MEMORANDUM OF UNDERSTANDING BETWEENMemorandum of Understanding • June 28th, 2018
Contract Type FiledJune 28th, 2018The mission of the SEC is to protect investors, maintain fair, orderly, and efficient securities markets, and facilitate capital formation. The mission of the CFTC is to foster open, transparent, competitive and financially sound markets. Notably, the SEC and the CFTC have certain joint responsibilities under Dodd-Frank and the CFMA, including joint responsibility for regulating security futures products.
MEMORANDUM OF UNDERSTANDING BETWEENMemorandum of Understanding • June 28th, 2018
Contract Type FiledJune 28th, 2018The mission of the SEC is to protect investors, maintain fair, orderly, and efficient securities markets, and facilitate capital formation. The mission of the CFTC is to foster open, transparent, competitive and financially sound markets. Notably, the SEC and the CFTC have certain joint responsibilities under Dodd-Frank and the CFMA, including joint responsibility for regulating security futures products.