2,738,472 Ordinary Shares Pre-Funded Warrants to Purchase 450,909 Ordinary Shares and Warrants to Purchase 3,189,381 Ordinary Shares Check-Cap Ltd. UNDERWRITING AGREEMENTUnderwriting Agreement • May 4th, 2018 • Check-Cap LTD • X-ray apparatus & tubes & related irradiation apparatus
Contract Type FiledMay 4th, 2018 Company IndustryCheck-Cap Ltd., an Israeli corporation (the “Company”), proposes to issue and sell to H.C. Wainwright & Co., LLC (the “Underwriter”) (i) an aggregate of (a) 2,738,472 ordinary shares (the “Firm Shares”), par value NIS 2.40 per share, of the Company (the “Ordinary Shares”) and (b) 450,909 pre-funded warrants to purchase 450,909 Ordinary Shares at an exercise price of $0.01 per share (the “Pre-Funded Warrants”); and (ii) 3,189,381 Series C warrants to purchase 3,189,381 Ordinary Shares (the “Firm Warrants” and, collectively with the Firm Shares and the Pre-Funded Warrants, the “Firm Securities”). The amount and form of the Firm Securities to be purchased by the Underwriter is set forth opposite its name on Schedule I hereto. The Company also proposes to sell to the Underwriter, at the option of the Underwriter, up to an additional 478,407 Ordinary Shares (the “Option Shares”) and/or Series C warrants to purchase up to an aggregate of 478,407 Ordinary Shares (the “Option Warrants” and, to
•] Ordinary Shares Pre-Funded Warrants to Purchase [•] Ordinary Shares and Warrants to Purchase [•] Ordinary Shares Check-Cap Ltd. UNDERWRITING AGREEMENTUnderwriting Agreement • April 25th, 2018 • Check-Cap LTD • X-ray apparatus & tubes & related irradiation apparatus
Contract Type FiledApril 25th, 2018 Company IndustryCheck-Cap Ltd., an Israeli corporation (the “Company”), proposes to issue and sell to H.C. Wainwright & Co., LLC (the “Underwriter”) (i) an aggregate of (a) [•] ordinary shares (the “Firm Shares”), par value NIS 2.40 per share, of the Company (the “Ordinary Shares”) and (b) [•] pre-funded warrants to purchase [•] Ordinary Shares at an exercise price of $0.01 per share (the “Pre-Funded Warrants”); and (ii) [•] Series C warrants to purchase [•] Ordinary Shares (the “Firm Warrants” and, collectively with the Firm Shares and the Pre-Funded Warrants, the “Firm Securities”). The amount and form of the Firm Securities to be purchased by the Underwriter is set forth opposite its name on Schedule I hereto. The Company also proposes to sell to the Underwriter, at the option of the Underwriter, up to an additional [•] Ordinary Shares (the “Option Shares”) and/or Series C warrants to purchase up to an aggregate of [•] Ordinary Shares (the “Option Warrants” and, together with the Option Shares, the
9,500,000 Shares DISCOVERY LABORATORIES, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 10th, 2013 • Discovery Laboratories Inc /De/ • Biological products, (no disgnostic substances) • New York
Contract Type FiledMay 10th, 2013 Company Industry JurisdictionDiscovery Laboratories Inc., a Delaware corporation (the “Company”), proposes to issue and sell to Stifel, Nicolaus & Company, Incorporated (the “Underwriter”) an aggregate of 9,500,000 shares (the “Firm Shares”) of the common stock, par value $0.001 per share, of the Company (“Common Stock”). The Company also proposes to sell to the Underwriter, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriter, up to an additional 1,425,000 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares.”
2,100,000 Shares COBIZ FINANCIAL INC. (a Colorado corporation) Common Stock (Par Value $0.01 Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • March 20th, 2012 • Cobiz Financial Inc • National commercial banks • New York
Contract Type FiledMarch 20th, 2012 Company Industry JurisdictionCoBiz Financial Inc., a Colorado corporation (the “Company”), proposes to issue and sell to Stifel, Nicolaus & Company, Incorporated (the “Underwriter”) 2,100,000 shares (the “Shares”) of the common stock, par value $0.01 per share, of the Company (“Common Shares”) pursuant to the terms and conditions of this Underwriting Agreement (this “Agreement”).
1,430,000 Shares CENTER BANCORP, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • September 23rd, 2010 • Center Bancorp Inc • State commercial banks • New York
Contract Type FiledSeptember 23rd, 2010 Company Industry JurisdictionCenter Bancorp, Inc., a New Jersey corporation (the “Company”), proposes to issue and sell to Stifel, Nicolaus & Company, Incorporated (“Stifel Nicolaus” or the “Underwriter”) an aggregate of 1,430,000 shares (the “Shares”) of the common stock, no par value per share, of the Company (“Common Stock”).