UNDERWRITING AGREEMENTUnderwriting Agreement • May 22nd, 2015 • Viggle Inc. • Services-computer programming, data processing, etc. • New York
Contract Type FiledMay 22nd, 2015 Company Industry JurisdictionViggle, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Ladenburg Thalmann & Co. Inc. (the “Underwriter”) an aggregate of 3,626,179 authorized but unissued shares (the “Firm Shares”) of Common Stock, par value $0.01 per share (“Common Stock”), of the Company. Subject to the terms and conditions stated herein, the Company has granted the Underwriter the option to purchase an aggregate of up to 543,927 shares of Common Stock (the “Option Shares”) as may be necessary to cover over-allotments made in connection with the offering; provided, that, the number of Option Shares shall be reduced to the extent necessary such that, after giving effect to the issuance and sale of the Firm Shares, the issuance and sale of the Option Shares would not cause the aggregate value of securities issued and sold by the Company under its registration statement on Form S-3 (File No. 333-201952) during the immediately preceding twe
3,885,004 SHARES CINEDIGM DIGITAL CINEMA CORP. CLASS A COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • April 24th, 2012 • Cinedigm Digital Cinema Corp. • Services-business services, nec • New York
Contract Type FiledApril 24th, 2012 Company Industry JurisdictionAs part of the transactions described under the heading “Pending Acquisition” in the Time of Sale Disclosure Package (as defined below), pursuant to a Stock Purchase Agreement (the “SPA”) dated as of April 19, 2012, among the Company and the shareholders of Target (“Tg”), the Company intends to acquire all of the issued and outstanding shares of common stock of Tg (the “Acquisition”).
2,855,652 Shares PUDA COAL, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 18th, 2010 • Puda Coal, Inc. • Wholesale-metals & minerals (no petroleum) • New York
Contract Type FiledFebruary 18th, 2010 Company Industry JurisdictionPuda Coal, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Brean Murray, Carret & Co/, LLC (“Brean”) and Newbridge Securities Corporation (“Newbridge”, referred to collectively with Brean as the “Underwriter”) an aggregate of 2,855,652 authorized but unissued shares (the “Underwritten Shares”) of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company. The Company has granted the Underwriter the option to purchase an aggregate of up to 428,348 additional shares of Common Stock (the “Additional Shares”) as may be necessary to cover over-allotments made in connection with the offering. The Underwritten Shares and Additional Shares are collectively referred to as the “Shares.”