Common Contracts

152 similar Underwriting Agreement contracts by BioXcel Therapeutics, Inc., In8bio, Inc., Ring Energy, Inc., others

BLINK CHARGING CO. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • February 7th, 2023 • Blink Charging Co. • Miscellaneous transportation equipment • New York
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Enviva Inc. 4,300,000 Shares of Common Stock par value $0.001 per share UNDERWRITING AGREEMENT
Underwriting Agreement • January 21st, 2022 • Enviva Inc. • Lumber & wood products (no furniture) • New York

Enviva Inc., a Delaware corporation (the “Company”), proposes to sell 4,300,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an option to purchase up to 645,000 additional shares of Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters. Certain terms used in this Agreement are defined below in Section 1(a) hereof.

⚫ ] shares of Common Stock LATHAM GROUP, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • January 4th, 2022 • Latham Group, Inc. • Plastics products, nec • New York

Latham Group, Inc., a Delaware corporation (the “Company”), proposes to sell [ ⚫ ] shares (the “Firm Stock”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of [ ⚫ ] additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

IN8BIO, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • July 20th, 2021 • In8bio, Inc. • Biological products, (no disgnostic substances) • New York
Common Stock, par value $1.00 per share UNDERWRITING AGREEMENT
Underwriting Agreement • May 3rd, 2021 • Mid Penn Bancorp Inc • State commercial banks • New York

The Company and the Bank confirm as follows their respective agreements with the Representative and the several other Underwriters.

•] shares of Common Stock Aveanna Healthcare Holdings Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • April 20th, 2021 • Aveanna Healthcare Holdings, Inc. • Services-home health care services • New York

Aveanna Healthcare Holdings Inc., a Delaware corporation (the “Company”), proposes to sell [•] shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to [•] additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

● ] shares of Common Stock LATHAM GROUP, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • April 14th, 2021 • Latham Group, Inc. • Plastics products, nec • New York

Latham Group, Inc., a Delaware corporation (the “Company”), proposes to sell [ ● ] shares (the “Firm Stock”) of the Company’s common stock, par value $[ ● ] per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of [ ● ] additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

IN8BIO, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • March 31st, 2021 • In8bio, Inc. • Biological products, (no disgnostic substances) • New York
•] Shares Sun Country Airlines Holdings, Inc. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • March 8th, 2021 • Sun Country Airlines Holdings, Inc. • Air transportation, scheduled • New York

Sun Country Airlines Holdings, Inc., a Delaware corporation (the “Company”), proposes to sell an aggregate of [•] shares (the “Firm Stock”) of the Company’s common stock, par value $[•] per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of [•] additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

Shares NexImmune, Inc. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • February 8th, 2021 • NexImmune, Inc. • Pharmaceutical preparations • New York

NexImmune, Inc., a Delaware corporation (the “Company”), proposes to sell [__] shares (the “Firm Stock”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an option to purchase up to [__] additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

SILVERGATE CAPITAL CORPORATION Common Stock, par value $0.01 per share UNDERWRITING AGREEMENT
Underwriting Agreement • January 25th, 2021 • Silvergate Capital Corp • State commercial banks • New York
IN8BIO, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • November 5th, 2020 • In8bio, Inc. • Biological products, (no disgnostic substances) • New York

IN8bio, Inc., a Delaware corporation (the “Company”), proposes to sell [●] shares (the “Firm Stock”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to [●] additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

• ] shares of Common Stock ALLEGRO MICROSYSTEMS, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • October 21st, 2020 • Allegro Microsystems Inc • Semiconductors & related devices • New York

Allegro MicroSystems, Inc., a Delaware corporation (the “Company”), propose to sell [•] shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, certain stockholders of the Company named in Schedule II attached hereto (the “Selling Stockholders”) propose to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of [•] additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company and the Selling Stockholders by the Underwriters.

