Common Contracts
1 similar Omnibus Securities Clearing Agreement contracts
ContractOmnibus Securities Clearing Agreement • May 5th, 2020 • New York
<DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>8 <FILENAME>file007.txt <DESCRIPTION>OMNIBUS SECURITIES CLEARING AGREEMENT <TEXT> <PAGE> Exhibit 10.2 -------------------------------------------------------------------------------- LEGEND Portions of this exhibit have been omitted pursuant to a request for confidential treatment filed with the Securities and Exchange Commission. The omissions have been indicated by asterisks ("****"), and the omitted text has been filed separately with the Securities and Exchange Commission. -------------------------------------------------------------------------------- OMNIBUS SECURITIES CLEARING AGREEMENT (U.S. DEALER) THIS AGREEMENT is made and entered into this 6th day of February, 2001 by and between HERZOG, HEINE, GEDULD, INC., a New York corporation ("HHG") and CBNY INVESTMENT SERVICES CORP. ("BROKER"), a New York Corporation. WHEREAS, HHG offers certain securities clearing and execution services; and WHEREAS, Broker desires to establish an Omnibus Securitie
