THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND MAY NOT BE SOLD OR OTHERWISE TRANSFERRED IN THE ABSENCE OF SUCH REGISTRATION OR AN EXEMPTION THEREFROM UNDER SUCH ACT. FURTHERMORE, THIS NOTE MAY BE SOLD OR OTHERWISE...Subordinated Note • December 7th, 2006 • Orion Healthcorp Inc • Services-offices & clinics of doctors of medicine • New York
Contract Type FiledDecember 7th, 2006 Company Industry Jurisdiction
CITIGROUP INC. FLOATING RATE SUBORDINATED NOTES DUE AUGUST 25, 2036Subordinated Note • August 25th, 2006 • Citigroup Inc • National commercial banks
Contract Type FiledAugust 25th, 2006 Company Industry
WORLD ENERGY SOLUTIONS, INC.Subordinated Note • August 11th, 2006 • World Energy Solutions, Inc.
Contract Type FiledAugust 11th, 2006 CompanyThis Note is issued pursuant to and is entitled to the benefits of the Agreement, and each holder of this Note, by his acceptance hereof, agrees to be bound by the provisions of the Agreement, including, without limitation, that (i) this Note is subject to prepayment, in whole or in part, as specified in said Agreement, (ii) the principal of and interest on this Note is subordinated to Senior Debt, as defined in the Agreement and (iii) in case of an Event of Default, as defined in the Agreement, the principal of this Note may become or may be declared due and payable in the manner and with the effect provided in the Agreement.
CITIGROUP INC. FLOATING RATE SUBORDINATED NOTES DUE JUNE 9, 2016Subordinated Note • June 9th, 2006 • Citigroup Inc • National commercial banks
Contract Type FiledJune 9th, 2006 Company Industry
CITIGROUP INC. 5.365% SUBORDINATED NOTES DUE MARCH 6, 2036Subordinated Note • March 10th, 2006 • Citigroup Inc • National commercial banks
Contract Type FiledMarch 10th, 2006 Company Industry
ISPAT INLAND INC.Subordinated Note • November 9th, 2005 • Mittal Steel USA ISG Inc • Steel works, blast furnaces & rolling & finishing mills
Contract Type FiledNovember 9th, 2005 Company IndustryFOR VALUE RECEIVED, Ispat Inland Inc., a Delaware corporation ("Borrower"), unconditionally promises to pay to the order of Mittal Steel USA ISG Inc., a Delaware corporation ("Lender"), at 4020 Kinross Lakes Parkway, Richfield, Ohio, or at such other place as the holder hereof may direct in writing, the aggregate unpaid principal amount of all loans made from time to time by Lender to Borrower, as reflected on the records of Lender.
15% SUBORDINATED NOTE THE SECURITY REPRESENTED HEREBY WAS ORIGINALLY ISSUED AS OF FEBRUARY 11, 2005, HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND MAY NOT BE SOLD OR TRANSFERRED IN THE ABSENCE OF AN EFFECTIVE...Subordinated Note • March 31st, 2005 • Quest Resource Corp • Crude petroleum & natural gas • New York
Contract Type FiledMarch 31st, 2005 Company Industry Jurisdiction
Exhibit 4.02 This Subordinated Note is a Global Security within the meaning of the Indenture hereinafter referred to and is registered in the name of the Depository named below or a nominee of the Depository. This Subordinated Note is not exchangeable...Subordinated Note • February 10th, 2004 • Citigroup Inc • National commercial banks
Contract Type FiledFebruary 10th, 2004 Company Industry
EXHIBIT 4.01 This Subordinated Note is a Global Security within the meaning of the Indenture hereinafter referred to and is registered in the name of the Depository named below or a nominee of the Depository. This Subordinated Note is not exchangeable...Subordinated Note • February 10th, 2004 • Citigroup Inc • National commercial banks
