•] shares First Advantage Corporation Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 14th, 2021 • First Advantage Corp • Services-business services, nec • New York
Contract Type FiledJune 14th, 2021 Company Industry JurisdictionFirst Advantage Corporation, a Delaware corporation (the “Company”), and certain stockholders of the Company named in Schedule II attached hereto (the “Selling Stockholders”), propose to sell an aggregate of [•] shares (the “Firm Stock”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). Of the [•] shares of the Firm Stock, [•] are being sold by the Company and [•] are being sold by the Selling Stockholders. In addition, the Company and the Selling Stockholders propose to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of [•] additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company and the Selling Stockholders by the Unde
EX-1.1 2 d819257dex11.htm FORM OF UNDERWRITING AGREEMENT Advanced Drainage Systems, Inc. Common Stock, $0.01 par value per share UNDERWRITING AGREEMENT December [ — ], 2014 BARCLAYS CAPITAL INC., DEUTSCHE BANK SECURITIES INC. As Representatives of the...Underwriting Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 Jurisdiction
SILVERGATE CAPITAL CORPORATION Common Stock, par value $0.01 per share UNDERWRITING AGREEMENTUnderwriting Agreement • October 28th, 2019 • Silvergate Capital Corp • State commercial banks • New York
Contract Type FiledOctober 28th, 2019 Company Industry JurisdictionSilvergate Capital Corporation, a Maryland corporation (the “Company”), and certain stockholders of the Company named in Schedule II attached hereto (the “Selling Stockholders”), propose to sell an aggregate of [●] shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). Of the [●] shares of the Firm Stock, [●] are being sold by the Company and [●] are being sold by the Selling Stockholders. In addition, the Selling Stockholders propose to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of [●] additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company and the Selling Stockholders by the Underwriters.
Form of WildHorse Resource Development Corporation Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 18th, 2016 • WildHorse Resource Development Corp • Crude petroleum & natural gas • New York
Contract Type FiledNovember 18th, 2016 Company Industry JurisdictionWildHorse Resource Development Corporation, a Delaware corporation (except as described below, the “Company”), proposes to sell an aggregate of [ • ] shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (“Common Stock”). In addition, the Company and certain stockholders of the Company named in Schedule II attached hereto (each individually, a “Selling Stockholder” and, collectively, the “Selling Stockholders”) propose to grant to the underwriters named in Schedule I (each individually, an “Underwriter” and collectively, the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of [ • ] additional shares of Common Stock on the terms set forth in Section 3 (the “Option Stock”). Of the [ • ] shares of the Option Stock, [ • ] shares are being sold by the Company and [ • ] shares are being sold by the Selling Stockholders. The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the
AZURE POWER GLOBAL LIMITED Equity Shares UNDERWRITING AGREEMENTUnderwriting Agreement • June 30th, 2016 • Azure Power Global LTD • Electric services • New York
Contract Type FiledJune 30th, 2016 Company Industry JurisdictionAzure Power Global Limited, a public company limited by shares incorporated under the laws of Mauritius (the “Company”), and DEG—Deutsche Investitions—Und Entwicklungsgesellschaft mbH (the “Selling Stockholder”) propose to sell [ • ] equity shares (the “Firm Stock”) of the Company’s Equity Shares, par value $0.01 per equity share (the “Equity Shares”). Of the [ • ] Equity Shares of the Firm Stock, [ • ] are being sold by the Company and [ • ] are being sold by the Selling Stockholder. In addition, the Company proposes to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an option to purchase up to [ • ] additional Equity Shares on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company and the Selling Stockholder by the Underwriter
RICE ENERGY INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 15th, 2015 • Rice Energy Inc. • Crude petroleum & natural gas • New York
Contract Type FiledMay 15th, 2015 Company Industry JurisdictionNGP Rice Holdings LLC, a Delaware limited liability company and stockholder (the “Selling Stockholder”) of Rice Energy Inc., a Delaware corporation (the “Company”), proposes to sell an aggregate of 6,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, the Selling Stockholder proposes to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of 900,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Selling Stockholder by the Underwriters.
Advanced Drainage Systems, Inc. Common Stock, $0.01 par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • December 1st, 2014 • Advanced Drainage Systems, Inc. • Plastics foam products • New York
Contract Type FiledDecember 1st, 2014 Company Industry JurisdictionASP ADS Investco LLC, a stockholder (the “Selling Stockholder”) of Advanced Drainage Systems, Inc., a Delaware corporation (the “Company”), proposes to sell an aggregate of [ — ] shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, the Selling Stockholder proposes to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) options to purchase up to an aggregate of [ — ] additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Selling Stockholder by the Underwriters.
