June 9, 2002 Matthew Andresen 25 Broad Street, #17F New York, NY 10004 Dear Matt: Reference is made to (i) the Agreement and Plan of Merger (the "Merger Agreement"), dated as of the date hereof, among Instinet Group Incorporated ("Instinet"), Instinet...Instinet Group Inc • July 25th, 2002 • Security brokers, dealers & flotation companies • New York
WITNESSESTH:Employment Agreement • December 4th, 2007 • Hudson Holding Corp • Security brokers, dealers & flotation companies • New York
EXHIBIT 99.7Registration Rights Agreement • December 11th, 2000 • Goldman Sachs Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.5 CREDIT AGREEMENT Dated as of January 23, 2006 among AMERITRADE HOLDING CORPORATIONCredit Agreement • February 8th, 2006 • Td Ameritrade Holding Corp • Security brokers, dealers & flotation companies • New York
June 9, 2002 Edward J. Nicoll 98 South Fullerton Avenue Montclair, New Jersey 07042 Dear Ed: Reference is made to (i) the Agreement and Plan of Merger (the "Merger Agreement"), dated as of the date hereof, among Instinet Group Incorporated...Employment Agreement • July 25th, 2002 • Instinet Group Inc • Security brokers, dealers & flotation companies • New York
EXECUTION VERSION STOCK PURCHASE AGREEMENTStock Purchase Agreement • August 10th, 2005 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • New York
INDENTUREIndenture • March 14th, 2002 • Merrill Lynch & Co Inc • Security brokers, dealers & flotation companies • New York
amongParticipation Agreement • July 5th, 2000 • Goldman Sachs Group Inc • Security brokers, dealers & flotation companies
LEASELease Agreement • January 4th, 2002 • Raike Financial Group Inc/Ga • Security brokers, dealers & flotation companies • Georgia
WITNESSESTH:Employment Agreement • January 9th, 2007 • Hudson Holding Corp • Security brokers, dealers & flotation companies • New Jersey
ISSUER ANDJefferies Group Inc • March 27th, 2000 • Security brokers, dealers & flotation companies • New York
CONSULTING AGREEMENT This Consulting Agreement (this "AGREEMENT") is made as of the 9th day of December 2010 (the "EFFECTIVE DATE"), by and between WIN GAMING MEDIA, INC. (the "COMPANY"), a corporation incorporated under the laws of the State of...Consulting Agreement • December 13th, 2010 • Win Gaming Media, Inc. • Security brokers, dealers & flotation companies
EXHIBIT 10.5 INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 24th day of February, 2004, by and between Nuveen Institutional Advisory Corp., a Delaware corporation and a registered investment adviser ("Manager"), and Symphony Asset...Sub-Advisory Agreement • May 10th, 2004 • Nuveen Investments Inc • Security brokers, dealers & flotation companies • Illinois
AGREEMENTAgreement • June 18th, 2004 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies • California
WITNESSETHEscrow Agreement • October 8th, 2003 • S&p Managed Futures Index Fund Lp • Security brokers, dealers & flotation companies • New York
Exhibit 10.261 Purchase Agreement by and among The Charles Schwab Corporation, a Delaware corporation, CS Capital Markets & Co., a Delaware corporation, Schwab Associates & Co., a Delaware corporation, UBS Securities LLC, a Delaware limited liability...Purchase Agreement • November 8th, 2004 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
NEITHER THIS WARRANT NOR THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), OR ANY APPLICABLE STATE SECURITIES LAW AND NEITHER MAY BE SOLD OR OTHERWISE...Merriman Curhan Ford Group, Inc. • September 18th, 2009 • Security brokers, dealers & flotation companies • Delaware
RECITALSVoting Agreement • May 9th, 2006 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • Delaware
AMENDMENT NO. 1 TO PLEDGE AGREEMENTPledge Agreement • July 11th, 2000 • Goldman Sachs Group Inc • Security brokers, dealers & flotation companies • New York
MANAGEMENT AGREEMENT AGREEMENT made as of August 10, 1998 by and between FRONTEER DEVELOPMENT FINANCE INC., a Delaware corporation (the "Corporation"), and FRONTEER FINANCIAL HOLDINGS, LTD., a Colorado corporation ("Manager"). WHEREAS, the Corporation...Management Agreement • December 29th, 1999 • Evision Usa Com Inc • Security brokers, dealers & flotation companies • Colorado
