1,875,000 Shares NAVIOS MARITIME ACQUISITION CORPORATION Common Stock ($0.0001 par value per share) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 25th, 2019 • Navios Maritime Acquisition CORP • Deep sea foreign transportation of freight • New York
Contract Type FiledOctober 25th, 2019 Company Industry JurisdictionThis placement agency agreement (this “Agreement”) confirms our understanding that Navios Maritime Acquisition Corporation, a corporation incorporated under the laws of the Republic of the Marshall Islands (the “Company”), hereby appoints the placement agents named in Schedule II hereto as its placement agents (the “Placement Agents”), for whom you are acting as manager (the “Manager”), in connection with the proposed sale to certain investors (the “Direct Offering”) of 1,875,000 shares of its Common Stock, par value $0.0001 per share (the “Shares”). On the basis of the representations and warranties contained herein, and subject to the terms and conditions set forth herein, the Placement Agents agree to use their best commercially practicable efforts to solicit and receive offers to purchase the Shares. Notwithstanding anything to the contrary contained in this Agreement, the Placement Agents shall have no obligation to purchase any of the Shares, or any liability to the Company if an
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 10th, 2016 • Avino Silver & Gold Mines LTD • Metal mining • Florida
Contract Type FiledMarch 10th, 2016 Company Industry Jurisdiction
23,076,924 Shares DHT HOLDINGS, INC. Common Stock ($0.01 par value per share) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 15th, 2014 • DHT Holdings, Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledSeptember 15th, 2014 Company Industry Jurisdiction
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 21st, 2014 • Avino Silver & Gold Mines LTD • Metal mining • Florida
Contract Type FiledFebruary 21st, 2014 Company Industry JurisdictionThis Placement Agency Agreement (this “Agreement”) confirms our understanding that Avino Silver & Gold Mines Ltd., a company incorporated under the British Columbia Business Corporations Act (the “Company”), hereby appoints Noble International Investments, Inc., incorporated under the laws of the State of Florida, doing business as Noble Financial Capital Markets, as its exclusive placement agent, except as otherwise provided (the “Placement Agent”), in connection with the proposed sale to certain investors (the “Direct Offering”) of up to Five Million U.S. Dollars ($5,000,000 USD) in value of units consisting of (i) one (1) share of common stock, without par value, of the Company (“Common Stock”) and (ii) one half (1/2) of a share purchase warrant to purchase one share of Common Stock of the Company (the “Warrant” and together with the Common Stock, the “Units”). On the basis of the representations and warranties contained herein, and subject to the terms and conditions set forth here
30,300,000 Shares DHT HOLDINGS, INC. Common Stock ($0.01 par value per share) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 31st, 2014 • DHT Holdings, Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledJanuary 31st, 2014 Company Industry Jurisdiction
12,987,013 Shares NAVIOS MARITIME ACQUISITION CORPORATION Common Stock ($0.0001 par value per share) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 18th, 2013 • Navios Maritime Acquisition CORP • Deep sea foreign transportation of freight • New York
Contract Type FiledSeptember 18th, 2013 Company Industry JurisdictionThis Agreement confirms our understanding that Navios Maritime Acquisition Corporation, a corporation incorporated under the laws of the Republic of the Marshall Islands (the “Company”), hereby appoints the placement agents named in Schedule II hereto as its placement agents (the “Placement Agents”), for whom you are acting as manager (the “Manager”), in connection with the proposed sale to certain investors (the “Direct Offering”) of 12,987,013 shares of its Common Stock, par value $0.0001 per share (the “Shares”). On the basis of the representations and warranties contained herein, and subject to the terms and conditions set forth herein, the Placement Agents agree to use their best commercially practicable efforts to solicit and receive offers to purchase the Shares. Notwithstanding anything to the contrary contained in this Agreement, the Placement Agents shall have no obligation to purchase any of the Shares, or any liability to the Company if any prospective purchaser fails to co
16,438,356 Shares NAVIOS MARITIME ACQUISITION CORPORATION Common Stock ($0.0001 par value per share) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • May 30th, 2013 • Navios Maritime Acquisition CORP • Deep sea foreign transportation of freight • New York
