EXHIBIT 7.2 INVESTMENT BANKING AGREEMENT AGREEMENT , made this 31 st day of October, 2006 by and between, The Enlightened Gourmet, Inc., having its principal place of business at 236 Centerbrook, Hamden, CT 06518 hereinafter the "Company" and Charles...Investment Banking Agreement • December 28th, 2006 • Charles Morgan Securities, Inc. • Retail-food stores • New York
Exhibit 10.31 ------------- INVESTMENT BANKING AGREEMENT This Agreement is made as of this 28th day of September 2004, by and between Paradigm Medical Industries, Inc. (the "Company" or "Paradigm"), a corporation duly organized and existing under the...Investment Banking Agreement • November 15th, 2004 • Paradigm Medical Industries Inc • Surgical & medical instruments & apparatus • New York
Steven Kriegsman, CEO CytRx Corp. 11726 San Vicente Blvd Los Angeles, CA 90049 Phone: 310-826-5648 Fax: 310-826-6139 Re: Investment Banking Agreement with Legend Securities, Inc. Dear Mr. Kriegsman,Investment Banking Agreement • August 6th, 2013 • Cytrx Corp • Biological products, (no disgnostic substances) • New York
This letter (the “Agreement”) shall confirm the engagement of Legend Securities, Inc., (“Legend”) by CytRx Corporation (the “Company” and collectively the “Parties” ) for purposes of providing, on a non-exclusive basis, investor awareness and business advisory services as set forth below in consideration for the fees and compensation described hereinafter:
INVESTMENT BANKING AGREEMENT This Agreement is made on the 13th day of May 1999, by and between Internet Finance.com, Inc. (hereafter referred to as IF.COM) who's offices are located at 380 Foam Street, Suite 210, Monterey, California 93940 and...Investment Banking Agreement • November 24th, 1999 • Trading Solutions Com Inc • Investment advice • California
Exhibit ITEM 22-4 RH Underwriting AgreementInvestment Banking Agreement • December 23rd, 1999 • Powersource Corp • Electric services • California
Investment Banking Group Suite 410 Richmond, VA 23219 October 29, 2010 (804) 649-0990 (Fax)Investment Banking Agreement • August 14th, 2012 • New Peoples Bankshares Inc • State commercial banks • Virginia
Scott & Stringfellow, LLC (“S&S”) is pleased to set forth in this letter (the “Agreement”) the terms of the exclusive engagement by New Peoples Bankshares, Inc. (the “Company”) of S&S related to providing financial advisory and investment banking services in connection with certain strategic assessments and transactions, which may include an offering of the Company’s common stock to investors (the “Offering”), the terms of which are discussed herein. It is intended that the Offering will initially consist of a private placement of such common stock with qualified investors identified by the Company (“Company Investors”) and other qualified investors identified by S&S (“S&S Investors”) with priority in the case of over-subscription given to Company Investors In the event that insufficient subscriptions are obtained from the private placement process, the Company may elect to offer pursuant to this Agreement additional common stock in a public offering, including a rights offering to exi
November 3, 2020 STRICTLY CONFIDENTIAL Petra Acquisition, Inc. New York, NY 10010 Attn: Andreas Typaldos Dear Mr. Typaldos:Investment Banking Agreement • September 23rd, 2021 • Petra Acquisition Inc. • Blank checks • New York
This letter agreement (the “Agreement”) will confirm the understanding and agreement between Petra Acquisition, Inc., a Delaware corporation, located at 5 West 21st Street, New York, NY 10010 (together with its subsidiaries and affiliates, collectively, the “Company”), and LifeSci Capital LLC (“LifeSci”) pursuant to which LifeSci shall provide investment banking and financial advisory services to the Company with respect to the Company’s efforts to engage in a Transaction with a Target (each, as defined below) as provided for herein. It is acknowledged and agreed that this Agreement shall be effective as of the date of mutual execution hereof (the “Effective Date”).
