Up to $30,000,000 Shares of Common StockInvestment Agreement • February 19th, 2021 • New York
Contract Type FiledFebruary 19th, 2021 JurisdictionAqua Metals, Inc. has entered into an At the Market Issuance Sales Agreement, or the Sales Agreement, with B. Riley Securities, Inc., formerly known as B. Riley FBR, Inc., or B. Riley Securities, relating to the sale of shares of our common stock, par value $0.001 per share, offered by this prospectus supplement. In accordance with the terms of the Sales Agreement, under this prospectus supplement we may offer and sell our common stock having an aggregate offering price of up to $30,000,000 from time to time through or to B. Riley Securities, acting as our sales agent. Sales of our common stock, if any, under this prospectus supplement will be made by any method permitted that is deemed an “at the market offering” as defined in Rule 415 under the Securities Act of 1933, as amended, or the Securities Act. B. Riley Securities is not required to sell any specific amount but will act as our sales agent using commercially reasonable efforts consistent with its normal trading and sales pract