] Shares ENDOSTIM, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 30th, 2014 • Endostim, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledSeptember 30th, 2014 Company Industry JurisdictionEndoStim, Inc., a Delaware corporation (the “Company”), confirms its agreement with Wedbush Securities Inc. (“Wedbush”) and each of the other Underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 9 hereof), for whom Wedbush is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock, par value $0.001 per share, of the Company (“Common Stock”) set forth in Schedule I hereto and (ii) the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2 hereof to purchase all or any part of [ ] additional shares of Common Stock. The aforesaid [ ] shares of Common Stock (the “Firm Stock”) to be purchased by the Underwriters and all or any part of the [ ] sh
RSP Permian, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 13th, 2014 • RSP Permian, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledAugust 13th, 2014 Company Industry JurisdictionRBC CAPITAL MARKETS, LLC As Representatives of the several Underwriters named in Schedule I attached hereto, c/o Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019
6,400,000 Shares ZOSANO PHARMA CORPORATION Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 25th, 2014 • Zosano Pharma Corp • Pharmaceutical preparations • New York
Contract Type FiledJuly 25th, 2014 Company Industry JurisdictionZosano Pharma Corporation, a Delaware corporation (the “Company”), confirms its agreement with Wedbush Securities Inc. (“Wedbush”) and each of the other Underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 9 hereof), for whom Wedbush is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of Common Stock, par value $0.0001 per share, of the Company (“Common Stock”) set forth in Schedule I hereto and (ii) the grant by the Company to the Underwriters of the option described in Section 2 hereof to purchase, severally and not jointly, all or any part of 960,000 additional shares of Common Stock. The 6,400,000 shares of Common Stock (the “Firm Stock”) set forth in Schedule I hereto to be purchased by the Underwrite
RSP Permian, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 22nd, 2014 • RSP Permian, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledJanuary 22nd, 2014 Company Industry JurisdictionRSP Permian, Inc., a Delaware corporation (the “Company”), and certain stockholders of the Company named in Schedule II attached hereto (each individually a “Selling Stockholder” and, collectively, the “Selling Stockholders”), propose to sell an aggregate of 20,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). Of the 20,000,000 shares of the Firm Stock, 9,225,000 are being sold by the Company and 10,775,000 are being sold by the Selling Stockholders. In addition, the Selling Stockholders propose to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of 3,000,000 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This Agreement is to confirm the agreement concerning the purchase of
RSP Permian, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • January 13th, 2014 • RSP Permian, Inc. • Crude petroleum & natural gas • New York
Contract Type FiledJanuary 13th, 2014 Company Industry JurisdictionRSP Permian, Inc., a Delaware corporation (the “Company”), and certain stockholders of the Company named in Schedule II attached hereto (each individually a “Selling Stockholder” and, collectively, the “Selling Stockholders”), propose to sell an aggregate of [ · ] shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). Of the [ · ] shares of the Firm Stock, [ · ] are being sold by the Company and [ · ] are being sold by the Selling Stockholders. In addition, the Selling Stockholders propose to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of [ · ] additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This Agreement is to confirm the agreement concerning the purchase of the Stock from the Comp
—] Shares M/A-COM TECHNOLOGY SOLUTIONS HOLDINGS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • November 23rd, 2011 • M/a-Com Technology Solutions Holdings, Inc. • Semiconductors & related devices • New York
Contract Type FiledNovember 23rd, 2011 Company Industry JurisdictionM/A-COM Technology Solutions Holdings, Inc., a Delaware corporation (the “Company”), and certain stockholders of the Company named in Schedule II attached hereto (the “Selling Stockholders”), propose, severally and not jointly, to sell an aggregate of — shares (the “Firm Stock”) of the Company’s common stock, par value $[—] per share (the “Common Stock”). Of the [—] shares of the Firm Stock, [—] are being sold by the Company and [—] are being sold by the Selling Stockholders. In addition, the Company and the Selling Stockholders propose, severally and not jointly, to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of [—] additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of
Shares DOUGLAS EMMETT, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 19th, 2006 • Douglas Emmett Inc • Real estate investment trusts • New York
Contract Type FiledOctober 19th, 2006 Company Industry JurisdictionAs Representatives of the several Underwriters named in Schedule 1 attached hereto, c/o Lehman Brothers Inc. 745 Seventh Avenue New York, New York 10019
8,500,000 Shares W & T OFFSHORE, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 26th, 2006 • W&t Offshore Inc • Crude petroleum & natural gas • New York
Contract Type FiledJuly 26th, 2006 Company Industry Jurisdiction
NTELOS HOLDINGS CORP. 14,375,000 Shares of Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 28th, 2006 • Ntelos Holdings Corp • Telephone communications (no radiotelephone) • New York
Contract Type FiledMarch 28th, 2006 Company Industry Jurisdiction
7,300,000 Shares Allscripts Healthcare Solutions, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 24th, 2006 • Allscripts Healthcare Solutions Inc • Wholesale-drugs, proprietaries & druggists' sundries • New York
Contract Type FiledFebruary 24th, 2006 Company Industry JurisdictionAllscripts Healthcare Solutions, Inc., a Delaware corporation (the “Company”), proposes to sell 7,300,000 shares (the “Firm Stock”) of the Company’s common stock, par value $ .01 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters (the “Underwriters”) named in Schedule 1 attached to this agreement (this “Agreement”) an option to purchase up to 1,095,000 additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.