SUBSCRIPTION AGREEMENT FOR COMMON SHARES OF DIAMOND HILL INVESTMENT GROUP, INC.Subscription Agreement • November 14th, 2003 • Diamond Hill Investment Group Inc • Security brokers, dealers & flotation companies • Ohio
EXHIBIT 10.1 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this "Agreement"), dated as of August 8, 2001, is entered into by and among Global Capital Partners Inc., a Delaware corporation with its principal offices at 6000 Fairview Road,...Stock Purchase Agreement • August 23rd, 2001 • Global Capital Partners Inc • Security brokers, dealers & flotation companies • New York
AMENDED AND RESTATED TRUST AGREEMENTTrust Agreement • February 24th, 2005 • Goldman Sachs Capital V • Security brokers, dealers & flotation companies • Delaware
1 EXHIBIT 10.1 EMPLOYMENT AGREEMENT AS AMENDED AND RESTATED WHEREAS, Ameritrade Holding Corporation (the "Company") and Joseph H. Moglia (the "Executive") entered into an employment agreement dated as of March 1, 2001 (the "Prior Agreement"); and...Employment Agreement • May 14th, 2001 • Ameritrade Holding Corp • Security brokers, dealers & flotation companies • Delaware
EXHIBIT 10.19(b) SECOND AMENDMENT TO 364-DAY REVOLVING CREDIT AGREEMENT THIS SECOND AMENDMENT TO 364-DAY REVOLVING CREDIT AGREEMENT, dated as of August 8, 2002 (this "Amendment"), amends the 364-Day Revolving Credit Agreement, dated as of August 10,...Credit Agreement • August 14th, 2002 • Nuveen John Company • Security brokers, dealers & flotation companies
] 1/ -------------- - Medium-Term Senior Notes, Series C, and --------------------------------------- Medium-Term Subordinated Notes, Series D, ----------------------------------------- Due from Nine Months to 30 Years --------------------------------...Distribution Agreement • October 16th, 1995 • Paine Webber Group Inc • Security brokers, dealers & flotation companies
EXHIBIT 10.7 OPTION AGREEMENT AGREEMENT made May 25, 1995, between Southwest Securities Group, Inc. (the "Company"), and Larrie A. Weil ("Weil"). 1. STOCK OPTION. The Company hereby grants to Weil an option to purchase up to 16,000 shares of the...Option Agreement • September 30th, 1998 • Southwest Securities Group Inc • Security brokers, dealers & flotation companies
BY AND AMONGAgreement and Plan of Merger • October 24th, 2000 • Deutsche Bank Ag\ • Security brokers, dealers & flotation companies • New York
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 10th, 2022 • Lion Group Holding LTD • Security brokers, dealers & flotation companies • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of August 9, 2022, between Lion Group Holding Ltd., a Cayman Islands exempted company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER by and between THE BEAR STEARNS COMPANIES INC.Agreement and Plan of Merger • March 20th, 2008 • Bear Stearns Companies Inc • Security brokers, dealers & flotation companies • Delaware
Dated as of July 1, 1999Supplemental Indenture • July 1st, 1999 • Targets Trusts Vi • Security brokers, dealers & flotation companies
EXHIBIT 10.20 STOCK OPTION AGREEMENT [Employee Non-Qualified Under Plan] AGREEMENT, made as of April 3, 2001 and between Kirlin Holding Corp., a Delaware corporation (the "Company"), and Martin F. Schacker (the "Employee"). WHEREAS, on April 3, 2001...Stock Option Agreement • September 13th, 2001 • Kirlin Holding Corp • Security brokers, dealers & flotation companies • New York
ARTICLE I. DEFINITIONSSecurities Purchase Agreement • December 1st, 2006 • Hudson Holding Corp • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.16 AMENDMENT TO PURCHASE AND SALE AGREEMENT AMENDMENT TO PURCHASE AND SALE AGREEMENT (this "AGREEMENT") made as of the 19th day of October, 2001 between MSDW 745, LLC, a Delaware limited liability company, having an address at 1633...Purchase and Sale Agreement • February 28th, 2002 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies
ARTICLE ILoan Agreement • February 13th, 1997 • Piper Jaffray Companies Inc • Security brokers, dealers & flotation companies • Minnesota