SECTION 7. AVAX agrees to indemnify and hold HTM and its directors, officers and employees harmless from and against any and all losses, claims, damages, liabilities, costs or expenses arising out of any action or cause of action brought against HTM...Investment Banking Agreement • May 7th, 1997 • Avax Technologies Inc • Biological products, (no disgnostic substances) • New York
Exhibit 1.1 AMENDED AND RESTATED -------------------- INVESTMENT BANKING AGREEMENT ---------------------------- THIS AMENDED AND RESTATED INVESTMENT BANKING AGREEMENT (the "AGREEMENT") is entered into as of December 11, 2003 and amends and restates...Investment Banking Agreement • December 17th, 2003 • Entropin Inc • Medicinal chemicals & botanical products • Illinois
December 3, 1999 Eugene Gordon Chairman of the Board & CEO Medjet Inc. 1090 King George Post Road Edison, New Jersey 08837 Re: Investment Banking Agreement ---------------------------- Gentlemen: 1. Medjet Inc. and/or related entities (the "Company")...Investment Banking Agreement • December 17th, 1999 • Medjet Inc • Surgical & medical instruments & apparatus • New York
ContractInvestment Banking Agreement • May 27th, 2004 • Mamma Com Inc • Radiotelephone communications • New York
David Goldman Chairman and CEO Intasys Corporation 388 St. Jacques Street West 8th Floor Montreal, Quebec H2Y 1S1 Dear Mr. Goldman:
May 1, 2009 Mr. Steven Johnson COO/President CareView Communications, Inc. Suite 470 Plano, TX 75024 Dear Mr. Johnson:Investment Banking Agreement • August 23rd, 2010 • CareView Communications Inc • Arizona
In accordance with our recent discussions, this letter shall serve as acknowledgement and agreement (“Agreement”) between DEVELO FINANCIAL GROUP, LLC, an Arizona limited liability corporation, (“DEVELO”) and CAREVIEW COMMUNICATIONS, INC., a Nevada Corporation, together with their subsidiaries, principals, shareholders, debtholders, partners, employees, affiliates, assigns, or any of their related corporate investment vehicles (“Company”), relating to investment banking services provided by DEVELO to COMPANY. DEVELO and COMPANY are hereinafter referred to collectively as the “Parties” or each individually as a “Party”.
INVESTMENT BANKING AGREEMENTInvestment Banking Agreement • August 24th, 2006 • Wentworth Energy, Inc. • Crude petroleum & natural gas • New York
THIS AGREEMENT (the “Agreement”) dated as of April 7, 2006 by and between Wentworth Energy, Inc. with its principal address at 115 West 7th Street, Suite 1415, Fort Worth, TX 76102 and its subsidiaries (collectively, the “Company”) and GunnAllen Financial, Inc. with its principal address at 5002 W. Waters Avenue, Tampa, Florida 33634 (the “Banker”).
ContractInvestment Banking Agreement • May 5th, 2020 • Virginia
EX-10.22 3 fs12017bex10-22_tempusappli.htm INVESTMENT BANKING AGREEMENT, DATED OCTOBER 18, 2016, WITH SOUTHWIND CAPITAL, LLC, WITH RESPECT TO THE SERVICES PROVIDED BY MR LEE PRIEST
ATHENA CAPITAL PARTNERS, INC. LETTER HEAD CONFIDENTIAL April 10, 2003 Mr. Richard Gabriel, CEO and Hector Gomez, M.D., Ph.D., Chairman DNAPrint Genomics 900 Cocoanut Avenue Sarasota, FL 34236 Gentlemen: This letter agreement (the "Agreement") shall...Investment Banking Agreement • October 13th, 2004 • Dnaprint Genomics Inc • Services-commercial physical & biological research
April 3, 2003 Steve Kriegsman President and Chairman CytRx Corporation 11726 San Vincente Blvd. Los Angeles, CA 90049 Phone: (310) 826-5658 RE: INVESTMENT BANKING AGREEMENT WITH J. P. TURNER & Company, LLC Dear Mr. Kriegsman, This letter (the...Investment Banking Agreement • August 14th, 2003 • Cytrx Corp • Biological products, (no disgnostic substances)
Caliber Imaging & Diagnostics March 10, 2014Investment Banking Agreement • March 12th, 2014 • Lucid Inc • Surgical & medical instruments & apparatus • New York
We are pleased that Lucid, Inc., operating as Caliber Imaging & Diagnostics, (“Caliber” or the “Company”) has decided to retain R.F. Lafferty & Co., Inc. (“Lafferty”) to provide general investment banking services to the Company as set forth herein. This letter agreement (“Agreement”) will confirm Lafferty’s acceptance of such retention and set forth the terms of our engagement.
