BrightSpring Health Services, Inc. 53,333,334 Shares Common Stock ($0.01 par value) Underwriting AgreementUnderwriting Agreement • January 30th, 2024 • BrightSpring Health Services, Inc. • Services-home health care services • New York
Contract Type FiledJanuary 30th, 2024 Company Industry JurisdictionBrightSpring Health Services, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as Representative, 53,333,334 shares of Common Stock, $0.01 par value (“Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 8,000,000 additional shares of Common Stock to cover overallotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Certain capitalized terms used herein are defined in Section 24 hereof.
BrightSpring Health Services, Inc. [ • ] Shares Common Stock ($0.01 par value) Underwriting AgreementUnderwriting Agreement • January 10th, 2024 • BrightSpring Health Services, Inc. • Services-home health care services • New York
Contract Type FiledJanuary 10th, 2024 Company Industry JurisdictionBrightSpring Health Services, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as Representative, [ • ] shares of Common Stock, $0.01 par value (“Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to [ • ] additional shares of Common Stock to cover overallotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Certain capitalized terms used herein are defined in Section 24 hereof.
EX-1.1 2 d437603dex11.htm EX-1.1 [Form of Underwriting Agreement] Keane Group, Inc. [ ] Shares Common Stock ($0.01 par value) Citigroup Global Markets Inc.Underwriting Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 Jurisdiction
EX-1.1 2 d610765dex11.htm EX-1.1 Execution Version SELLAS Life Sciences Group, Inc. 6,845,000 Shares Common Stock ($0.0001 par value per share) and Pre-Funded Warrants to Purchase up to 4,675,000 Shares of Common Stock and Warrants to Purchase up to...Underwriting Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 Jurisdiction
SELLAS Life Sciences Group, Inc. 6,845,000 Shares Common Stock ($0.0001 par value per share) and Pre-Funded Warrants to Purchase up to 4,675,000 Shares of Common Stock and Warrants to Purchase up to 11,520,000 Shares of Common Stock Underwriting AgreementUnderwriting Agreement • July 18th, 2018 • SELLAS Life Sciences Group, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 18th, 2018 Company Industry JurisdictionSELLAS Life Sciences Group, Inc., a corporation organized under the laws of Delaware (including any predecessor entities, the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, (i) an aggregate of 6,845,000 shares of common stock, $0.0001 par value per share (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Shares”), (ii) pre-funded warrants to purchase up to an aggregate of 4,675,000 shares of Common Stock (the “Pre-Funded Warrants”) at an exercise price of $0.0001 per share and (iii) warrants of the Company to purchase up to an aggregate of
SELLAS Life Sciences Group, Inc. Shares Common Stock ($0.0001 par value per share) and Pre-Funded Warrants to Purchase Shares of Common Stock and Warrants to Purchase Shares of Common Stock Underwriting AgreementUnderwriting Agreement • July 11th, 2018 • SELLAS Life Sciences Group, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 11th, 2018 Company Industry JurisdictionSELLAS Life Sciences Group, Inc., a corporation organized under the laws of Delaware (including any predecessor entities, the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, (i) an aggregate of shares of common stock, $0.0001 par value per share (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Shares”), (ii) pre-funded warrants to purchase up to an aggregate of shares of Common Stock (the “Pre-Funded Warrants”) at an exercise price of $0.01 per share and (iii) warrants of the Company to purchase an aggregate
Centene Corporation 24,185,000 Shares Common Stock ($0.001 par value) Underwriting AgreementUnderwriting Agreement • May 4th, 2018 • Centene Corp • Hospital & medical service plans • New York
Contract Type FiledMay 4th, 2018 Company Industry JurisdictionCentene Corporation, a Delaware corporation (the “Company”), proposes to issue and sell the number of shares of common stock, $0.001 par value (“Common Stock”) of the Company set forth in Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”) to the several underwriters named on Schedule II hereto (the “Underwriters”), for which Barclays Capital Inc., Citigroup Global Markets Inc., Wells Fargo Securities, LLC and Evercore Group L.L.C. are acting as representatives (the “Representatives”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto (the “Option Securities;” the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). This agreement (this “Agreement”) is to confirm the agreement concerning the purchase of the Securities from the Company by the Underwriter
Form of Underwriting Agreement] Keane Group, Inc. [ ] Shares Common Stock ($0.01 par value)Underwriting Agreement • January 11th, 2018 • Keane Group, Inc. • Oil & gas field services, nec • New York
Contract Type FiledJanuary 11th, 2018 Company Industry JurisdictionKeane Investor Holdings LLC, a limited liability company organized under the laws of Delaware (the “Selling Shareholder”) and stockholder of Keane Group, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, [ ] shares of common stock, $0.01 par value (“Common Stock”), of the Company (such shares to be sold by the Selling Shareholder collectively being hereinafter called the “Underwritten Securities”). The Selling Shareholder also proposes to grant to the Underwriters an option to purchase up to [ ] additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Certain terms used herein are defined in Section 20 hereof.
