Common Contracts
5 similar Sub-Advisory Agreement contracts by Simplify Exchange Traded Funds, Collaborative Investment Series Trust, RM Opportunity Trust
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 16th, 2024 • Simplify Exchange Traded Funds • New York
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of February 15, 2024 by and between Simplify Asset Management Inc. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) with an office at 222 Broadway 22nd Floor, New York, NY 10038; Simplify Exchange Traded Funds, a Delaware statutory trust (the “Trust”); and System 2 Advisors, L.P. (the “Sub-Adviser” and together with the Trust and Adviser the “Parties”), a Delaware partnership registered under the Advisers Act, with an office at 47 Maple Street #303A, Summit, NJ 07901; with respect to each series of the Trust listed on Exhibit A (each a “Fund” and collectively, the “Funds”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 12th, 2023 • Simplify Exchange Traded Funds • New York
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of May 26, 2023 by and between Simplify Asset Management Inc. (the “Adviser”), a New York corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) with an office at 222 Broadway 22nd Floor, New York, NY 10038; Simplify Exchange Traded Funds, a Delaware statutory trust (the “Trust”); and Asterozoa Capital, LLC (the “Sub-Adviser” and together with the Trust and Adviser the “Parties”), a Nevada limited liability company registered, or to be registered, under the Advisers Act, with an office at 8500 W. Charleston Boulevard, Las Vegas, Nevada, Suite 102-299, 89117; with respect to the Simplify Opportunistic Income ETF (the “Fund”), a series of the Trust. This Agreement supersedes any prior sub-advisory agreement between the parties.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 20th, 2022 • Simplify Exchange Traded Funds • New York
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of December 9, 2022 by and between Simplify Asset Management Inc. (the “Adviser”), a New York corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) with an office at 222 Broadway 22nd Floor, New York, NY 10038; Simplify Exchange Traded Funds, a Delaware statutory trust (the “Trust”); and Propel Bio Management, LLC (the “Sub-Adviser” and together with the Trust and Adviser the “Parties”), a Delaware limited liability company registered, or to be registered, under the Advisers Act, with an office at 1800 Avenue of the Stars, Los Angeles, CA 90067; with respect to the Simplify Propel Opportunities ETF (the “Fund”), a series of the Trust. This Agreement supersedes any prior sub-advisory agreement between the parties.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 14th, 2022 • RM Opportunity Trust • Delaware
THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made and entered into as of November 22, 2022, by and between Rocky Mountain Private Wealth Management L.L.C. (the “Adviser”), a Texas limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), with its principle place of business located at 2245 Texas Dr., Suite 300, Sugar Land, TX 77479, RM Opportunity Trust, a Delaware statutory trust (the “Trust”), and Spectrum Asset Management, Inc. (the “Sub-Adviser”), a Connecticut corporation registered under the Advisers Act, with its principle place of business located at 2 High Ridge Park, Stamford, CT 06905, with respect to RM Greyhawk Fund (the “Fund”), a series of the Trust.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 14th, 2022 • Collaborative Investment Series Trust • New York
THIS SUB-ADVISORY AGREEMENT is made and entered into as of December 7, 2021, by and between Rareview Capital LLC (the “Adviser”), a Delaware limited liability company and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and GST Management, LLC (the “Sub-Adviser” and together with the Adviser the “Parties”), a Delaware limited liability company and also registered under the Advisers Act, with respect to the Rareview Systematic Equity ETF (the “Fund”), a series of the Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”).
