August 10, 2007 ThomasLloyd Funds Trustees of the ThomasLloyd Funds 427 Bedford Road Pleasantville, NY 10570Catalyst Funds • August 30th, 2007
Company FiledAugust 30th, 2007AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION, DATED AS OF AUGUST 10, 2007 (THE "AGREEMENT"), BY AND AMONG THE THOMASLLOYD OPTI-flex® FUND (THE "TRANSFERRING FUND"), A SERIES OF THOMASLLOYD FUNDS, A MASSACHUSETTS BUSINESS TRUST ("THOMASLLOYD FUNDS"); THE CATALYST OPTI-flex® FUND (THE "ACQUIRING FUND"), A NEWLY FORMED SERIES OF CATALYST FUNDS, AN OHIO BUSINESS TRUST ("CATALYST FUNDS"); AND SOLELY FOR THE PURPOSES OF PARAGRAPH 6.2 OF THE AGREEMENT, CATALYST CAPITAL ADVISORS LLC ("CATALYST") AND THOMASLLOYD GLOBAL ASSET MANAGEMENT (AMERICAS) LLC ("THOMASLLOYD")
August 10, 2007 ThomasLloyd Funds Trustees of the ThomasLloyd Funds 427 Bedford Road Pleasantville, NY 10570Catalyst Funds • August 10th, 2007
Company FiledAugust 10th, 2007AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION, DATED AS OF AUGUST 10, 2007 (THE "AGREEMENT"), BY AND AMONG THE THOMASLLOYD OPTI-flex® FUND (THE "TRANSFERRING FUND"), A SERIES OF THOMASLLOYD FUNDS, A MASSACHUSETTS BUSINESS TRUST ("THOMASLLOYD FUNDS"); THE CATALYST OPTI-flex® FUND (THE "ACQUIRING FUND"), A NEWLY FORMED SERIES OF CATALYST FUNDS, AN OHIO BUSINESS TRUST ("CATALYST FUNDS"); AND SOLELY FOR THE PURPOSES OF PARAGRAPH 6.2 OF THE AGREEMENT, CATALYST CAPITAL ADVISORS LLC ("CATALYST") AND THOMASLLOYD GLOBAL ASSET MANAGEMENT (AMERICAS) LLC ("THOMASLLOYD")
June 12, 2007 Hallmark Equity Series Trust Trustees of the Hallmark Equity Series Trust 1250 Broadway, 32nd Floor New York, NY 10001-3701 Northern Lights Fund Trust Trustees of the Northern Lights Fund Trust 450 Wireless Boulevard Hauppauge, NY 11788Northern Lights Fund Trust • June 12th, 2007
Company FiledJune 12th, 2007AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF June 11, 2007 (THE "AGREEMENT"), BY AND BETWEEN THE HALLMARK SMALL-CAP GROWTH FUND (THE "TRANSFERRING FUND"), A SERIES OF THE HALLMARK EQUITY SERIES TRUST, A DELAWARE STATUTORY TRUST (THE "HALLMARK TRUST") AND THE ROANOKE SMALL-CAP GROWTH FUND (THE "ACQUIRING FUND"), A NEWLY FORMED SERIES OF NORTHERN LIGHTS FUND TRUST, A DELAWARE STATUTORY TRUST (THE "NORTHERN TRUST")
2007 Hallmark Equity Series Trust Trustees of the Hallmark Equity Series Trust 1250 Broadway, 32nd Floor New York, NY 10001-3701 Northern Lights Fund Trust Trustees of the Northern Lights Fund Trust 450 Wireless Boulevard Hauppage, NY 11788Northern Lights Fund Trust • May 14th, 2007
Company FiledMay 14th, 2007AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF ____________ __, 2007 (THE "AGREEMENT"), BY AND BETWEEN THE HALLMARK SMALL-CAP GROWTH FUND (THE "TRANSFERRING FUND"), A SERIES OF THE HALLMARK EQUITY SERIES TRUST, A DELAWARE STATUTORY TRUST (THE "HALLMARK TRUST") AND THE ROANOKE SMALL-CAP GROWTH FUND (THE "ACQUIRING FUND"), A NEWLY FORMED SERIES OF NORTHERN LIGHTS FUND TRUST, A DELAWARE STATUTORY TRUST (THE "NORTHERN TRUST")