Placement Agent Agreements (Attached.)Placement Agent Agreement • January 5th, 2010 • Blackhawk Capital Group BDC Inc • New York
Contract Type FiledJanuary 5th, 2010 Company JurisdictionThis letter (the "Agreement") will confirm the engagement of Direct Access Partners, with corporate offices located at 14 Wall Street, 18th Floor, New York, NY 10005 ("Placement Agent"), by Blackhawk Capital Group BDC, Inc., a Delaware corporation and a business development company registered under the Investment Company Act of 1940, as amended (the "Company"), as placement agent in connection with the Company's Rule 506 offering under Regulation D under the Securities Act of 1933, as amended (the "Securities Act"), of up to $250,000,000.00 in common stock ("Securities" or “Shares”) to qualified institutional buyers ("QIBs") and "accredited investors" (as those terms are defined under the Securities Act) (the "Investors"). The Offering will be pursuant to a Confidential Private Placement Memorandum dated July 7, 2009 (“Memorandum”) and a subscription agreement and purchase questionnaire ("Subscription Agreement"). The maximum amount to be raised in the Offering is $250,000,000.00 (and
Growthink Securities, Inc. Los Angeles, CA 90045Placement Agent Agreement • November 12th, 2009 • Blackhawk Capital Group BDC Inc
Contract Type FiledNovember 12th, 2009 CompanyThis letter (the "Agreement") will confirm the engagement of Growthink Securities, Inc. ("Placement Agent") by Blackhawk Capital Group BDC, Inc., a Delaware corporation and a business development company registered under the Investment Company Act of 1940, as amended (the "Company"),as placement agent in connection with the Company's Rule 506 offering under Regulation D under the Securities Act of 1933, as amended (the" Securities in common Act"), of up to $250,000,000.00 stock ("Securities" or "Shares") to qualified institutional buyers ("QIBs") and "accredited investors"(as those terms are defined under the Securities Act) (the" Investors")(the "Offering"). The Offering will be pursuant to a Confidential Private Placement Memorandum dated July 8 2009 ("Memorandum") and a subscription agreement and purchase questionnaire ("Subscription Agreement"). The maximum amount to be raised in the Offering is $250,000,000.00(and 50,000,000 Shares have been sold). There is no minimum requirement
John W. Loofbourrow Associates, Inc.Placement Agent Agreement • August 14th, 2009 • Blackhawk Capital Group BDC Inc
Contract Type FiledAugust 14th, 2009 CompanyThis letter (the "Agreement") will confirm the engagement of John W. Loofbourrow Associates, Inc. ("Placement Agent") by Blackhawk Capital Group BDC, Inc., a Delaware corporation and a business development company registered under the Investment Company Act of 1940, as amended (the "Company"), as placement agent in connection with the Company's Rule 506 offering under Regulation D under the Securities Act of 1933, as amended (the "Securities Act"), of up to $250,000,000.00 in common stock ("Securities" or “Shares”) to qualified institutional buyers ("QIBs") (the “Offering”). and "accredited investors" (as those terms are defined under the Securities Act) (the "Investors"). The Offering will be pursuant to a Confidential Private Placement Memorandum dated July 7, 2009 (“Memorandum”) and a subscription agreement and purchase questionnaire ("Subscription Agreement"). The maximum amount to be raised in the Offering is $250,000,000.00 (and 50,000,000 Shares have been sold). There is no mini
Bentley Securities CorporationPlacement Agent Agreement • August 14th, 2009 • Blackhawk Capital Group BDC Inc
Contract Type FiledAugust 14th, 2009 Company
Lombardi & Co., Inc.Placement Agent Agreement • August 14th, 2009 • Blackhawk Capital Group BDC Inc
Contract Type FiledAugust 14th, 2009 CompanyThis letter (the "Agreement") will confirm the engagement of Lombardi & Co., Inc. ("Placement Agent") by Blackhawk Capital Group BDC, Inc., a Delaware corporation and a business development company registered under the Investment Company Act of 1940, as amended (the "Company"), as placement agent in connection with the Company's Rule 506 offering under Regulation D under the Securities Act of 1933, as amended (the "Securities Act"), of up to $250,000,000.00 in common stock ("Securities" or “Shares”) to qualified institutional buyers ("QIBs") and "accredited investors" (as those terms are defined under the Securities Act) (the "Investors") (the “Offering”). The Offering will be pursuant to a Confidential Private Placement Memorandum dated July 8 2009 (“Memorandum”) and a subscription agreement and purchase questionnaire ("Subscription Agreement"). The maximum amount to be raised in the Offering is $250,000,000.00 (and 50,000,000 Shares have been sold). There is no minimum requirement fo
DIRECT ACCESS PARTNERSPlacement Agent Agreement • August 14th, 2009 • Blackhawk Capital Group BDC Inc
Contract Type FiledAugust 14th, 2009 CompanyThis letter (the "Agreement") will confirm the engagement of Direct Access Partners, with corporate offices located at 14 Wall Street, 18th Floor, New York, NY 10005 ("Placement Agent"), by Blackhawk Capital Group BDC, Inc., a Delaware corporation and a business development company registered under the Investment Company Act of 1940, as amended (the "Company"), as placement agent in connection with the Company's Rule 506 offering under Regulation D under the Securities Act of 1933, as amended (the "Securities Act"), of up to $250,000,000.00 in common stock ("Securities" or “Shares”) to qualified institutional buyers ("QIBs") and "accredited investors" (as those terms are defined under the Securities Act) (the "Investors"). The Offering will be pursuant to a Confidential Private Placement Memorandum dated July 7, 2009 (“Memorandum”) and a subscription agreement and purchase questionnaire ("Subscription Agreement"). The maximum amount to be raised in the Offering is $250,000,000.00 (and