Contract Type FiledMay 30th, 2013 Company Industry JurisdictionThis Agreement confirms our understanding that Navios Maritime Acquisition Corporation, a corporation incorporated under the laws of the Republic of the Marshall Islands (the “Company”), hereby appoints the placement agents named in Schedule II hereto as its placement agents (the “Placement Agents”), for whom you are acting as manager (the “Manager”), in connection with the proposed sale to certain investors (the “Direct Offering”) of 16,438,356 shares of its Common Stock, par value $0.0001 per share (the “Shares”). On the basis of the representations and warranties contained herein, and subject to the terms and conditions set forth herein, the Placement Agents agree to use their best commercially practicable efforts to solicit and receive offers to purchase the Shares. Notwithstanding anything to the contrary contained in this Agreement, the Placement Agents shall have no obligation to purchase any of the Shares, or any liability to the Company if any prospective purchaser fails to co
36,144,578 Shares SCORPIO TANKERS INC. Common Stock ($0.01 par value per share) PLACEMENT AGENCY AGREEMENT May 8, 2013Placement Agency Agreement • May 13th, 2013 • Scorpio Tankers Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledMay 13th, 2013 Company Industry Jurisdiction
29,012,000 Shares SCORPIO TANKERS INC. Common Stock ($0.01 par value per share) PLACEMENT AGENCY AGREEMENT March 13, 2013Placement Agency Agreement • March 15th, 2013 • Scorpio Tankers Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledMarch 15th, 2013 Company Industry Jurisdiction
9,825,000 Shares NAVIOS MARITIME ACQUISITION CORPORATION Common Stock ($0.0001 par value per share) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 4th, 2013 • Navios Maritime Acquisition CORP • Deep sea foreign transportation of freight • New York
Contract Type FiledMarch 4th, 2013 Company Industry JurisdictionThis Agreement confirms our understanding that Navios Maritime Acquisition Corporation, a corporation incorporated under the laws of the Republic of the Marshall Islands (the “Company”), hereby appoints the placement agents named in Schedule II hereto as its placement agents (the “Placement Agents”), for whom you are acting as manager (the “Manager”), in connection with the proposed sale to certain investors (the “Direct Offering”) of 9,825,000 shares of its Common Stock, par value $0.0001 per share (the “Shares”). On the basis of the representations and warranties contained herein, and subject to the terms and conditions set forth herein, the Placement Agents agree to use their best commercially practicable efforts to solicit and receive offers to purchase the Shares. Notwithstanding anything to the contrary contained in this Agreement, the Placement Agents shall have no obligation to purchase any of the Shares, or any liability to the Company if any prospective purchaser fails to con
7,719,300 Shares NAVIOS MARITIME ACQUISITION CORPORATION Common Stock ($0.0001 par value per share) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • March 4th, 2013 • Navios Maritime Acquisition CORP • Deep sea foreign transportation of freight • New York
Contract Type FiledMarch 4th, 2013 Company Industry JurisdictionThis Agreement confirms our understanding that Navios Maritime Acquisition Corporation, a corporation incorporated under the laws of the Republic of the Marshall Islands (the “Company”), hereby appoints the placement agents named in Schedule II hereto as its placement agents (the “Placement Agents”), for whom you are acting as manager (the “Manager”), in connection with the proposed sale to certain investors (the “Direct Offering”) of 7,719,300 shares of its Common Stock, par value $0.0001 per share (the “Shares”). On the basis of the representations and warranties contained herein, and subject to the terms and conditions set forth herein, the Placement Agents agree to use their best commercially practicable efforts to solicit and receive offers to purchase the Shares. Notwithstanding anything to the contrary contained in this Agreement, the Placement Agents shall have no obligation to purchase any of the Shares, or any liability to the Company if any prospective purchaser fails to con
30,672,000 Shares SCORPIO TANKERS INC. Common Stock ($0.01 par value per share) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 1st, 2013 • Scorpio Tankers Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledFebruary 1st, 2013 Company Industry Jurisdiction
21,639,774 Shares SCORPIO TANKERS INC. Common Stock ($0.01 par value per share) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 7th, 2012 • Scorpio Tankers Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledDecember 7th, 2012 Company Industry Jurisdiction
4,000,000 Shares SCORPIO TANKERS INC. Common Stock ($0.01 par value per share) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 16th, 2012 • Scorpio Tankers Inc. • Deep sea foreign transportation of freight • New York
Contract Type FiledApril 16th, 2012 Company Industry Jurisdiction