ASSET PURCHASE AGREEMENT BY AND AMONG SCIENCE APPLICATIONS INTERNATIONAL CORPORATION, MAXWELL TECHNOLOGIES, INC.Asset Purchase Agreement • April 5th, 2001 • Maxwell Technologies Inc • Electronic computers • California
Contract Type FiledApril 5th, 2001 Company Industry Jurisdiction
ASSET PURCHASE AGREEMENT THIS AGREEMENT (the "Agreement") is made as of the 18th day of June, 2001, by and among WILSON GREATBATCH TECHNOLOGIES, INC., a Delaware corporation ("WGT") and GB ACQUISITION CO., INC., a Delaware corporation (the...Asset Purchase Agreement • June 29th, 2001 • Maxwell Technologies Inc • Electronic computers • New York
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April 2, 1997 ChaseMellon Shareholder Services, L.L.C. as Rights Agent as successor to First Interstate Bank 400 South Hope Street, Fourth Floor Los Angeles, CA 90071 RE: Amendment to Rights Agreement Ladies and Gentlemen: The Rights Agreement by and...Rights Agreement • October 1st, 1997 • Maxwell Laboratories Inc /De/ • Electronic computers
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ASSIGNMENT AND ASSUMPTION - FACILITY LEASE 2Assignment and Assumption Agreement • October 29th, 1998 • Maxwell Technologies Inc • Electronic computers • California
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CONFIDENTIAL SEPARATION AGREEMENT AND RELEASE OF CLAIMSSeparation Agreement • October 29th, 1996 • Maxwell Laboratories Inc /De/ • Electronic computers
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RECITALSRestricted Stock Agreement • October 1st, 1997 • Maxwell Laboratories Inc /De/ • Electronic computers
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Exhibit 10.19 MAXWELL TECHNOLOGIES, INC. EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement") is made as of this 9th day of November, 1999, by and between MAXWELL TECHNOLOGIES, INC. a Delaware corporation, ("Company") and CARLTON J. EIBL...Employment Agreement • March 28th, 2000 • Maxwell Technologies Inc • Electronic computers • California
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MAXWELL TECHNOLOGIES, INC. ISSUER AND [TRUSTEE], TRUSTEE INDENTURE DATED AS OF , 20 SENIOR DEBT SECURITIESIndenture • November 9th, 2017 • Maxwell Technologies Inc • Miscellaneous electrical machinery, equipment & supplies • New York
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RECITALSLoan and Security Agreement • March 23rd, 2001 • Maxwell Technologies Inc • Electronic computers • California
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CONSULTING AGREEMENTConsulting Agreement • October 29th, 1996 • Maxwell Laboratories Inc /De/ • Electronic computers • California
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5.50% Convertible Senior Notes due 2022Indenture • September 26th, 2017 • Maxwell Technologies Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledSeptember 26th, 2017 Company Industry JurisdictionINDENTURE dated as of September 25, 2017 between MAXWELL TECHNOLOGIES, INC., a Delaware corporation, as issuer (the “Company,” as more fully set forth in Section 1.01) and WILMINGTON TRUST, NATIONAL ASSOCIATION, a national banking association, as trustee (the “Trustee,” as more fully set forth in Section 1.01).
ASSET PURCHASE AGREEMENT DATED AS OF MARCH 23, 2001, BY AND AMONG MAXWELL TECHNOLOGIES SYSTEMS DIVISION, INC., MAXWELL TECHNOLOGIES INC.Asset Purchase Agreement • April 5th, 2001 • Maxwell Technologies Inc • Electronic computers • California
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MAXWELL TECHNOLOGIES, INC. and [ ], AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OF MAXWELL TECHNOLOGIES, INC. FORM OF COMMON STOCK WARRANT AGREEMENTCommon Stock Warrant Agreement • June 3rd, 2014 • Maxwell Technologies Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledJune 3rd, 2014 Company Industry JurisdictionCommon Stock Warrant Agreement, dated as of , between Maxwell Technologies, Inc., a Delaware corporation (the “COMPANY”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “WARRANT AGENT”).