27,050,000 Shares MENLO THERAPEUTICS INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • June 9th, 2020 • Menlo Therapeutics Inc. • Pharmaceutical preparations • New York
Execution Version ANTERO RESOURCES CORPORATION Common Stock UNDERWRITING AGREEMENT March 5, 2015 CREDIT SUISSE SECURITIES (USA) LLC Eleven Madison Avenue New York, New York, 10010 As Representative of the several Underwriters named in Schedule I...
Underwriting Agreement • May 5th, 2020 • New York

Antero Resources Corporation, a Delaware corporation (the “Company”), proposes to sell 13,100,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an option to purchase up to 1,900,000 additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” To the extent there are no additional Underwriters listed on Schedule I other than you, the terms “Representatives” and “Underwriters” as used herein shall mean Credit Suisse Securities (USA) LLC, as the sole Underwriter. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

2,000,000 Shares of Common Stock BIOXCEL THERAPEUTICS, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • February 21st, 2020 • BioXcel Therapeutics, Inc. • Pharmaceutical preparations • New York

In connection with this offering of the Stock and conditional upon the exercise of the option to purchase up to 300,000 additional shares of Option Stock, the Company has agreed to repurchase from BioXcel Corporation (the “Holder”), in a privately negotiated transaction, up to 400,000 shares at the Purchase Price (as defined in Section 2) (the “Repurchase”) pursuant to the Stock Purchase Agreement, dated as of February 18, 2020, by and between the Company and the Holder (the “Repurchase Agreement”).

● ] shares of Class A Common Stock THE AZEK COMPANY INC. (SUCCESSOR TO CPG NEWCO LLC) UNDERWRITING AGREEMENT
Underwriting Agreement • February 7th, 2020 • CPG Newco LLC • Plastics products, nec • New York

The AZEK Company Inc. (successor to CPG Newco LLC), a Delaware corporation (the “Company”), proposes to sell [ ● ] shares (the “Firm Stock”) of the Company’s Class A common stock, par value $0.001 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of [ ● ] additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

2,303,030 Shares of Common Stock BIOXCEL THERAPEUTICS, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • September 27th, 2019 • BioXcel Therapeutics, Inc. • Pharmaceutical preparations • New York

BioXcel Therapeutics, Inc., a Delaware corporation (the “Company”), proposes to sell 2,303,030 shares (the “Firm Stock”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to 345,454 additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

Advanced Drainage Systems, Inc. Common Stock, $0.01 par value per share UNDERWRITING AGREEMENT
Underwriting Agreement • September 10th, 2019 • Advanced Drainage Systems, Inc. • Plastics foam products • New York

Advanced Drainage Systems, Inc. a Delaware corporation (the “Company”), proposes to sell 9,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to 1,350,000 additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

Palomar Holdings, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • April 8th, 2019 • Palomar Holdings, Inc. • Fire, marine & casualty insurance • New York

Palomar Holdings, Inc., a Delaware corporation (the “Company”), proposes to sell [·] shares (the “Firm Stock”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to [·] additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

1,739,000 Shares STAAR Surgical Company Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • August 10th, 2018 • Staar Surgical Co • Ophthalmic goods • New York

Canaccord Genuity LLC As Representative of the several Underwriters named in Schedule 1 attached hereto, 99 High Street, Suite 1200 Boston, Massachusetts 02110

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6,600,000 Shares Maxwell Technologies, Inc. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • August 9th, 2018 • Maxwell Technologies Inc • Miscellaneous electrical machinery, equipment & supplies • New York

Maxwell Technologies, Inc., a Delaware corporation (the “Company”), proposes to sell 6,600,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.10 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to 990,000 additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

5,463,237 Shares Carbonite, Inc. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • July 20th, 2018 • Carbonite Inc • Services-computer processing & data preparation • New York

Carbonite, Inc., a Delaware corporation (the “Company”), and the David Friend 2009 Revocable Trust (the “Selling Stockholder”), propose to sell an aggregate of 5,463,237 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). Of the 5,463,237 shares of the Firm Stock, 4,765,157 are being sold by the Company and 698,080 are being sold by the Selling Stockholder. In addition, the Company proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of 819,485 additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company and the Selling Stockholder by the Underwriters.

5,360,000 Shares RING ENERGY, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • February 27th, 2018 • Ring Energy, Inc. • Crude petroleum & natural gas • New York

Ring Energy, Inc., a Nevada corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”), 5,360,000 shares (the “Firm Shares”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). In addition, the Company proposes to grant to the Underwriters an option to purchase up to 804,000 additional shares of Common Stock on the terms set forth in Section 2 (the “Option Shares”). The Firm Shares and, if and to the extent such option is exercised, the Option Shares, are hereinafter collectively called the “Shares.”