The Trade Desk, Inc. [ ] Shares Class A Common Stock ($0.000001 par value) Form of Underwriting AgreementUnderwriting Agreement • September 6th, 2016 • Trade Desk, Inc. • Services-computer programming, data processing, etc. • New York
Contract Type FiledSeptember 6th, 2016 Company Industry JurisdictionThe Trade Desk, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, [ ] shares of Class A common stock, $0.000001 par value (“Common Stock”) of the Company propose to sell to the several Underwriters [ ] shares of Common Stock (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company and the persons named in Schedule II hereto (the “Selling Stockholders”) also propose to grant to the Underwriters an option to purchase up to [ ] and [ ], respectively, additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term
Proteostasis Therapeutics, Inc. [●] Shares Common Stock (par value $0.001 per share) Underwriting AgreementUnderwriting Agreement • August 31st, 2016 • Proteostasis Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledAugust 31st, 2016 Company Industry JurisdictionProteostasis Therapeutics, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, [●] shares of its common stock, par value $0.001 per share (“Common Stock”) (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to [●] additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. Certain
Eclipse Resources Corporation 37,500,000 Shares Common Stock ($0.01 par value) Underwriting AgreementUnderwriting Agreement • July 5th, 2016 • Eclipse Resources Corp • Crude petroleum & natural gas • New York
Contract Type FiledJuly 5th, 2016 Company Industry JurisdictionEclipse Resources Corporation, a Delaware corporation (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 37,500,000 shares (the “Firm Securities”) of common stock, par value $0.01 per share, of the Company (the “Common Stock”). The Company also proposes to grant to the Underwriters an option to purchase up to 5,625,000 additional shares of Common Stock on the terms set forth in Section 2 (the “Option Securities”; the Option Securities, together with the Firm Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term “Representatives” as used herein shall mean you, as Underwriters. The use of the neuter in this Agreement shall include the feminine and masculine wherever appropriate. Certain terms used herein are defined in Section 21 hereof.
Proteostasis Therapeutics, Inc. [•] Shares Common Stock (par value $0.001 per share) Underwriting AgreementUnderwriting Agreement • February 10th, 2016 • Proteostasis Therapeutics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 10th, 2016 Company Industry JurisdictionProteostasis Therapeutics, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, [•] shares of its common stock, par value $0.001 per share (“Common Stock”) (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to [•]1 additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural
First Data Corporation 160,000,000 Shares Class A Common Stock ($0.01 par value) Underwriting AgreementUnderwriting Agreement • October 1st, 2015 • First Data Corp • Services-business services, nec • New York
Contract Type FiledOctober 1st, 2015 Company Industry JurisdictionFirst Data Corporation, a Delaware corporation (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 160,000,000 shares of Class A common stock, $0.01 par value (“Class A Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 24,000,000 additional shares of Class A Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Certain terms used herein are defined in Section 22 hereof.