COMMON STOCKUnderwriting Agreement • October 1st, 1997 • Maxwell Laboratories Inc /De/ • Electronic computers • New York
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WARRANT AGREEMENTWarrant Agreement • June 3rd, 2014 • Maxwell Technologies Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledJune 3rd, 2014 Company Industry JurisdictionDebt Securities Warrant Agreement, dated as of [ ], between Maxwell Technologies, Inc., a Delaware corporation (the “COMPANY”) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the “WARRANT AGENT”).
EXHIBIT 4.5 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "Agreement") is entered into as of December 31, 1998 by and among Maxwell Technologies, Inc., a Delaware corporation ("Maxwell"), and each of Jeffrey M. Day and Michael...Registration Rights Agreement • March 29th, 1999 • Maxwell Technologies Inc • Electronic computers • Delaware
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MAXWELL TECHNOLOGIES, INC. SALES AGREEMENTSales Agreement • April 23rd, 2015 • Maxwell Technologies Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledApril 23rd, 2015 Company Industry JurisdictionMaxwell Technologies, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Cowen and Company, LLC (“Cowen”), as follows:
VOTING AGREEMENTVoting Agreement • November 30th, 1998 • Maxwell Technologies Inc • Electronic computers • Delaware
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1 EXHIBIT 2.2 FIRST AMENDMENT TO AMENDED AND RESTATED AGREEMENT AND PLAN OF REORGANIZATION This First Amendment to Amended and Restated Agreement and Plan of Reorganization ("First Amendment") is made effective as of January 25, 1999, between Space...Agreement and Plan of Reorganization • February 12th, 1999 • Maxwell Technologies Inc • Electronic computers
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1 EXHIBIT 10.21 SECOND AMENDMENT TO EMPLOYMENT CONTRACT This Second Amendment to Employment Contract ("Amendment") is made as of this 23rd day of June, 1997, by and between Maxwell Technologies, Inc., (formerly Maxwell Laboratories, Inc.) a Delaware...Employment Contract • October 1st, 1997 • Maxwell Laboratories Inc /De/ • Electronic computers
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SECTION I AGREEMENT TO LENDLine of Credit Agreement • October 1st, 1997 • Maxwell Laboratories Inc /De/ • Electronic computers • California
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AMONGMerger Agreement • November 14th, 2000 • Maxwell Technologies Inc • Electronic computers • California
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1 EXHIBIT 10 MAXWELL ENERGY PRODUCTS, INC. STOCK PURCHASE AGREEMENTStock Purchase Agreement • December 15th, 1997 • Maxwell Technologies Inc • Electronic computers • Oregon
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6,600,000 Shares Maxwell Technologies, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 9th, 2018 • Maxwell Technologies Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledAugust 9th, 2018 Company Industry JurisdictionMaxwell Technologies, Inc., a Delaware corporation (the “Company”), proposes to sell 6,600,000 shares (the “Firm Stock”) of the Company’s common stock, par value $0.10 per share (the “Common Stock”). In addition, the Company proposes to grant to the underwriters named in Schedule I (the “Underwriters”) attached to this agreement (this “Agreement”) an option to purchase up to 990,000 additional shares of the Common Stock on the terms set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. This Agreement is to confirm the agreement concerning the purchase of the Stock from the Company by the Underwriters.