Contract Type FiledFebruary 10th, 2004 Company Industry
Section 1.3 Extension. The Company may, by delivering a --------- notice to the Holder in the manner described in Section 8.1 hereof not later than 90 days prior to the Scheduled Payment Date, extend the date on which the principal amount of this Note...Subordinated Note • February 4th, 2004 • Pny Technologies Inc • Computer peripheral equipment, nec • New York
Contract Type FiledFebruary 4th, 2004 Company Industry Jurisdiction
CITIGROUP INC. 6.00% SUBORDINATED NOTES DUE OCTOBER 31, 2033Subordinated Note • October 30th, 2003 • Citigroup Inc • National commercial banks
Contract Type FiledOctober 30th, 2003 Company Industry
A-1Subordinated Note • May 14th, 2003 • Mercantile Bankshares Corp • State commercial banks
Contract Type FiledMay 14th, 2003 Company Industry
EXHIBIT 4.01 This Subordinated Note is a Global Security within the meaning of the Indenture hereinafter referred to and is registered in the name of the Depository named below or a nominee of the Depository. This Subordinated Note is not exchangeable...Subordinated Note • May 7th, 2003 • Citigroup Inc • National commercial banks
Contract Type FiledMay 7th, 2003 Company Industry
Registered # ------------ CNE GROUP, INC. 10% SUBORDINATED NOTE DUE , 2004 ------ $ __, 2003 ---------Subordinated Note • May 6th, 2003 • Careerengine Network Inc • Services-employment agencies • New York
Contract Type FiledMay 6th, 2003 Company Industry Jurisdiction
Exhibit 10.54 REVISED AND RESTATED SUBORDINATED NOTESubordinated Note • April 10th, 2003 • Integrated Information Systems Inc • Services-business services, nec
Contract Type FiledApril 10th, 2003 Company Industry
EXHIBIT 4.7 THIS NOTE IS NOT NEGOTIABLE THE INDEBTEDNESS EVIDENCED BY THIS NOTE IS SUBORDINATED TO: (A) THE PRIOR PAYMENT OF LOANS (AND INTEREST THEREON) AND ALL OBLIGATIONS IN RESPECT OF LETTERS OF CREDIT (AS DEFINED BELOW) UNDER THAT CERTAIN CREDIT...Subordinated Note • March 31st, 2003 • Bear Island Paper Co LLC • Paper mills • New York
Contract Type FiledMarch 31st, 2003 Company Industry Jurisdiction
CITIGROUP INC. 5.875% SUBORDINATED NOTES DUE FEBRUARY 22, 2033 REGISTERED REGISTEREDSubordinated Note • February 19th, 2003 • Citigroup Inc • National commercial banks
Contract Type FiledFebruary 19th, 2003 Company Industry
EXHIBIT 99.7 RICHARD'S SUB NOTE 111302(2) THIS NOTE AND THE INDEBTEDNESS EVIDENCED HEREBY IS SUBORDINATED TO CERTAIN INDEBTEDNESS (INCLUDING INTEREST AND FEES) OWED BY THE MAKERS HEREOF, IN THE MANNER AND TO THE EXTENT SET FORTH IN A SUBORDINATION...Subordinated Note • November 26th, 2002 • Atlantic Premium Brands LTD • Wholesale-groceries & related products • Louisiana
Contract Type FiledNovember 26th, 2002 Company Industry Jurisdiction
EXHIBIT 99.8 GROGAN'S SUB NOTE 111302 THIS NOTE AND THE INDEBTEDNESS EVIDENCED HEREBY IS SUBORDINATED TO CERTAIN INDEBTEDNESS (INCLUDING INTEREST AND FEES) OWED BY THE MAKER HEREOF, IN THE MANNER AND TO THE EXTENT SET FORTH IN A SUBORDINATION...Subordinated Note • November 26th, 2002 • Atlantic Premium Brands LTD • Wholesale-groceries & related products • Delaware
Contract Type FiledNovember 26th, 2002 Company Industry Jurisdiction
EXHIBIT 99.6 PAULY SUB NOTE 111402 THIS NOTE AND THE INDEBTEDNESS EVIDENCED HEREBY IS SUBORDINATED TO CERTAIN INDEBTEDNESS (INCLUDING INTEREST AND FEES) OWED BY THE MAKER HEREOF, IN THE MANNER AND TO THE EXTENT SET FORTH IN A SUBORDINATION AGREEMENT...Subordinated Note • November 26th, 2002 • Atlantic Premium Brands LTD • Wholesale-groceries & related products • Delaware
