Common Contracts
81 similar Investment Banking Agreement contracts by Universal Automotive Industries Inc /De/, Recom Managed Systems Inc De/, Cytrx Corp, others
EXHIBIT 7.2 INVESTMENT BANKING AGREEMENT AGREEMENT , made this 31 st day of October, 2006 by and between, The Enlightened Gourmet, Inc., having its principal place of business at 236 Centerbrook, Hamden, CT 06518 hereinafter the "Company" and Charles...Investment Banking Agreement • December 28th, 2006 • Charles Morgan Securities, Inc. • Retail-food stores • New York
Exhibit 10.27a. No. 1 ADDENDUM TO INVESTMENT BANKING AGREEMENT This Addendum to the June 17th Investment Banking Agreement by and between Delta Mutual, Inc. and T & T Vermogensverwaltungs AG, is effective this 3rd day of August, 2005 and modifies as...Investment Banking Agreement • August 18th, 2005 • Delta Mutual Inc • Services-business services, nec
LOGISTICAL SUPPORT, INC. INVESTMENT BANKING AGREEMENT Dated as of: May 5, 2005 Hunter World Markets, Inc. 9300 Wilshire Boulevard Penthouse Suite Beverly Hills, CA 90212 Ladies and Gentlemen: The undersigned, Logistical Support, Inc. (the "Company"),...Investment Banking Agreement • May 23rd, 2005 • Logistical Support, Inc • Aircraft parts & auxiliary equipment, nec • California
Exhibit 10.20 SLOAN SECURITIES CORP. TWO EXECUTIVE DRIVE FORT LEE, NEW JERSEY 07024-3308 December 7, 2004 PocketSpec Technologies, Inc. 3225 E. 2nd Avenue Denver, CO 80206 Attn: Janet Brophy, Chief Executive Officer and President Re: Investment...Investment Banking Agreement • December 17th, 2004 • Pocketspec Technologies Inc • Measuring & controlling devices, nec
EXHIBIT 10.26 INVESTMENT BANKING AGREEMENT This Agreement has been entered into on April 5, 2004 by and between tarpon Industries, Inc., located at 2420 Wills Street, Marysville, MI 48040 ("Tarpon"), and JOSEPH GUNNAR & CO., LLC, located at 30 Broad...Investment Banking Agreement • November 1st, 2004 • Tarpon Industries, Inc. • New York
September 1, 2004 Steven R. Green Senior Managing Director Windstone Capitol Partners 6232 North 32nd Street Phoenix, Arizona 85018 Re: Termination of Investment Banking Agreement Dear Steven: Per our recent discussions, Windstone Capital Partners,...Investment Banking Agreement • October 13th, 2004 • Entech Environmental Technologies Inc • Industrial instruments for measurement, display, and control
SUNRISE SECURITIES CORP. DR. AMNON MANDELBAUM MANAGING DIRECTOR INVESTMENT BANKING TELEPHONE (212) 421-1616 FACSIMILE (212) 750-7277 Mr. Humbert B. Powell, Chairman Essential Reality, Inc. 263 Horton Highway Mineola, NY 11501 INVESTMENT BANKING...Investment Banking Agreement • July 14th, 2004 • Essential Reality Inc • Computer peripheral equipment, nec • New York
Exhibit 10.7 [SUNRISE SECURITIES CORP. LOGO] MEMBER NASD/SIPC DR. AMNON MANDELBAUM MANAGING DIRECTOR INVESTMENT BANKING TELEPHONE (212) 421-1616 FACSIMILE (212) 750-7277 Mr. Humbert B. Powell, Chairman Essential Reality, Inc. 263 Horton Highway...Investment Banking Agreement • June 29th, 2004 • Essential Reality Inc • Computer peripheral equipment, nec • New York
CHICAGO PHOENIX NEW YORK 6232 NORTH 32ND STREET PHOENIX, ARIZONA 85018 October 24, 2003 Steven D. Rosenthal Chief Executive Officer CPI 8513 Rochester Ave. Rancho Cucamonga, CA 91730 RE: Investment Banking Agreement Dear Steven: You have advised us...Investment Banking Agreement • May 24th, 2004 • Entech Environmental Technologies Inc • Services-business services, nec
Exhibit 10.16 [LOGO] MAXIM GROUP PRIVATE AND CONFIDENTIAL July 17, 2003 Mr. Marvin H. Fink, Chairman Recom Managed Systems, Inc 4705 Laurel Canyon Boulevard Studio City, CA 91607 Dear Mr. Fink: We are pleased to propose that Recom Managed Systems, Inc...Investment Banking Agreement • May 11th, 2004 • Recom Managed Systems Inc De/ • Blank checks • New York
EXHIBIT 10(s) DR. AMNON MANDELBAUM MANAGING DIRECTOR INVESTMENT BANKING TELEPHONE (212) 421-1616 FACSIMILE (212) 750-7277 Dr. Geoffrey Shulman, President & CEO DUSA Pharmaceuticals, Inc. 25 Upton Drive Wilmington, MA 01887 INVESTMENT BANKING AGREEMENT...Investment Banking Agreement • March 16th, 2004 • Dusa Pharmaceuticals Inc • Pharmaceutical preparations • New York
LOGO] MAXIM GROUP PRIVATE AND CONFIDENTIAL July 17, 2003 Mr. Marvin H. Fink, Chairman Recom Managed Systems, Inc 4705 Laurel Canyon Boulevard Studio City, CA 91607 Dear Mr. Fink: We are pleased to propose that Recom Managed Systems, Inc ("Recom" or...Investment Banking Agreement • January 2nd, 2004 • Recom Managed Systems Inc De/ • Blank checks • New York
August 25, 2003 Dr. Jack Kachkar MD Chairman INYX, INC. 801 Brickell Avenue Miami, FL 33131 RE: INVESTMENT BANKING AGREEMENT Dear Mr. Kachkar: This letter confirms the terms upon which INYX, INC. (the "Company") engages Duncan Capital LLC ("Duncan")...Investment Banking Agreement • November 14th, 2003 • Inyx Inc • Pharmaceutical preparations • New York
