EXHIBIT 7.2 INVESTMENT BANKING AGREEMENT AGREEMENT , made this 31 st day of October, 2006 by and between, The Enlightened Gourmet, Inc., having its principal place of business at 236 Centerbrook, Hamden, CT 06518 hereinafter the "Company" and Charles...Investment Banking Agreement • December 28th, 2006 • Charles Morgan Securities, Inc. • Retail-food stores • New York
INVESTMENT BANKING AGREEMENT This Agreement is made on the 13th day of May 1999, by and between Internet Finance.com, Inc. (hereafter referred to as IF.COM) who's offices are located at 380 Foam Street, Suite 210, Monterey, California 93940 and...Investment Banking Agreement • November 24th, 1999 • Trading Solutions Com Inc • Investment advice • California
Exhibit 1.1 AMENDED AND RESTATED -------------------- INVESTMENT BANKING AGREEMENT ---------------------------- THIS AMENDED AND RESTATED INVESTMENT BANKING AGREEMENT (the "AGREEMENT") is entered into as of December 11, 2003 and amends and restates...Investment Banking Agreement • December 17th, 2003 • Entropin Inc • Medicinal chemicals & botanical products • Illinois
Exhibit 10.2 INVESTMENT BANKING AGREEMENT AGREEMENT, made this 22nd day of October, 2001 by and between, Microislet, Inc., a Delaware corporation, and ASA Investment Company, having its principal place of business at 7612 E. Calle Los Arboles, Tucson,...Investment Banking Agreement • July 25th, 2002 • Microislet Inc • Biological products, (no disgnostic substances) • California
RECITALSInvestment Banking Agreement • August 28th, 2000 • Arielle Corp • Blank checks • Florida
INVESTMENT BANKING AGREEMENTInvestment Banking Agreement • August 24th, 2006 • Wentworth Energy, Inc. • Crude petroleum & natural gas • New York
THIS AGREEMENT (the “Agreement”) dated as of April 7, 2006 by and between Wentworth Energy, Inc. with its principal address at 115 West 7th Street, Suite 1415, Fort Worth, TX 76102 and its subsidiaries (collectively, the “Company”) and GunnAllen Financial, Inc. with its principal address at 5002 W. Waters Avenue, Tampa, Florida 33634 (the “Banker”).
Exhibit ITEM 22-4 RH Underwriting AgreementInvestment Banking Agreement • December 23rd, 1999 • Powersource Corp • Electric services • California
BERTHEL FISHER & COMPANY [Logo] Investment Banking AgreementInvestment Banking Agreement • June 15th, 2000 • Rcontest Com Inc • Services-business services, nec
In keeping with our recent conversations, Berthel Fisher & Company Financial Services, Inc. ("BFC") an Iowa Corporation, would be pleased to serve as Investment Banker to RContest.Com, Inc. (the "Company") in connection with the plan to secure on a best efforts basis a $250,000 bridge loan (the "Bridge Loan") and place on a best efforts basis 1,000,000 - 2,000,000 shares of the Company's common stock and warrants through an institutional offering (the "Offering"), together the Bridge Loan and the Offering are referred to as (the "Engagement"). The initial term of the Engagement shall be for three months on an exclusive basis, and the proposed terms are outlined below.
INVESTMENT BANKING AGREEMENTInvestment Banking Agreement • November 21st, 2012 • ContinuityX Solutions, Inc. • Services-management consulting services • New York
This agreement ("Agreement") is made and entered into this August 9, 2012, between JH DARBIE & Co., INC, ("JHD") and CONTINUITY SOLUTIONS, INC. (together with all subsidiaries, affiliates, successors and other controlled units, either existing or formed subsequent to the execution of this engagement, collectively, the ("Company").
EXHIBIT 4.0 INVESTMENT BANKING AGREEMENT This Investment Banking Agreement entered into this 21st day of February, 1996, by and between Chalet Capital Corp., a Colorado corporation ("CCC") and Conectisys Corp., a Colorado corporation ("Conectisys")....Investment Banking Agreement • November 12th, 1996 • Conectisys Corp • Savings institution, federally chartered • Colorado
INVESTMENT BANKING AGREEMENTInvestment Banking Agreement • November 22nd, 2011 • Nugen Holdings, Inc. • Engines & turbines • New York
We are pleased to confirm our mutual understanding regarding the retention of John Carris Investments, LLC (“JCI”) by Nugen Mobility, Inc., its affiliates and assigns (collectively, the "Company"), subject to the terms and conditions of this agreement (the "Agreement").