Advanced Accelerator Applications S.A. [•] Ordinary Shares (nominal value €0.10 per share) Represented by [•] American Depositary Shares Underwriting AgreementUnderwriting Agreement • January 20th, 2015 • Advanced Accelerator Applications S.A. • Pharmaceutical preparations • New York
Contract Type FiledJanuary 20th, 2015 Company Industry JurisdictionCitigroup Global Markets Inc. Jefferies LLC As Representatives of the several Underwriters, c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013
GrubHub Inc. Shares Common Stock ($0.0001 par value) Form of Underwriting AgreementUnderwriting Agreement • March 24th, 2014 • GrubHub Inc. • Services-business services, nec • New York
Contract Type FiledMarch 24th, 2014 Company Industry JurisdictionGrubHub Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom Citigroup Global Markets Inc. and Morgan Stanley & Co. LLC are acting as the representatives (the “Representatives”), [—] shares of common stock, $0.0001 par value per share (“Common Stock”), of the Company, and the persons named in Schedule II hereto (the “Selling Stockholders”) propose, subject to the terms and conditions stated herein, to sell to the several Underwriters [—] shares of Common Stock (said shares to be issued and sold by the Company and shares to be sold by the Selling Stockholders collectively being hereinafter called the “Underwritten Securities”). The Company [and the Selling Stockholders] named in Schedule II hereto also propose to grant to the Underwriters an option to purchase up to [—] and [—], respectively, additional shares of Common Stock to cover over-allotments,
GrubHub Inc. Shares Common Stock ($0.0001 par value) Form of Underwriting AgreementUnderwriting Agreement • March 20th, 2014 • GrubHub Inc. • Services-business services, nec • New York
Contract Type FiledMarch 20th, 2014 Company Industry JurisdictionGrubHub Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom Citigroup Global Markets Inc. and Morgan Stanley & Co. LLC are acting as the representatives (the “Representatives”), [—] shares of common stock, $0.0001 par value per share (“Common Stock”), of the Company, and the persons named in Schedule II hereto (the “Selling Stockholders”) propose, subject to the terms and conditions stated herein, to sell to the several Underwriters [—] shares of Common Stock (said shares to be issued and sold by the Company and shares to be sold by the Selling Stockholders collectively being hereinafter called the “Underwritten Securities”). The Company [and the Selling Stockholders] named in Schedule II hereto also propose to grant to the Underwriters an option to purchase up to [—] and [—], respectively, additional shares of Common Stock to cover over-allotments,
CONTINENTAL BUILDING PRODUCTS, INC. [13,236,000] Shares Common Stock ($0.001 par value) Form of Underwriting AgreementUnderwriting Agreement • January 31st, 2014 • Continental Building Products, Inc. • Concrete, gypsum & plaster products • New York
Contract Type FiledJanuary 31st, 2014 Company Industry JurisdictionContinental Building Products, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, [11,765,000] shares of common stock, $0.001 par value (“Common Stock”) of the Company and LSF8 Gypsum Holdings, L.P., a Delaware limited partnership (the “Selling Stockholder”), proposes to sell to the several Underwriters [1,471,000] shares of Common Stock (said shares to be issued and sold by the Company and said shares to be sold by the Selling Stockholder collectively being hereinafter called the “Underwritten Securities”). The Selling Stockholder also proposes to grant to the Underwriters an option to purchase up to [1,985,400] additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Secur
THE NEW HOME COMPANY INC. Shares1 Common Stock ($0.01 par value) Underwriting AgreementUnderwriting Agreement • January 24th, 2014 • New Home Co LLC • Operative builders • New York
Contract Type FiledJanuary 24th, 2014 Company Industry JurisdictionThe New Home Company Inc., a corporation organized under the laws of Delaware (the “Company,” which term shall be deemed to include The New Home Company LLC, a Delaware limited liability company and predecessor of The New Home Company Inc. (the “Predecessor”)), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, shares of common stock, $0.01 par value (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representative
Acceleron Pharma Inc. [ ] Shares (1) Common Stock ($0.001 par value) Underwriting AgreementUnderwriting Agreement • September 6th, 2013 • Acceleron Pharma Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledSeptember 6th, 2013 Company Industry JurisdictionCitigroup Global Markets Inc. Leerink Swann LLC As Representatives of the several Underwriters, c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013
Class A Common Stock ($0.01 par value) Underwriting AgreementUnderwriting Agreement • July 8th, 2013 • UCP, Inc. • Operative builders • New York
Contract Type FiledJuly 8th, 2013 Company Industry JurisdictionUCP, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, shares of Class A common stock, par value $0.01 per share (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. Ce
