Common Contracts
1 similar Clearing Agreement contracts
ContractClearing Agreement • May 5th, 2020 • London
<DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>3 <FILENAME>a2042586zex-10_4.txt <DESCRIPTION>EXHIBIT 10.4 <TEXT> <PAGE> DATED 5th June 2000 CLEARING AGREEMENT SLK GLOBAL MARKETS LIMITED SLK GLOBAL MARKETS LIMITED (1) PEAK6 EUROPE LIMITED (2) <PAGE> TABLE OF CONTENTS <TABLE> <S> <C> PART I - INTRODUCTION 4 1 Scope of Agreement 4 2 Customer Categorisation and understanding of risk 4 3 Services to Be Provided 4 4 Dealings and Rules, Regulations and Restrictions 4 PART II - TERMS APPLICABLE TO DEALINGS 6 5 Acceptance and Execution of Orders 6 6 Contracts and Customer Contracts 6 7 Aggregation of Orders 7 8 Customer Actions 7 9 Closing Out 7 10 Allocation 7 11 Charges 7 12 Option Premiums in respect of an option Contract matching a Customer Contract: 8 13 Delivery to the Customer 8 14 Alteration of Contracts 8 15 Give-ups 8 16 Delegation 9 PART III - MARGIN AND LOANS 9 17 Margin Payments and Client Money 9 18 Margin Securities 10 19 Loans 12 20 Security 12 PART IV - MATERIAL INTERESTS, RIGHTS AND LIMIT