1 HUDSON ALLEN & COMPANY INVESTMENT BANKING EXHIBIT 10.9 October 20, 1999 Chuck Albo Chairman of the Board Sonus Communication Holdings Inc. 1600 Wilson Blvd., Suite 1008 Arlington, VA 22209 Dear Mr. Albo: The purpose of this letter is to confirm the...Investment Banking Agreement • March 22nd, 2000 • Sonus Communication Holdings Inc • Blank checks
BERTHEL FISHER & COMPANY [Logo] Investment Banking AgreementInvestment Banking Agreement • June 15th, 2000 • Rcontest Com Inc • Services-business services, nec
In keeping with our recent conversations, Berthel Fisher & Company Financial Services, Inc. ("BFC") an Iowa Corporation, would be pleased to serve as Investment Banker to RContest.Com, Inc. (the "Company") in connection with the plan to secure on a best efforts basis a $250,000 bridge loan (the "Bridge Loan") and place on a best efforts basis 1,000,000 - 2,000,000 shares of the Company's common stock and warrants through an institutional offering (the "Offering"), together the Bridge Loan and the Offering are referred to as (the "Engagement"). The initial term of the Engagement shall be for three months on an exclusive basis, and the proposed terms are outlined below.
INVESTMENT BANKING AGREEMENTInvestment Banking Agreement • November 21st, 2012 • ContinuityX Solutions, Inc. • Services-management consulting services • New York
This agreement ("Agreement") is made and entered into this August 9, 2012, between JH DARBIE & Co., INC, ("JHD") and CONTINUITY SOLUTIONS, INC. (together with all subsidiaries, affiliates, successors and other controlled units, either existing or formed subsequent to the execution of this engagement, collectively, the ("Company").
EXHIBIT 4.0 INVESTMENT BANKING AGREEMENT This Investment Banking Agreement entered into this 21st day of February, 1996, by and between Chalet Capital Corp., a Colorado corporation ("CCC") and Conectisys Corp., a Colorado corporation ("Conectisys")....Investment Banking Agreement • November 12th, 1996 • Conectisys Corp • Savings institution, federally chartered • Colorado
Raymond James Letter AgreementInvestment Banking Agreement • March 28th, 2011 • GlenRose Instruments Inc. • Hazardous waste management • Delaware
Martinez-Ayme SecuritiesInvestment Banking Agreement • February 4th, 2010 • InovaChem, Inc. • Blank checks • Florida
This agreement is to confirm our understanding of the engagement of Martinez-Ayme Securities (“MAS”) as investment banker to assist NuGen Mobility, Inc. (the “Company”), specifically to value and raise capital, as well as, advise, structure, make introductions and use our best efforts to position the company for a liquidity event. This event may take the form of registering and listing equity, outright sale of the Company, or licensing agreement(s) or arrangement(s). Any introductions, for the purpose of providing a financial investment in the Company, on terms acceptable to the Company, MAS shall inform the Company of the identity of proposed Investor whereupon MAS will be protected as to the compensation described below, with respect to any transaction involving such Investors, for a period of 24 months from the date of the introduction.
INVESTMENT BANKING AGREEMENTInvestment Banking Agreement • November 22nd, 2011 • Nugen Holdings, Inc. • Engines & turbines • New York
We are pleased to confirm our mutual understanding regarding the retention of John Carris Investments, LLC (“JCI”) by Nugen Mobility, Inc., its affiliates and assigns (collectively, the "Company"), subject to the terms and conditions of this agreement (the "Agreement").
