Common Contracts

OLD SECOND BANCORP, INC.

Underwriting Agreement • December 15th, 2016 • Old Second Bancorp Inc • State commercial banks • New York

• Contract Type
  Underwriting Agreement
• Filed
  December 15th, 2016
• Company
  Old Second Bancorp Inc
• Industry
  State commercial banks
• Jurisdiction
  New York

Old Second Bancorp, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to Keefe, Bruyette & Woods, Inc., as underwriter (“KBW” or the “Underwriter”), and KBW agrees, subject to the terms and conditions stated herein, to purchase pursuant to this Underwriting Agreement (this “Agreement”), $45,000,000 in aggregate principal amount of the Company’s 5.750% Fixed-to-Floating Rate Senior Notes due December 31, 2026 (the “Securities”). The Securities will be issued pursuant to an indenture, to be dated as of the Closing Date (as defined below) (the “Base Indenture”), between the Company and Wells Fargo Bank, National Association, as trustee (the “Trustee”), as supplemented by a supplemental indenture thereto relating to the Securities, to be dated as of the Closing Date, between the Company and the Trustee (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”).

GUARANTY BANCORP 5.75% Fixed-to-Floating Rate Subordinated Notes due July 20, 2026 UNDERWRITING AGREEMENT

Underwriting Agreement • July 18th, 2016 • Guaranty Bancorp • State commercial banks • New York

• Contract Type
  Underwriting Agreement
• Filed
  July 18th, 2016
• Company
  Guaranty Bancorp
• Industry
  State commercial banks
• Jurisdiction
  New York

Optional Redemption: Subject to obtaining prior approval of the Federal Reserve, to the extent that such approval is then required, the Issuer may, at its option, beginning with the Interest Payment Date of July 20, 2021 and on any scheduled Interest Payment Date thereafter, redeem the Notes, in whole or in part, at a redemption price equal to 100% of the principal amount of the Notes to be redeemed, plus any accrued and unpaid interest to, but excluding, the redemption date. Any partial redemption will be made on a pro rata basis, by lot or by any other method that the trustee deems fair and appropriate. In addition, in certain circumstances the Issuer may have the option to redeem the Notes upon the occurrence of events described in the prospectus supplement under the heading “Description of the Notes—Optional Redemption and Redemption Upon Special Events.”