EXHIBIT 10.10 Investment Banking Agreement dated as of November 18, 2001, between Diversified Investors Capital Services of NA, Inc. and Electronic Control Security Inc.Investment Banking Agreement • May 13th, 2002 • Electronic Control Security Inc • Communications equipment, nec • New York
EXHIBIT 4.5 INVESTMENT BANKING AGREEMENT THIS AGREEMENT is made as of July 1, 2003, by and between Generex Biotechnology Corporation, a Delaware Corporation having its principal office at 33 Harbor Square, Suite 202, Toronto, ON M5J-2G2 (the...Investment Banking Agreement • November 14th, 2003 • Generex Biotechnology Corp • Pharmaceutical preparations • Florida
INVESTMENT BANKING AGREEMENT M Power Entertainment ("MPWE") hereby retains the services of Northern Hills, Inc. dba Santa Fe Capital Group ("SANTA FE") on a non-exclusive basis to raise up to approximately $12,500,000 in the form of two fundings: (a)...Investment Banking Agreement • April 20th, 2006 • M Power Entertainment Inc. • Non-operating establishments • Texas
INVESTMENT BANKING AGREEMENT This Investment Banking Agreement ("Agreement") is made this 25th day of June, 1999 by and between Baxter Banks & Smith, Inc., an entity which provides investment banking consultation services (hereinafter "Banker") and...Investment Banking Agreement • August 13th, 1999 • Salient Cybertech Inc • Electronic & other electrical equipment (no computer equip) • Florida
WITNESSETHInvestment Banking Agreement • November 15th, 1999 • GTC Telecom Corp • Telephone communications (no radiotelephone) • California
SECTION 7. AVAX agrees to indemnify and hold HTM and its directors, officers and employees harmless from and against any and all losses, claims, damages, liabilities, costs or expenses arising out of any action or cause of action brought against HTM...Investment Banking Agreement • May 7th, 1997 • Avax Technologies Inc • Biological products, (no disgnostic substances) • New York
2 3 (b) In connection with a proposed Acquisition Transaction, AMLF's advisory services will include the following: (i) assistance in the evaluation of a third party from a financial point of view, (ii) assistance and advice with respect to the form...Investment Banking Agreement • March 31st, 1999 • Osage Systems Group Inc • Services-computer integrated systems design • Pennsylvania
INVESTMENT BANKING AGREEMENTInvestment Banking Agreement • October 16th, 2007 • Mach One Corp • New York
AGREEMENT, made this ___ day of _____________, 2006 by and between, Mach One Corporation, having its principal place of business at 3155 East Patrick Lane, Suite 1, Las Vegas, Nevada 89120 hereinafter the “Company” and Charles Morgan Securities Inc., having its principal place of business at 120 Wall St., 16th Fl, New York, NY 10005, hereinafter (“CMS”).
Investment Banking AgreementInvestment Banking Agreement • December 28th, 2001 • Trading Solutions Com Inc • Investment advice • California
This Agreement is made on October 3, 2001, by and between Trading Solutions, Inc., a Nevada Corporation ("Trading Solutions") with its principal offices at 2 Rodeo Court, Toronto, Ontario Canada M2M 4M3, and Geneva Capital & Finance Group, LLC, a California LLC, ("Geneva CFG") with its principal offices at 5425 Oberlin Drive, Second Floor, San Diego, CA 92121.
INVESTMENT BANKING AGREEMENT On this date October 11, 1999 and whereas, Paradigm Medical Industries, Inc. (Paradigm) wishes to retain R.F. Lafferty & Company, Inc. (Lafferty) to act as its investment banker and whereas, R.F. Lafferty & Company, Inc....Investment Banking Agreement • December 28th, 1999 • Paradigm Medical Industries Inc • Surgical & medical instruments & apparatus
Investment Banking AgreementInvestment Banking Agreement • April 2nd, 2007 • Adcare Health Systems Inc • Services-skilled nursing care facilities • Ohio
This Investment Banking Agreement (the “Agreement”) is made and entered into as of December 29, 2006 by and among, Adcare Health Systems, Inc. having a principal place of business at 5057 Troy Road, Springfield, Ohio 45502 (the “Company”), and Capital City Partners LLC (“CCP”), having its place of business at 9100 South Dadeland Boulevard, Suite 1800-A, Miami, FL 33156.
Exhibit 10.4 INVESTMENT BANKING AGREEMENT WITH EQUITY SECURITIES INVESTMENTS, INC.Investment Banking Agreement • August 29th, 2002 • Dental Resources Inc • Dental equipment & supplies • Minnesota
WITNESSETHInvestment Banking Agreement • April 2nd, 1999 • GTC Telecom Corp • California
Investment Banking Agreement Between Alpha Cognition Inc. and Spartan Capital Securities, LLCInvestment Banking Agreement • April 30th, 2024 • Alpha Cognition Inc. • Biological products, (no disgnostic substances)
We are pleased that Alpha Cognition Inc. (“Alpha” or the “Company”), a company incorporated under the Business Corporations Act (British Columbia) and listed on the TSX Venture Exchange (the “TSXV”) has selected Spartan Capital Securities, LLC (“Spartan”) to provide certain investment banking services to the Company in connection with a best efforts private placement financing (the “PP Financing”) of up to approximately US$6,500,000.00 (Six Million Five Hundred Thousand USD) of the Company’s equity (the “Securities”). This agreement sets forth the terms of engagement and our mutual understanding (this “Agreement”).