EXHIBIT 10.10 Investment Banking Agreement dated as of November 18, 2001, between Diversified Investors Capital Services of NA, Inc. and Electronic Control Security Inc.Investment Banking Agreement • May 13th, 2002 • Electronic Control Security Inc • Communications equipment, nec • New York
EXHIBIT 4.5 INVESTMENT BANKING AGREEMENT THIS AGREEMENT is made as of July 1, 2003, by and between Generex Biotechnology Corporation, a Delaware Corporation having its principal office at 33 Harbor Square, Suite 202, Toronto, ON M5J-2G2 (the...Investment Banking Agreement • November 14th, 2003 • Generex Biotechnology Corp • Pharmaceutical preparations • Florida
INVESTMENT BANKING AGREEMENT M Power Entertainment ("MPWE") hereby retains the services of Northern Hills, Inc. dba Santa Fe Capital Group ("SANTA FE") on a non-exclusive basis to raise up to approximately $12,500,000 in the form of two fundings: (a)...Investment Banking Agreement • April 20th, 2006 • M Power Entertainment Inc. • Non-operating establishments • Texas
December 11, 2012Investment Banking Agreement • March 6th, 2013 • Entremed Inc • Biological products, (no disgnostic substances) • California
We are pleased that EntreMed, Inc. (including its affiliates, the “Company”) has chosen to engage Burrill LLC (“Burrill”) to act as its investment banker for a capital raising (a “Financing”). This letter agreement (the “Agreement”) contains the terms pursuant to which the Company agrees to engage Burrill and Burrill agrees to provide services to the Company (the “Engagement”).
INVESTMENT BANKING AGREEMENT This Investment Banking Agreement ("Agreement") is made this 25th day of June, 1999 by and between Baxter Banks & Smith, Inc., an entity which provides investment banking consultation services (hereinafter "Banker") and...Investment Banking Agreement • August 13th, 1999 • Salient Cybertech Inc • Electronic & other electrical equipment (no computer equip) • Florida
WITNESSETHInvestment Banking Agreement • November 15th, 1999 • GTC Telecom Corp • Telephone communications (no radiotelephone) • California
Adera Mines Limited 20710 Lassen Street Chatsworth, California 91311 Gentlemen:Investment Banking Agreement • August 11th, 2006 • Adera Mines LTD • Gold and silver ores • New York
This letter agreement (this “Agreement”) confirms the engagement of Cypress Advisors, LLC (“CA”) by Adera Mines Limited (the “Company”) to provide certain investment banking services related to funding the company’s acquisition of Chatsworth Data (Services) to the Company.
2 3 (b) In connection with a proposed Acquisition Transaction, AMLF's advisory services will include the following: (i) assistance in the evaluation of a third party from a financial point of view, (ii) assistance and advice with respect to the form...Investment Banking Agreement • March 31st, 1999 • Osage Systems Group Inc • Services-computer integrated systems design • Pennsylvania
Recovery Letterhead] September 19, 2013Investment Banking Agreement • June 11th, 2014 • Lilis Energy, Inc. • Crude petroleum & natural gas
AEI Letterhead]Investment Banking Agreement • May 10th, 2012 • Quantum Fuel Systems Technologies Worldwide, Inc. • Motor vehicle parts & accessories
This letter (this “Letter Agreement”) sets forth our prior understanding related to investment banking services rendered by Advanced Equities to Quantum Technologies, Inc. (the “Company”) in connection with a $10.0 million senior secured revolving line of credit financing transaction between the Company and Bridge Bank, National Association that was completed on May 7, 2012 (the “Bridge Bank Line of Credit”).
INVESTMENT BANKING AGREEMENTInvestment Banking Agreement • October 16th, 2007 • Mach One Corp • New York
AGREEMENT, made this ___ day of _____________, 2006 by and between, Mach One Corporation, having its principal place of business at 3155 East Patrick Lane, Suite 1, Las Vegas, Nevada 89120 hereinafter the “Company” and Charles Morgan Securities Inc., having its principal place of business at 120 Wall St., 16th Fl, New York, NY 10005, hereinafter (“CMS”).