BIOXCEL THERAPEUTICS, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • February 12th, 2018 • BioXcel Therapeutics, Inc. • Pharmaceutical preparations • New York

BioXcel Therapeutics, Inc., a Delaware corporation (the “Company”), proposes to sell [ · ] shares (the “Firm Stock”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to [·] additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

●] Shares of WatchGuard Video, Inc. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • October 19th, 2017 • WatchGuard, Inc. • Radio & tv broadcasting & communications equipment • New York

WatchGuard, Inc., a Delaware corporation (the “Company”) and certain stockholders of the Company named in Schedule II attached hereto (the “Selling Stockholders”), proposes to sell an aggregate of [●] shares (the “Firm Stock”) of the Company’s common stock, par value $[●] per share (the “Common Stock”). Of the [●] shares of the Firm Stock, [●] are being sold by the Company and [●] are being sold by the Selling Stockholders. In addition, the Selling Stockholders propose to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of [●] additional shares of the Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company and the Selling Stockholders by the Underwriters.

TETRAPHASE PHARMACEUTICALS, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • July 28th, 2017 • Tetraphase Pharmaceuticals Inc • Pharmaceutical preparations • New York

Tetraphase Pharmaceuticals, Inc., a Delaware corporation (the “Company”), proposes to sell 10,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.001 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (this “Agreement”) an option to purchase up to 1,500,000 additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

4,500,000 Shares RING ENERGY, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • July 21st, 2017 • Ring Energy, Inc. • Crude petroleum & natural gas • New York
Parker Drilling Company Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • February 27th, 2017 • Parker Drilling Co /De/ • Drilling oil & gas wells • New York

Parker Drilling Company, a Delaware corporation (the “Company”), proposes to sell to Barclays Capital Inc. (the “Underwriter”) 12,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.16 2/3 per share (the “Common Stock”). In addition, the Company proposes to grant to the Underwriter an option to purchase up to 1,800,000 additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”) of this agreement (this “Agreement”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriter.

WildHorse Resource Development Corporation Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • December 16th, 2016 • WildHorse Resource Development Corp • Crude petroleum & natural gas • New York

WildHorse Resource Development Corporation, a Delaware corporation (except as described below, the “Company”), proposes to sell an aggregate of 27,500,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (“Common Stock”). In addition, the Company proposes to grant to the underwriters named in Schedule I (each individually, an “Underwriter” and collectively, the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to an aggregate of 4,125,000 additional shares of Common Stock on the terms set forth in Section 3 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

6,525,000 Shares RING ENERGY, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • December 9th, 2016 • Ring Energy, Inc. • Crude petroleum & natural gas • New York
●] Shares LONESTAR RESOURCES US INC. Class A Voting Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • November 28th, 2016 • Lonestar Resources US Inc. • Crude petroleum & natural gas • New York

Lonestar Resources US Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to the underwriters named in Schedule I hereto (the “Underwriters”), [●] shares (the “Firm Shares”) of the Company’s Class A Voting common stock, par value $0.001 per share (the “Common Stock”). In addition, the Company proposes to grant to the Underwriters an option to purchase up to [●] additional shares of Common Stock on the terms set forth in Section 2 (the “Option Shares”). The Firm Shares and, if and to the extent such option is exercised, the Option Shares, are hereinafter collectively called the “Shares.”

RSP Permian, Inc. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • October 18th, 2016 • RSP Permian, Inc. • Crude petroleum & natural gas • New York

RSP Permian, Inc., a Delaware corporation (the “Company”) proposes to sell an aggregate of 22,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters (the “Underwriters”) named in Schedule I attached to this agreement (the “Agreement”) an option to purchase up to an aggregate of 3,300,000 additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock.” This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

40,000,000 Common Shares RICE ENERGY INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • September 30th, 2016 • Rice Energy Inc. • Crude petroleum & natural gas • New York

Rice Energy Inc., a Delaware corporation (the “Company”), proposes to sell an aggregate of 40,000,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom Barclays Capital Inc. is acting as representative (the “Representative”). In addition, the Company proposes to grant to the Underwriters an option to purchase up to an aggregate of 6,000,000 additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This agreement (this “Agreement”) is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.

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