Common Contracts
4 similar Underwriting Agreement contracts by Aqua Metals, Inc., Cinedigm Digital Cinema Corp., Puda Coal, Inc., Viggle Inc.
AQUA METALS, INC. 17,500,000 SHARES OF COMMON STOCK AND 17,500,000 COMMON STOCK PURCHASE WARRANTS UNDERWRITING AGREEMENTUnderwriting Agreement • May 15th, 2024 • Aqua Metals, Inc. • Secondary smelting & refining of nonferrous metals • New York
Aqua Metals, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to The Benchmark Company, LLC (the “Underwriter”), an aggregate of 17,500,000 authorized but unissued shares (the “Firm Shares”) of common stock, par value $0.001 per share (the “Common Stock”) of the Company, and 17,500,000 authorized common stock purchase warrants, each warrant to purchase one share of Common Stock (the “Firm Warrants”) and, at the election of the Underwriter, up to 2,625,000 additional shares of Common Stock (the “Additional Shares”) and/or up to 2,625,000 additional common stock purchase warrants (the “Additional Warrants”), in an offering under its registration statement on Form S-3 (File No. 333-267780). The Firm Warrants and the Additional Warrants will be exercisable at $0.39 per share of Common Stock, payable in cash only, for a period of five years from the date of this Agreement, not subject t
UNDERWRITING AGREEMENTUnderwriting Agreement • May 22nd, 2015 • Viggle Inc. • Services-computer programming, data processing, etc. • New York
Viggle, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Ladenburg Thalmann & Co. Inc. (the “Underwriter”) an aggregate of 3,626,179 authorized but unissued shares (the “Firm Shares”) of Common Stock, par value $0.01 per share (“Common Stock”), of the Company. Subject to the terms and conditions stated herein, the Company has granted the Underwriter the option to purchase an aggregate of up to 543,927 shares of Common Stock (the “Option Shares”) as may be necessary to cover over-allotments made in connection with the offering; provided, that, the number of Option Shares shall be reduced to the extent necessary such that, after giving effect to the issuance and sale of the Firm Shares, the issuance and sale of the Option Shares would not cause the aggregate value of securities issued and sold by the Company under its registration statement on Form S-3 (File No. 333-201952) during the immediately preceding twe
3,885,004 SHARES CINEDIGM DIGITAL CINEMA CORP. CLASS A COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • April 24th, 2012 • Cinedigm Digital Cinema Corp. • Services-business services, nec • New York
As part of the transactions described under the heading “Pending Acquisition” in the Time of Sale Disclosure Package (as defined below), pursuant to a Stock Purchase Agreement (the “SPA”) dated as of April 19, 2012, among the Company and the shareholders of Target (“Tg”), the Company intends to acquire all of the issued and outstanding shares of common stock of Tg (the “Acquisition”).
2,855,652 Shares PUDA COAL, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • February 18th, 2010 • Puda Coal, Inc. • Wholesale-metals & minerals (no petroleum) • New York
Puda Coal, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Brean Murray, Carret & Co/, LLC (“Brean”) and Newbridge Securities Corporation (“Newbridge”, referred to collectively with Brean as the “Underwriter”) an aggregate of 2,855,652 authorized but unissued shares (the “Underwritten Shares”) of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company. The Company has granted the Underwriter the option to purchase an aggregate of up to 428,348 additional shares of Common Stock (the “Additional Shares”) as may be necessary to cover over-allotments made in connection with the offering. The Underwritten Shares and Additional Shares are collectively referred to as the “Shares.”