Contract Type FiledNovember 26th, 2002 Company Industry Jurisdiction
EXHIBIT 99.5 Roth Sub Note 111402 THIS NOTE AND THE INDEBTEDNESS EVIDENCED HEREBY IS SUBORDINATED TO CERTAIN INDEBTEDNESS (INCLUDING INTEREST AND FEES) OWED BY THE MAKER HEREOF, IN THE MANNER AND TO THE EXTENT SET FORTH IN A SUBORDINATION AGREEMENT...Subordinated Note • November 26th, 2002 • Atlantic Premium Brands LTD • Wholesale-groceries & related products • Delaware
Contract Type FiledNovember 26th, 2002 Company Industry Jurisdiction
Exhibit 4.01 This Subordinated Note is a Global Security within the meaning of the Indenture hereinafter referred to and is registered in the name of the Depository named below or a nominee of the Depository. This Subordinated Note is not exchangeable...Subordinated Note • October 31st, 2002 • Citigroup Inc • National commercial banks
Contract Type FiledOctober 31st, 2002 Company Industry
Exhibit 4.01 This Subordinated Note is a Global Security within the meaning of the Indenture hereinafter referred to and is registered in the name of the Depository named below or a nominee of the Depository. This Subordinated Note is not exchangeable...Subordinated Note • August 26th, 2002 • Citigroup Inc • National commercial banks
Contract Type FiledAugust 26th, 2002 Company Industry
AMENDED AND RESTATED SUBORDINATED NOTESubordinated Note • August 19th, 2002 • Am Communications Inc • Radio & tv broadcasting & communications equipment • Pennsylvania
Contract Type FiledAugust 19th, 2002 Company Industry JurisdictionTHIS SUBORDINATED NOTE IS THE SUBORDINATED NOTE REFERENCED IN THAT CERTAIN SUBORDINATION AGREEMENT DATED AS OF THE DATE HEREOF BY AND AMONG THE MAKER, THE PAYEES, AND LASALLE BUSINESS CREDIT, INC., AS AGENT FOR STANDARD FEDERAL BANK NATIONAL ASSOCIATION (THE "SUBORDINATION AGREEMENT") AND IS ISSUED UNDER AND SUBJECT IN ALL WAYS TO THE SUBORDINATION AGREEMENT.
AMENDED AND RESTATED SUBORDINATED NOTESubordinated Note • July 2nd, 2002 • Am Communications Inc • Radio & tv broadcasting & communications equipment
Contract Type FiledJuly 2nd, 2002 Company IndustryThis Amended and Restated Subordinated Note is being delivered pursuant to Section 2(b) of the Stock Purchase Agreement dated September 7, 2001, as amended, by and between the Buyer and the Sellers (the "Stock Purchase Agreement"), and the principal amount of this Amended and Restated Subordinated Note is subject to adjustment pursuant to Section 3 of the Stock Purchase Agreement. This Amended and Restated Subordinated Note shall replace, supercede, and render null and void any prior Subordinated Note that shall have been delivered to the Sellers.
CITIGROUP INC. 6.625% SUBORDINATED NOTES DUE JUNE 15, 2032 REGISTERED REGISTEREDSubordinated Note • June 6th, 2002 • Citigroup Inc • National commercial banks
Contract Type FiledJune 6th, 2002 Company Industry
NONNEGOTIABLE 7.5 % SUBORDINATED NOTE DUE JULY __, 2004 JULY __, 1999Subordinated Note • April 19th, 2002 • Packaging Dynamics Corp
Contract Type FiledApril 19th, 2002 Company
ARTICLE I PAYMENTSubordinated Note • April 3rd, 2002 • Jordan Industries Inc • Commercial printing
Contract Type FiledApril 3rd, 2002 Company Industry
EXHIBIT A-1 (Face of Note)Subordinated Note • April 1st, 2002 • Kulicke & Soffa Industries Inc • Special industry machinery, nec
Contract Type FiledApril 1st, 2002 Company Industry
