August 9, 2012Placement Agent Agreement • August 13th, 2012 • Arrowhead Research Corp • Services-commercial physical & biological research • New York
Contract Type FiledAugust 13th, 2012 Company Industry Jurisdiction
February 8, 2012Placement Agent Agreement • February 9th, 2012 • Epicept Corp • Pharmaceutical preparations • New York
Contract Type FiledFebruary 9th, 2012 Company Industry JurisdictionThis letter (the “Agreement”) constitutes the agreement between EpiCept Corporation (the “Company”) and Rodman & Renshaw, LLC (“Rodman”) that Rodman shall serve as the exclusive placement agent and/or exclusive underwriter (the “Services”) for the Company, on a reasonable best efforts basis (or, firm commitment, in the event of an underwritten transaction), in connection with the proposed offer and placement (the “Offering”) by the Company of equity and/or equity-linked securities of the Company (the “Securities”). The terms of the Offering and the Securities shall be mutually agreed upon by the Company and the investors and nothing herein implies that Rodman would have the power or authority to bind the Company or an obligation for the Company to issue any Securities or complete the Offering. The Company expressly acknowledges and agrees that the execution of this Agreement does not constitute a commitment by Rodman to purchase the Securities and does not ensure the successful placeme
December 11, 2009Placement Agent Agreement • December 15th, 2009 • China North East Petroleum Holdings LTD • Crude petroleum & natural gas • New York
Contract Type FiledDecember 15th, 2009 Company Industry Jurisdiction
STRICTLY CONFIDENTIAL Wang Hongjun President China North East Petroleum Holdings LimitedPlacement Agent Agreement • September 16th, 2009 • China North East Petroleum Holdings LTD • Crude petroleum & natural gas • New York
Contract Type FiledSeptember 16th, 2009 Company Industry Jurisdiction