EXHIBIT 10.4 J.P. TURNER & COMPANY, L.L.C. INVESTMENT BANKING DIVISION SECOND AMENDMENT TO INVESTMENT BANKING AGREEMENT THIS SECOND AMENDMENT (the "Amendment") TO INVESTMENT BANKING AGREEMENT WITH J.P. TURNER & COMPANY, LLC dated April 3, 2003 (the...Investment Banking Agreement • November 12th, 2003 • Cytrx Corp • Biological products, (no disgnostic substances)
Rubin Investment Group Investment Banking Agreement This Investment Banking Agreement dated as of August 19, 2003, by and between Rubin Investment Group, Inc. ("RIG") with a principal place of business at 10940 Wilshire Blvd., 16th Floor, Los Angeles,...Investment Banking Agreement • September 12th, 2003 • Classica Group Inc • Dairy products
EXHIBIT 99.18 INVESTMENT BANKING AGREEMENT This Agreement is made as of this day November 30, 2001 by and between Universal Automotive Industries, Inc., having its business office at 11859 South Central Ave., Alsip, IL (the "Company") and J.P. Turner...Investment Banking Agreement • August 22nd, 2003 • Universal Automotive Industries Inc /De/ • Wholesale-motor vehicle supplies & new parts • Georgia
EXHIBIT 99.27 INVESTMENT BANKING AGREEMENT This Agreement is made as of this day May 28, 2002 by and between Universal Automotive Industries, Inc., having its business office at 11859 South Central Ave., Alsip, IL (the "Company") and Rockwell Asset...Investment Banking Agreement • August 22nd, 2003 • Universal Automotive Industries Inc /De/ • Wholesale-motor vehicle supplies & new parts • Georgia
INVESTMENT BANKING AGREEMENT This Agreement is made as of this day September 31, 2001 by and between Universal Automotive Industries, Inc., having its business office at 11859 South Central Ave., Alsip, IL (the "Company") and Global Capital Securities...Investment Banking Agreement • August 22nd, 2003 • Universal Automotive Industries Inc /De/ • Wholesale-motor vehicle supplies & new parts • Georgia
Exhibit 10.10 INVESTMENT BANKING AGREEMENT This Agreement is made as of this day April 1, 2003, by and between CytRx Corporation; having its business office at 11726 San Vicente Boulevard, Suite 650 , Los Angeles, California 90049 (the "Company") and...Investment Banking Agreement • August 14th, 2003 • Cytrx Corp • Biological products, (no disgnostic substances) • California
EXHIBIT 99.1 INVESTMENT BANKING AGREEMENT This Investment Banking Agreement dated as of July 27, 2003, by and between RUBIN INVESTMENT GROUP, INC. ("RIG") with a principal place of business at 10940 Wilshire Blvd., 16th Floor, Los Angeles, California...Investment Banking Agreement • July 31st, 2003 • Augrid Corp • Electronic components & accessories
RECITALSInvestment Banking Agreement • May 7th, 2003 • Recom Managed Systems Inc De/ • Blank checks • California
EXHIBIT 10(ai) INVESTMENT BANKING AGREEMENT This Agreement is made as of this day May 28, 2002, by and between Universal Automotive Industries, Inc.; having its business office at 11859 South Central Ave., Alsip, Illinois (the "Company") and Rockwell...Investment Banking Agreement • April 15th, 2003 • Universal Automotive Industries Inc /De/ • Wholesale-motor vehicle supplies & new parts • New York
August 20, 2002 Mr. David Eisenhaure Chairman, President, and CEO Satcon Technology Corporation 161 First Street Cambridge, MA 02142 tel: (617) 661-0540 fax: (617) 661-3373 RE: INVESTMENT BANKING AGREEMENT WITH J. P. TURNER & COMPANY, LLC Dear Mr....Investment Banking Agreement • December 30th, 2002 • Satcon Technology Corp • Semiconductors & related devices
PERSONAL & CONFIDENTIAL ----------------------- Mr. Eric Alden President Case Financial, Inc. 16000 Ventura Blvd. Ste 1102 Encino, CA 81436 Dear Eric: The purpose of this letter is to confirm our discussions and agreement regarding (i) Mosaic Capital...Investment Banking Agreement • December 30th, 2002 • Case Financial Inc • Services-business services, nec
The purpose of this letter is to confirm our discussions and agreement regarding (i) Mosaic Capital LLC and its affiliate Mosaic Capital Securities LLC (collectively, "Mosaic") serving as Case Financial, Inc's ("Case") exclusive investment banker, (ii) Mosaic facilitating the restructuring of Case, (iii) Gordon Gregory joining the board of Case following the restructuring, (iv) Gordon Gregory and Craig Miller extending their loans; (v) Mosaic encouraging the other Bridge Financing lenders to extend their loans, (vi) Gordon Gregory and Craig Miller agreeing to convert their loans to equity if and when the insiders of Case do so and subject to Case completing the restructuring, and (vii) Mosaic modifying its compensation pursuant to its September 29, 2000 agreement with Case as set forth below.
