DURECT CORPORATION 12,000,000 Shares Common Stock ($0.0001 par value) Underwriting AgreementUnderwriting Agreement • April 29th, 2016 • Durect Corp • Pharmaceutical preparations • New York
Contract Type FiledApril 29th, 2016 Company Industry JurisdictionDurect Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as representative (the “Representative”) an aggregate of 12,000,000 shares (the “Firm Shares”) of common stock, par value $0.0001 per share, of the Company (the “Common Stock”). The Firm Shares include 360,000 shares of Common Stock (the “Other Firm Shares”) to be purchased by a person previously agreed upon between the Company and the Underwriters. The Company also proposes to sell to the several Underwriters, at the option of the Underwriters, up to an additional 1,800,000 shares of common stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares”.
4,000,000 Shares Celator Pharmaceuticals, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • March 23rd, 2016 • Celator Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledMarch 23rd, 2016 Company Industry Jurisdiction
DURECT CORPORATION 7,142,858 Shares Common Stock ($0.0001 par value) Underwriting AgreementUnderwriting Agreement • November 13th, 2013 • Durect Corp • Pharmaceutical preparations • New York
Contract Type FiledNovember 13th, 2013 Company Industry JurisdictionDurect Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as representative (the “Representative”) an aggregate of 7,142,858 shares (the “Firm Shares”) of common stock, par value $0.0001 per share, of the Company (the “Common Stock”). The Firm Shares include 714,285 shares of Common Stock (the “Other Firm Shares”) to be purchased by a person previously agreed upon between the Company and the Underwriters. The Company also proposes to sell to the several Underwriters, at the option of the Underwriters, up to an additional 1,071,429 shares of common stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares”.
6,956,522 Shares Speed Commerce, Inc. (f/k/a Navarre Corporation) Common Stock (No Par Value) UNDERWRITING AGREEMENTUnderwriting Agreement • September 26th, 2013 • Speed Commerce, Inc. • Wholesale-computers & peripheral equipment & software • New York
Contract Type FiledSeptember 26th, 2013 Company Industry JurisdictionSpeed Commerce, Inc. (f/k/a Navarre Corporation), a Minnesota corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (collectively, the “Underwriters”) for whom you are acting as representative (the “Representative”), an aggregate of 6,956,522 shares (the “Firm Shares”) of common stock, no par value per share, of the Company (the “Common Stock”). The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional 1,043,478 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares”.
2,030,000 Shares MEI PHARMA, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 10th, 2013 • MEI Pharma, Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 10th, 2013 Company Industry JurisdictionMEI Pharma, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (collectively, the “Underwriters”) for whom you are acting as representatives (the “Representatives”), an aggregate of 2.030,000 shares (the “Shares”) of common stock, par value $0.00000002 per share, of the Company (the “Common Stock”).
2,632,000 Shares PROCERA NETWORKS, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • June 9th, 2011 • Procera Networks Inc • Services-computer programming services • New York
Contract Type FiledJune 9th, 2011 Company Industry JurisdictionProcera Networks, Inc., a Nevada corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (collectively, the “Underwriters”) for whom you are acting as representative (the “Representative”), an aggregate of 2,632,000 shares (the “Firm Shares”) of common stock, par value $0.001 per share, of the Company (the “Common Stock”). The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional 394,800 shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares”.