EXHIBIT 10.7 VOIP TECHNOLOGY, INC. 10% SUBORDINATED NOTE DUE DECEMBER 1, 2003 This 10% Note (called this "Note") is dated November 21, 2001. Borrower: VOIP Technology, Inc. Address: 50 West Liberty Street, Suite 880 Reno, Nevada 89501 The word...Subordinated Note • March 8th, 2002 • Oxford Ventures Inc
Contract Type FiledMarch 8th, 2002 Company
EXHIBIT 10.6 VOIP TECHNOLOGY, INC. 10% SUBORDINATED NOTE DUE DECEMBER 1, 2003 This 10% Note (called this "Note") is dated November 21, 2001. Borrower: VOIP Technology, Inc. Address: 50 West Liberty Street, Suite 880 Reno, Nevada 89501 The word...Subordinated Note • March 8th, 2002 • Oxford Ventures Inc
Contract Type FiledMarch 8th, 2002 Company
NOTESubordinated Note • February 14th, 2002 • Balanced Care Corp • Services-nursing & personal care facilities
Contract Type FiledFebruary 14th, 2002 Company IndustryTHIS NOTE HAS NOT BEEN REGISTERED PURSUANT TO THE SECURITIES ACT OF 1933 OR ANY STATE SECURITIES LAW. NEITHER THIS NOTE NOR ANY PORTION HEREOF OR INTEREST HEREIN MAY BE SOLD, ASSIGNED, TRANSFERRED, PLEDGED OR OTHERWISE DISPOSED OF UNLESS THE SAME IS REGISTERED UNDER SAID ACT AND ANY APPLICABLE STATE SECURITIES LAW, OR UNLESS AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE AND BALANCED CARE CORPORATION SHALL HAVE RECEIVED, AT THE EXPENSE OF THE HOLDER HEREOF, EVIDENCE OF SUCH EXEMPTION REASONABLY SATISFACTORY TO BALANCED CARE CORPORATION (WHICH MAY INCLUDE, AMONG OTHER THINGS, AN OPINION OF COUNSEL SATISFACTORY TO BALANCED CARE CORPORATION).
NOTESubordinated Note • February 14th, 2002 • Balanced Care Corp • Services-nursing & personal care facilities
Contract Type FiledFebruary 14th, 2002 Company IndustryTHIS NOTE HAS NOT BEEN REGISTERED PURSUANT TO THE SECURITIES ACT OF 1933 OR ANY STATE SECURITIES LAW. NEITHER THIS NOTE NOR ANY PORTION HEREOF OR INTEREST HEREIN MAY BE SOLD, ASSIGNED, TRANSFERRED, PLEDGED OR OTHERWISE DISPOSED OF UNLESS THE SAME IS REGISTERED UNDER SAID ACT AND ANY APPLICABLE STATE SECURITIES LAW, OR UNLESS AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE AND BALANCED CARE CORPORATION SHALL HAVE RECEIVED, AT THE EXPENSE OF THE HOLDER HEREOF, EVIDENCE OF SUCH EXEMPTION REASONABLY SATISFACTORY TO BALANCED CARE CORPORATION (WHICH MAY INCLUDE, AMONG OTHER THINGS, AN OPINION OF COUNSEL SATISFACTORY TO BALANCED CARE CORPORATION).
NOTESubordinated Note • November 14th, 2001 • Balanced Care Corp • Services-nursing & personal care facilities
Contract Type FiledNovember 14th, 2001 Company IndustryTHIS NOTE HAS NOT BEEN REGISTERED PURSUANT TO THE SECURITIES ACT OF 1933 OR ANY STATE SECURITIES LAW. NEITHER THIS NOTE NOR ANY PORTION HEREOF OR INTEREST HEREIN MAY BE SOLD, ASSIGNED, TRANSFERRED, PLEDGED OR OTHERWISE DISPOSED OF UNLESS THE SAME IS REGISTERED UNDER SAID ACT AND ANY APPLICABLE STATE SECURITIES LAW, OR UNLESS AN EXEMPTION FROM SUCH REGISTRATION IS AVAILABLE AND BALANCED CARE CORPORATION SHALL HAVE RECEIVED, AT THE EXPENSE OF THE HOLDER HEREOF, EVIDENCE OF SUCH EXEMPTION REASONABLY SATISFACTORY TO BALANCED CARE CORPORATION (WHICH MAY INCLUDE, AMONG OTHER THINGS, AN OPINION OF COUNSEL SATISFACTORY TO BALANCED CARE CORPORATION).
1 EXHIBIT 10.19 THIS AMENDED AND RESTATED NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD, TRANSFERRED, ASSIGNED OR OTHERWISE DISPOSED OF UNLESS SO REGISTERED...Subordinated Note • May 16th, 2001 • Instinet Group Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 16th, 2001 Company Industry Jurisdiction