Exhibit 10.3 Confidential Materials omitted and filed separately with the Securities and Exchange Commission. Asterisks denote omissions. CONFIDENTIAL COPY ONE OF TWO September 10, 2002 Cambridge Heart, Inc. One Oak Park Drive Bedford, MA 01730...Investment Banking Agreement • November 14th, 2002 • Cambridge Heart Inc • Electromedical & electrotherapeutic apparatus • Massachusetts
Exhibit 10.4 INVESTMENT BANKING AGREEMENT WITH EQUITY SECURITIES INVESTMENTS, INC.Investment Banking Agreement • August 29th, 2002 • Dental Resources Inc • Dental equipment & supplies • Minnesota
Exhibit 10.7 REMEDENT USA, INC INVESTMENT BANKING AGREEMENT A. AGREEMENT: Remedent USA, Inc., herein referred to as "REMM", hereby enters into agreement with Lincoln Equity Research, LLC, herein referred to as "LER" for the purpose of providing...Investment Banking Agreement • July 24th, 2002 • Remedent Usa Inc/Az • Wholesale-drugs, proprietaries & druggists' sundries
February 21, 2002 Jacobson Stores Inc. 3333 Sargent Road Jackson, MI 49201 Re: Jacobson Stores Inc. Ladies and Gentlemen: This will set forth the understanding and agreement regarding the scope and terms of the retention of Financo, Inc. ("Financo")...Investment Banking Agreement • May 2nd, 2002 • Jacobson Stores Inc • Retail-department stores
WITHESSETHInvestment Banking Agreement • April 16th, 2002 • Junum Inc • Services-business services, nec • New York
EXHIBIT 10(ah) INVESTMENT BANKING AGREEMENT This Agreement is made as of this day November 30, 2001 by and between Universal Automotive Industries, Inc., having its business office at 11859 South Central Ave., Alsip, IL (the "Company") and J.P. Turner...Investment Banking Agreement • April 1st, 2002 • Universal Automotive Industries Inc /De/ • Wholesale-motor vehicle supplies & new parts • Georgia
Exhibit 10.15 INVESTMENT BANKING AGREEMENT ---------------------------- AGREEMENT, made this 19th day of September 2001 by and between Safe Transportation Systems, Inc., having its principal place of business at 3871 Airport Way, Bellingham, WA 98226,...Investment Banking Agreement • February 14th, 2002 • Safe Transportation Systems Inc • Non-operating establishments • New York
INVESTMENT BANKING AGREEMENT Xin Net Corporation, a Florida corporation having its head office at: 789 West Pender Street, Suite 830. Vancouver, B.C., Canada V6C 1H2 (Hereinafter referred as "Xin Net") And: iBanc Group, Inc. a California company...Investment Banking Agreement • November 28th, 2001 • Xin Net Corp • Services-computer processing & data preparation • Florida
Vfinance Investments, Inc. Access Success. This Investment Banking Agreement (the "Agreement") is made and entered into as of August 17, 2001, by and among BrightCube, Inc. having a principal place of -- business at 240 Center Street, El Segundo, CA...Investment Banking Agreement • November 14th, 2001 • Brightcube Inc • Services-business services, nec • Florida
1 EXHIBIT 10.13 HORNBLOWER & WEEKS, INC. INVESTMENT BANKING AGREEMENT AGREEMENT, made this 1st day of March, 2001 by and between Metropolitan Health Networks, Inc., having its principal place of business at 500 Australian Avenue, West Palm Beach, FL...Investment Banking Agreement • August 2nd, 2001 • Metropolitan Health Networks Inc • Services-offices & clinics of doctors of medicine • New York
2 AGREEMENTInvestment Banking Agreement • April 25th, 2001 • Satx Inc • Non-operating establishments • Nevada