Exhibit 10.27a. No. 1 ADDENDUM TO INVESTMENT BANKING AGREEMENT This Addendum to the June 17th Investment Banking Agreement by and between Delta Mutual, Inc. and T & T Vermogensverwaltungs AG, is effective this 3rd day of August, 2005 and modifies as...Investment Banking Agreement • August 18th, 2005 • Delta Mutual Inc • Services-business services, nec
INVESTMENT BANKING AGREEMENTInvestment Banking Agreement • March 8th, 2021 • Weed, Inc. • Services-commercial physical & biological research • Arizona
This Agreement (the "Agreement") is entered into as of March 3, 2021 (the “Effective Date”) by and between WEED, Inc., a Nevada corporation (the “Company”) and Great Point Capital, LLC, an Illinois limited liability company (“GPC”) (collectively, the “Parties”), and supersedes in its entirety that certain letter agreement dated February 16, 2021 between the Parties.
SUNRISE SECURITIES CORP [LOGO]Investment Banking Agreement • November 14th, 2007 • Powder River Basin Gas Corp • Crude petroleum & natural gas • New York
This agreement (“Agreement”) is made and entered into this November 1, 2007, between SUNRISE SECURITIES CORP. (“Sunrise”) and Powder River Basin Gas Corp. (together with all subsidiaries, affiliates, successors and other controlled units, either existing or formed subsequent to the execution of this engagement, the “Company”).
Investment Banking Agreement Cornet Capital Corp. 7225 Blenheim Street Vancouver, B.C. V6N I 1S2Investment Banking Agreement • October 16th, 2002 • Oragenics Inc
This letter agreement will confirm the terms on which Comet Capital or nominee (collectively the "Consultant") agrees to provide investment banking services to the Company, including to raise equity capital on behalf of the Company, in consideration for the compensation referred to below:
Exhibit 10.27 INVESTMENT BANKING AGREEMENT This Investment Banking Agreement (the "Agreement") is entered into June 17, 2005 by and between Delta Mutual, Inc. a Delaware corporation with its principal office located at 111 North Branch Street,...Investment Banking Agreement • June 30th, 2005 • Delta Mutual Inc • Services-business services, nec
COMMON STOCK PURCHASE WARRANT LAREDO OIL, INC.Investment Banking Agreement • June 20th, 2011 • Laredo Oil, Inc. • Crude petroleum & natural gas
INVESTMENT BANKING AGREEMENTInvestment Banking Agreement • March 28th, 2018 • Capstone Companies, Inc. • Electric lighting & wiring equipment
This letter agreement (this *'Agreement") confirms our mutual understanding regarding the retention Of Wilmington Capital Securities, LLC ("Wilmington") by Capstone Companies, Inc. together with its subsidiaries. successors and assigns (collectively€ the "Company"), subject to the terms and conditions of this Agreement.
INVESTMENT BANKING AGREEMENTInvestment Banking Agreement • November 20th, 2006 • Enlightened Gourmet, Inc. • Retail-food stores • New York
AGREEMENT, made this 31st day of October, 2006 by and between, The Enlightened Gourmet, Inc., having its principal place of business at 236 Centerbrook, Hamden, CT 06518 hereinafter the “Company” and Charles Morgan Securities Inc., having its principal place of business at 120 Wall St., 16th Fl, New York, NY 10005, hereinafter the (“CMS”).
AMENDMENT NO. 2 TO INVESTMENT BANKING AGREEMENTInvestment Banking Agreement • November 25th, 2009 • Hawk Systems, Inc. • Services-miscellaneous amusement & recreation
THIS AMENDMENT NO. 2 TO INVESTMENT BANKING AGREEMENT (this “Amendment”) is dated as of November 23, 2009, by and between Hawk Systems, Inc. (as successor to Hawk Biometric Technologies, Inc. (“Hawk of FL”)), a Delaware corporation with its principal address at 777 South Flagler Dr., Ste. 800, West Palm Beach, FL 33401 (the “Company”), and Cresta Capital Strategies, LLC, with its principal address at 1175 Walt Whitman Road, Ste. 100, Melville, NY 11747 (the “Banker”).
Investment Banking AgreementInvestment Banking Agreement • March 13th, 2008 • Capital City Energy Group, Inc. • Broadwoven fabric mills, cotton • Ohio
This Investment Banking Agreement (the "Agreement") is made and entered into as of August 1, 2006 by and among, Capital City Petroleum, LLC (the "Company") having its place of business at 1335 Dublin Road, Suite 122-D, Columbus, OH 43215; with and Capital City Partners Southeast LLC, (“CCPSE”) having its place of business at 1550 Madruga Avenue, Suite 305, Coral Gables, Flordia 33146.