KaloBios Pharmaceuticals, Inc. [ ] Shares Common Stock ($0.001 par value) Underwriting AgreementUnderwriting Agreement • January 15th, 2013 • Kalobios Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJanuary 15th, 2013 Company Industry JurisdictionKaloBios Pharmaceuticals, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative, [ ] shares of common stock, $0.001 par value (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to [ ] additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representative as used herein shall mean you, as Underwriters, and the terms Representative and Underwriters shall mean either the singular or plural as the context requ
TESARO, Inc. 6,000,000 Shares Common Stock ($0.0001 par value) Underwriting AgreementUnderwriting Agreement • July 3rd, 2012 • TESARO, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 3rd, 2012 Company Industry JurisdictionTESARO, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 6,000,000 shares of common stock, $0.0001 par value (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 900,000 additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context require
TESARO, Inc. [ ] Shares Common Stock ($0.0001 par value) Underwriting AgreementUnderwriting Agreement • June 27th, 2012 • TESARO, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJune 27th, 2012 Company Industry JurisdictionTESARO, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, [ ] shares of common stock, $0.0001 par value (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to [ ] additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. Certain
Taleo Corporation Class A Common Stock ($0.00001 par value) Underwriting AgreementUnderwriting Agreement • November 12th, 2009 • Taleo Corp • Services-prepackaged software • New York
Contract Type FiledNovember 12th, 2009 Company Industry JurisdictionTaleo Corporation, a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 6,500,000 shares of the Class A Common Stock, $0.00001 par value (the “Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 975,000 additional shares of Common Stock to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). The terms Representatives and Underwriters shall mean either the singular or plural as the context requires. The use of the neuter in this Agreement shall include the feminine and masculine wherever appropriate.
On2 Technologies, Inc. 13,000,000 Shares Common Stock ($0.01 par value) Underwriting AgreementUnderwriting Agreement • October 23rd, 2007 • On2 Technologies, Inc. • Services-prepackaged software • New York
Contract Type FiledOctober 23rd, 2007 Company Industry JurisdictionOn2 Technologies, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 13,000,000 shares of Common Stock, $0.01 par value per share (“Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Firm Shares”). The Company also proposes to grant to the Underwriters an option (the “Over-Allotment Option”) to purchase up to 1,950,000 additional shares of Common Stock (as may be adjusted to give effect to any stock split, reverse stock split or recapitalization effected by the Company prior to the exercise of such option) to cover over-allotments (the “Option Shares”; the Option Shares, together with the Firm Shares, being hereinafter called the “Securities”) on the terms set forth in Section 3. To the extent there are no additional Underwriters li
Medis Technologies Ltd. 1,500,000 Shares Common Stock ($.01 par value) Underwriting AgreementUnderwriting Agreement • November 16th, 2006 • Medis Technologies LTD • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledNovember 16th, 2006 Company Industry JurisdictionMedis Technologies Ltd., a corporation organized under the laws of Delaware (the “Company”), pursuant to the Share Lending Agreement (the “Share Lending Agreement”), dated as of the date hereof, between the Company and Citigroup Global Markets Limited (“CGML”), acting through Citigroup Global Markets Inc., as agent (in such capacity, the “Agent”), an affiliate of the underwriter named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (in such capacity, the “Representatives”), proposes to issue and sell to CGML as a share loan pursuant to and upon the terms set forth in the Share Lending Agreement 1,500,000 shares of Common Stock, $.01 par value (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representa
Ikanos Communications, Inc. Sharesa/ Common Stock ($0.001 par value) Underwriting AgreementUnderwriting Agreement • September 1st, 2005 • Ikanos Communications • Telephone & telegraph apparatus • New York
Contract Type FiledSeptember 1st, 2005 Company Industry JurisdictionCitigroup Global Markets Inc. Lehman Brothers Inc. Deutsche Bank Securities Inc. Thomas Weisel Partners LLC As Representatives of the several Underwriters, c/o Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 and c/o Lehman Brothers Inc. 745 Seventh Avenue New York, New York 10019
PayPal, Inc. Sharesa/ Common Stock ($0.001 par value) Underwriting AgreementUnderwriting Agreement • January 31st, 2002 • Paypal Inc • Telegraph & other message communications • New York
Contract Type FiledJanuary 31st, 2002 Company Industry JurisdictionSalomon Smith Barney Inc. Bear, Stearns & Co. Inc. William Blair & Company, L.L.C. SunTrust Capital Markets, Inc. Friedman Billings Ramsey & Co., Inc. As Representatives of the several Underwriters, c/o Salomon Smith Barney Inc. 388 Greenwich Street New York, New York 10013