October 18, 2017 KKR Income Opportunities Fund San Francisco, CA 94104 Attn: Ms. Nicole J. Macarchuk RE: KKR Income Opportunities Fund — Rights Offer Dear Ms. Macarchuk:Information Agent Agreement • October 19th, 2017 • KKR Income Opportunities Fund • New York
Contract Type FiledOctober 19th, 2017 Company JurisdictionThis will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and KKR Income Opportunities Fund (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.
February 24, 2015 Attn: Dan C. Tutcher Houston, TX 77002 RE: Center Coast MLP & Infrastructure Fund — Rights Offer Dear Dan:Information Agent Agreement • March 20th, 2015 • Center Coast MLP & Infrastructure Fund • New York
Contract Type FiledMarch 20th, 2015 Company JurisdictionThis will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Center Coast MLP & Infrastructure Fund (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.
April 21, 2014 H&Q Life Sciences Investors C/o Tekla Capital Management LLC Boston, MA 02109 Attn: Ms. Laura Woodward RE: H&Q Life Sciences Investors — Rights Offer Dear Laura:Information Agent Agreement • May 23rd, 2014 • H&q Life Sciences Investors • New York
Contract Type FiledMay 23rd, 2014 Company JurisdictionThis will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and H&Q Life Sciences Investors (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.
April 21, 2014 H&Q Healthcare Investors C/o Tekla Capital Management LLC Boston, MA 02109 Attn: Ms. Laura Woodward RE: H&Q Healthcare Investors — Rights Offer Dear Laura:Information Agent Agreement • May 23rd, 2014 • H&q Healthcare Investors • New York
Contract Type FiledMay 23rd, 2014 Company JurisdictionThis will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and H&Q Healthcare Investors (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.
September 6, 2013 Brookfield Global Listed Infrastructure Income Fund Inc. Brookfield Place New York, NY 10281 Attn: Brian Hurley RE: Brookfield Global Listed Infrastructure Income Fund Inc. — Rights Offer Dear Brian:Information Agent Agreement • September 11th, 2013 • Brookfield Global Listed Infrastructure Income Fund Inc. • New York
Contract Type FiledSeptember 11th, 2013 Company JurisdictionThis will serve as the Agreement between AST Fund Solutions, LLC (“AST Fund Solutions”) and Brookfield Global Listed Infrastructure Income Fund Inc. (the “Client”), pursuant to which AST Fund Solutions will serve the Client as Information Agent for a Rights Offer (the “Offer”) for the Client.