NORTHERN TRUST CORPORATION (Delaware corporation) 6.125% Subordinated Notes due 2032 UNDERWRITING AGREEMENTUnderwriting Agreement • November 2nd, 2022 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledNovember 2nd, 2022 Company Industry Jurisdiction
NORTHERN TRUST CORPORATION (Delaware corporation) 4.000% Senior Notes due 2027 UNDERWRITING AGREEMENTUnderwriting Agreement • May 10th, 2022 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledMay 10th, 2022 Company Industry Jurisdiction
NORTHERN TRUST CORPORATION (Delaware corporation) 1.95% Senior Notes due 2030 UNDERWRITING AGREEMENTUnderwriting Agreement • May 1st, 2020 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledMay 1st, 2020 Company Industry Jurisdiction
NORTHERN TRUST CORPORATION (Delaware corporation) 16,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/1,000TH INTEREST IN A SHARE OF SERIES E NON-CUMULATIVE PERPETUAL PREFERRED STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • November 5th, 2019 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledNovember 5th, 2019 Company Industry Jurisdiction
NORTHERN TRUST CORPORATION (Delaware corporation) 3.15% Senior Notes due 2029 UNDERWRITING AGREEMENTUnderwriting Agreement • May 3rd, 2019 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledMay 3rd, 2019 Company Industry Jurisdiction
NORTHERN TRUST CORPORATION (Delaware corporation) 3.65% Senior Notes due 2028 UNDERWRITING AGREEMENTUnderwriting Agreement • August 3rd, 2018 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledAugust 3rd, 2018 Company Industry Jurisdiction
NORTHERN TRUST CORPORATION (Delaware corporation) 3.375% Fixed-to-Floating Rate Subordinated Notes due 2032 UNDERWRITING AGREEMENTUnderwriting Agreement • May 8th, 2017 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledMay 8th, 2017 Company Industry Jurisdiction
NORTHERN TRUST CORPORATION (Delaware corporation) 500,000 DEPOSITARY SHARES EACH REPRESENTING A 1/100TH INTEREST IN A SHARE OF SERIES D NON-CUMULATIVE PERPETUAL PREFERRED STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • August 8th, 2016 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledAugust 8th, 2016 Company Industry Jurisdiction
NORTHERN TRUST CORPORATION (Delaware corporation) 16,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/1,000TH INTEREST IN A SHARE OF SERIES C NON-CUMULATIVE PERPETUAL PREFERRED STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • August 4th, 2014 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledAugust 4th, 2014 Company Industry Jurisdiction
NORTHERN TRUST CORPORATION (Delaware corporation) 3.950% Subordinated Notes due 2025 UNDERWRITING AGREEMENTUnderwriting Agreement • October 31st, 2013 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledOctober 31st, 2013 Company Industry JurisdictionThis communication is intended for the sole use of the person to whom it is provided by us. The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling (i) Merrill Lynch, Pierce, Fenner & Smith Incorporated at 1-800-294-1322, or (ii) Goldman, Sachs & Co. at 1-866-471-2526 or by emailing prospectus-ny@ny.email.gs.com.
NORTHERN TRUST CORPORATION (Delaware corporation) 2.375% Notes due 2022 UNDERWRITING AGREEMENTUnderwriting Agreement • August 2nd, 2012 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledAugust 2nd, 2012 Company Industry JurisdictionThis communication is intended for the sole use of the person to whom it is provided by us. The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling (i) Merrill Lynch, Pierce, Fenner & Smith Incorporated at 1-800-294-1322, or (ii) Morgan Stanley & Co. LLC at 1-866-718-1649.
NORTHERN TRUST CORPORATION (Delaware corporation) 3.375% Notes due 2021 UNDERWRITING AGREEMENTUnderwriting Agreement • August 22nd, 2011 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledAugust 22nd, 2011 Company Industry JurisdictionThis communication is intended for the sole use of the person to whom it is provided by us. The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. You may get these documents for free by visiting EDGAR on the SEC Web site at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling (i) J.P. Morgan Securities LLC collect at 1-212-834-4533, or (ii) Morgan Stanley & Co. LLC at 1-866-718-1649.
NORTHERN TRUST CORPORATION (Delaware corporation) 3.450% Notes due 2020 UNDERWRITING AGREEMENTUnderwriting Agreement • November 4th, 2010 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledNovember 4th, 2010 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • May 1st, 2009 • Northern Trust Corp • State commercial banks • New York
Contract Type FiledMay 1st, 2009 Company Industry Jurisdiction