Common Contracts

Glossary of Terms

Dissemination Agent Agreement • April 6th, 2016

• Contract Type
  Dissemination Agent Agreement
• Filed
  April 6th, 2016

• The SEC regulates Underwriters through Rule 15c2- 12 (the “Rule”) under the Securities Exchange Act of 1934; because of the Rule, the Issuer contractually agrees to provide certain ongoing continuing disclosures