EXHIBIT 2.1 AMENDED AND RESTATED AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • February 12th, 1999 • Maxwell Technologies Inc • Electronic computers • California
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1 EXHIBIT 4.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the "Agreement") is entered into as of January 23, 1999, by and among Maxwell Technologies, Inc., a Delaware corporation ("Maxwell"), and Mr. Josef Bressner ("Holder"). R...Registration Rights Agreement • June 30th, 1999 • Maxwell Technologies Inc • Electronic computers • Delaware
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EXHIBIT 2.1 AMENDED AND RESTATED ASSET PURCHASE AGREEMENTAsset Purchase Agreement • April 30th, 1998 • Maxwell Technologies Inc • Electronic computers • California
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MAXWELL LABORATORIES INC. CHIEF EXECUTIVE OFFICER EMPLOYMENT CONTRACTEmployment Agreement • October 29th, 1996 • Maxwell Laboratories Inc /De/ • Electronic computers • California
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MAXWELL TECHNOLOGIES, INC. Common Stock ($0.10 par value per share) AT-THE- MARKET EQUITY OFFERING SALES AGREEMENTAt-the-Market Equity Offering Sales Agreement • February 16th, 2012 • Maxwell Technologies Inc • Miscellaneous electrical machinery, equipment & supplies • New York
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MAXWELL TECHNOLOGIES, INC. Common Stock (par value $0.10 per share) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 11th, 2008 • Maxwell Technologies Inc • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledAugust 11th, 2008 Company Industry JurisdictionIf the foregoing is in accordance with your understanding, please sign and return to us a counterpart hereof, whereupon this Terms Agreement, including those provisions of the Equity Distribution Agreement incorporated herein by reference, shall constitute a binding agreement between the Manager and the Company.
2,000,000 Shares MAXWELL TECHNOLOGIES, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • May 19th, 2009 • Maxwell Technologies Inc • Miscellaneous electrical machinery, equipment & supplies • California
Contract Type FiledMay 19th, 2009 Company Industry JurisdictionMaxwell Technologies, Inc., a Delaware corporation (the “Company”) proposes, subject to the terms and conditions stated herein, to issue and sell to Roth Capital Partners, LLC (the “Underwriter”) an aggregate of 2,000,000 authorized but unissued shares (the “Underwritten Shares”) of Common Stock, $0.10 par value per share (the “Common Stock”), of the Company and to grant the Underwriter the option to purchase an aggregate of up to 300,000 additional shares (the “Additional Shares”) as may be necessary to cover over-allotments made in connection with the offering of the Underwritten Shares. The Underwritten Shares and Additional Shares are collectively referred to as the “Shares.”
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • December 21st, 2005 • Maxwell Technologies Inc • Electronic computers • New York
Contract Type FiledDecember 21st, 2005 Company Industry JurisdictionSECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of December 20, 2005, by and among Maxwell Technologies, Inc., a Delaware corporation, with headquarters located at 9244 Balboa Avenue, San Diego, California 92123, (the ”Company”), and the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).
Loan and Security AgreementLoan and Security Agreement • March 30th, 2004 • Maxwell Technologies Inc • Electronic computers • California
Contract Type FiledMarch 30th, 2004 Company Industry JurisdictionTHIS LOAN AND SECURITY AGREEMENT is entered into on the above date between SILICON VALLEY BANK (“Silicon”), whose address is 3003 Tasman Drive, Santa Clara, California 95054 and the borrower(s) named above (jointly and severally, the “Borrower”), whose chief executive office is located at the above address (“Borrower’s Address”). The Schedule to this Agreement (the “Schedule”) shall for all purposes be deemed to be a part of this Agreement, and the same is an integral part of this Agreement. (Definitions of certain terms used in this Agreement are set forth in Section 8 below.)
1 2 3. RENTLease Agreement • October 1st, 1997 • Maxwell Laboratories Inc /De/ • Electronic computers • California
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REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 21st, 2005 • Maxwell Technologies Inc • Electronic computers • New York
Contract Type FiledDecember 21st, 2005 Company Industry JurisdictionREGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of December 20, 2005, by and among Maxwell Technologies, Inc., a Delaware corporation, with headquarters located at 8888 Balboa Avenue, San Diego CA 92123 (the ”Company”), and the undersigned buyers (each, a “Buyer”, and collectively, the “Buyers”).