centerstate Banks of Florida Inc • National commercial banks • New York
Contract Type FiledNovember 24th, 2008 Company Industry JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program (“CPP”);
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • November 17th, 2008 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledNovember 17th, 2008 Company Industry JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program (“CPP”);
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • November 12th, 2008 • New York
Contract Type FiledNovember 12th, 2008 JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program (“CPP”);
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • October 31st, 2008 • New York
Contract Type FiledOctober 31st, 2008 JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program (“CPP”);
SECURITIES PURCHASE AGREEMENT STANDARD TERMSSecurities Purchase Agreement • October 26th, 2008 • New York
Contract Type FiledOctober 26th, 2008 JurisdictionWHEREAS, the United States Department of the Treasury (the “Investor”) may from time to time agree to purchase shares of preferred stock and warrants from eligible financial institutions which elect to participate in the Troubled Asset Relief Program Capital Purchase Program (“CPP”);