Form of Rule 10b5-1 Trading PlanBFC Financial Corp • October 1st, 2014 • Savings institution, federally chartered • New York
Company FiledOctober 1st, 2014 Industry JurisdictionThis Trading Plan (the “Trading Plan”) is entered into on March 18, 2014 (“Seller’s Adoption Date”) between (“Seller) and UBS Financial Services Inc. (“UBSFS”) for the purpose of selling, in accordance with Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934 as amended (the “Exchange Act”), shares of Class A common stock of BBX Capital Corporation (“Issuer”), BBX (Ticker) listed on Exhibit A (“Stock”), which may include shares that the Seller has the right to acquire under outstanding stock options (“the Options”); shares that are acquired by Seller pursuant to the Issuer’s employee stock purchase plan (the “ESPP Stock”); shares that are acquired upon vesting of outstanding restricted stock units/awards from Issuer (“RSUs/RSAs”); and shares that are acquired upon vesting of outstanding performance share awards from Issuer (“PSAs”).
Form of Rule 10b5-1 Trading PlanBFC Financial Corp • March 21st, 2014 • Savings institution, federally chartered • New York
Company FiledMarch 21st, 2014 Industry JurisdictionThis Trading Plan (the “Trading Plan”) is entered into on March 18, 2014 (“Seller’s Adoption Date”) between (“Seller) and UBS Financial Services Inc. (“UBSFS”) for the purpose of selling, in accordance with Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934 as amended (the “Exchange Act”), shares of Class A common stock of BBX Capital Corporation (“Issuer”), BBX (Ticker) listed on Exhibit A (“Stock”), which may include shares that the Seller has the right to acquire under outstanding stock options (“the Options”); shares that are acquired by Seller pursuant to the Issuer’s employee stock purchase plan (the “ESPP Stock”); shares that are acquired upon vesting of outstanding restricted stock units/awards from Issuer (“RSUs/RSAs”); and shares that are acquired upon vesting of outstanding performance share awards from Issuer (“PSAs”).